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What's New on the SEC Website
March 16, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
News and Public Statements
Staff Interpretations
Division of Investment Management No-Action Letters
Regulatory Actions
Other Commission Orders
Investment Company Act Notices and Orders
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- FICC: Notice of Filing of Proposed Rule to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities (Release No. 34-59569; File No. SR-FICC-2009-03; March 12, 2009)
- FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 1122 (Filing of Misleading Information as to Membership or Registration) in the Consolidated FINRA Rulebook (Release No. 34-59563; File No. SR-FINRA-2009-009; March 12, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rules 13, 902, 903, 904, 905 and Rule 906 to Eliminate Certain Order Types From the Off-Hours Trading Facility (Release No. 34-59570; File No. SR-NYSE-2009-28; March 12, 2009)
- NYSE Arca: Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500(R) Index (Release No. 34-59562; File No. SR-NYSEArca-2009-20; March 12, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Caps on Equity Option Transaction Charges on Dividend, Merger and Short Stock Interest Strategies (Release No. 34-59566; File No. SR-Phlx-2009-18; March 12, 2009)
- NYSEALTR: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certificate of Formation, Amended and Restated Operating Agreement, Rules, and Company Guide to Change the Name of the Exchange to NYSE Amex LLC (Release No. 34-59575; File No. SR-NYSEALTR-2009-24; March 13, 2009)
http://www.sec.gov/news/whatsnew/wn031609.shtml
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