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ARCHIVED VIDEO WEBCAST
Original live broadcast:
Tuesday, May 5, 2009

Roundtable To Examine Short Sale Price Tests and Circuit Breaker Restrictions

The Commission hosted a roundtable on May 5, 2009 to discuss short sale price tests and short sale circuit breakers generally and in the context of its recent proposal to amend Rule 201 of Regulation SHO. The roundtable was held in the auditorium of the Commission’s headquarters at 100 F Street, NE in Washington, DC between approximately 10:00 am and 3:15 pm. The roundtable event was comprised of three separate panel discussions. The panels included issuer representatives as well as representatives from financial services firms, self-regulatory organizations and the academic community.

VIEW THE ARCHIVED WEBCAST:

Panel One: Market changes and investor confidence; are short sale price tests or short sale circuit breakers necessary or effective?

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Captioned Version: WindowsMedia | RealMedia

Panel Two: Bid versus tick versus circuit breakers; discussion of short sale price tests and short sale circuit breakers.

WindowsMedia | RealMedia
Captioned Version: WindowsMedia | RealMedia

Panel Three: Lessons and insights from empirical data; short sale price tests and short sale circuit breakers by the numbers.

WindowsMedia | RealMedia
Captioned Version: WindowsMedia | RealMedia

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Modified: 05/06/2009