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2009 Speeches and Public Statements: Alphabetically by Speaker
By Date2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994 | 1993 | 1992 | 1991 | 1990 | 1989 | 1988 | 1987 | 1986 | 1985 | 1984 | 1983 | 1982 | 1981 | 1980 | 1979 | 1978 | 1977 | 1976 | 1975 | 1974 | 1973 | 1972 | 1971 | 1970 | 1969 | 1968 | 1967 | 1966 | 1965 | 1964 | 1963 | 1962 | 1961 | 1960 | 1959 | 1958 | 1957 | 1956 | 1955 | 1954 | 1953 | 1952 | 1951 | 1950 | 1949 | 1948 | 1947 | 1946 | 1945 | 1944 | 1943 | 1942 | 1941 | 1940 | 1939 | 1938 | 1937 | 1936 | 1935 | 1934 | 1929-1933
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| Date | Title | Author |
Chairman Mary L. Schapiro | ||
| May 5, 2009 | Opening Statement at May 5, 2009, Roundtable on Short Selling, Washington, D.C. |
Chairman Mary L. Schapiro |
| May 4, 2009 | Address to Mutual Fund Directors Forum Ninth Annual Policy Conference: Critical Issues for Investment Company Directors, Washington, D.C. | Chairman Mary L. Schapiro |
| Apr. 27, 2009 | Address to the Society of American Business Editors and Writers, Denver, Colorado | Chairman Mary L. Schapiro |
| Apr. 15, 2009 | Statement at SEC Roundtable on Credit Rating Agencies, Washington, D.C. |
Chairman Mary L. Schapiro |
| Apr. 8, 2009 | Opening Statement Before the Commission Open Meeting, Washington, D.C. | Chairman Mary L. Schapiro |
| Apr. 6, 2009 | Address to the Council of Institutional Investors, Washington, D.C. | Chairman Mary L. Schapiro |
| Mar. 19, 2009 | Remarks at News Teleconference Announcing Enforcement Action Against Former N.Y. State Official and Top Political Advisor | Chairman Mary L. Schapiro |
| Mar. 10, 2009 | Remarks at the 2nd Annual CCOutreach BD National Seminar, SEC Headquarters, Washington, D.C. | Chairman Mary L. Schapiro |
| Feb. 6, 2009 | Address to Practising Law Institute's "SEC Speaks in 2009" Program, Washington, D.C. | Chairman Mary L. Schapiro |
Commissioner Luis A. Aguilar | ||
| Apr. 28, 2009 | NASAA Members and the SEC — United in the Public Interest and Making Investors a Priority, Washington, D.C. | Commissioner Luis A. Aguilar |
| Apr. 27, 2009 | "Equalizing Opportunities for All Americans to Participate in Financial Services", New York, New York | Commissioner Luis A. Aguilar |
| Apr. 17, 2009 | "Making Investors a Priority in Regulatory Reform", Boston, Massachusetts | Commissioner Luis A. Aguilar |
| Apr. 8, 2009 | Statement Before the Commission Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar |
| Mar. 18, 2009 | "Reinvigorating the Enforcement Program to Restore Investor Confidence" — Introductory Remarks before the District of Columbia Bar, Washington, D.C. | Commissioner Luis A. Aguilar |
| Feb. 6, 2009 | "Increasing Accountability and Transparency to Investors", Remarks at "The SEC Speaks in 2009," Washington, D.C. | Commissioner Luis A. Aguilar |
| Jan. 26, 2009 | Remarks at the Investment Company Institute’s Board of Governor’s Winter Meeting, Washington, D.C. | Commissioner Luis A. Aguilar |
| Jan. 10, 2009 | Empowering the Markets Watchdog to Effect Real Results, North American Securities Administrators Association's Winter Enforcement Conference, San Diego, California | Commissioner Luis A. Aguilar |
Commissioner Kathleen L. Casey | ||
| Apr. 8, 2009 | Statement Before the Commission Open Meeting, Washington, D.C. | Commissioner Kathleen L. Casey |
| Feb. 6, 2009 | "In Search of Transparency, Accountability, and Competition: The Regulation of Credit Rating Agencies", Remarks at "The SEC Speaks in 2009," Washington, D.C. | Commissioner Kathleen L. Casey |
| Jan. 14, 2009 | Remarks Before the Exchequer Club, Washington, D.C. | Commissioner Kathleen L. Casey |
Commissioner Troy A. Paredes | ||
| May 6, 2009 | Remarks at the Security Traders Association 13th Annual Washington Conference, Washington, D.C. | Commissioner Troy A. Paredes |
| May 4, 2009 | Remarks Before the Mutual Fund Directors Forum Ninth Annual Policy Conference, Washington, D.C. | Commissioner Troy A. Paredes |
| Apr. 8, 2009 | Statement Before the Commission Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes |
| Mar. 19, 2009 | Remarks at the 2009 Southeastern Securities Conference, Atlanta, Georgia | Commissioner Troy A. Paredes |
| Mar. 10, 2009 | Remarks at the CCOutreach BD National Seminar, SEC Headquarters, Washington, D.C. | Commissioner Troy A. Paredes |
| Feb. 6, 2009 | Remarks at "The SEC Speaks in 2009", Washington, D.C. | Commissioner Troy A. Paredes |
Commissioner Elisse B. Walter | ||
| May 5, 2009 | Regulating Broker-Dealers and Investment Advisers: Demarcation or Harmonization?, Washington, D.C. | Commissioner Elisse B. Walter |
| Mar. 2, 2009 | "Principles to Help Guide Financial Regulatory Reform" — Remarks Before the Institute of International Bankers, Washington, D.C. | Commissioner Elisse B. Walter |
| Feb. 18, 2009 | "Restoring Investor Trust through Corporate Governance" — Remarks Before the Practicing Law Institute, New York, New York | Commissioner Elisse B. Walter |
| Feb. 6, 2009 | Remarks at "The SEC Speaks in 2009", Washington, D.C. | Commissioner Elisse B. Walter |
| Date | Title | Author |
Andrew J. Donohue, Director, Division of Investment Management | ||
| Apr. 17, 2009 | Investment Company Act of 1940: Regulatory Gap between Paradigm and Reality?, Vancouver, Canada | Andrew J. Donohue, Director, Division of Investment Management |
| Apr. 2, 2009 | Keynote Address at the Practising Law Institute's Investment Management Institute 2009, New York, New York | Andrew J. Donohue, Director, Division of Investment Management |
| Mar. 23, 2009 | Keynote Address, Investment Company Institute, 2009 Mutual Funds and Investment Management Conference, Washington, D.C. | Andrew J. Donohue, Director, Division of Investment Management |
| Jan. 13, 2009 | Address at the Mutual Fund Directors Forum Third Annual Directors' Institute, Fort Myers, Florida | Andrew J. Donohue, Director, Division of Investment Management |
Elizabeth K. King, Associate Director, Division of Trading & Markets | ||
| Jan. 23, 2009 | Remarks at the Security Traders Association of Chicago |
Elizabeth K. King, Associate Director, Division of Trading & Markets |
William Lutz, Director, 21st Century Disclosure Initiative | ||
| Jan. 15, 2009 | The Future of Financial Reporting, National Investors Relations Institute — New York Chapter, New York, New York Slide presentation (PDF) |
William Lutz, Director, 21st Century Disclosure Initiative |
Lori A. Richards, Director, Office of Compliance Inspections and Examinations | ||
| Mar. 12, 2009 | "Compliance in Today's Environment: Step Up to the Challenge" — Remarks Before the IA Compliance Best Practices Summit 2009, Washington, D.C. | Lori A. Richards, Director, Office of Compliance Inspections and Examinations |
Erik R. Sirri, Director, Division of Trading and Markets | ||
| Apr. 9, 2009 | Remarks at the National Economists Club: Securities Markets and Regulatory Reform, Washington, D.C. | Erik R. Sirri, Director, Division of Trading and Markets |
Ethiopis Tafara, Director, Office of International Affairs | ||
| Feb. 23, 2009 | A Few Observations Based On International Regulatory Conversations, Before the CESR Conference, Paris, France | Ethiopis Tafara, Director, Office of International Affairs |
http://www.sec.gov/news/2009speechalpha.shtml
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