Division of Trading and Markets

Hearings

Regulation NMS

• Proposed Regulation NMS Hearings Transcript, April 21, 2004
   
• Proposed Regulation NMS Hearings Webcast, April 21, 2004
   
• Chairman's Opening Statement at the Regulation NMS Hearing, April 21, 2004
   
• Press Release re: Regulation NMS Hearing, April 15, 2004
   

Market Structure

• Market Structure Hearings, New York, November 12, 2002
   
• Market Structure Hearings, Washington, DC, October 29, 2002
   
• Market Structure Hearings Webcast Archives
   
• Market Structure Hearings Schedules
   
• Specific Topics for Discussion at the Commission's Market Structure Hearings
   
• List of Participants for Market Structure Hearings
   
• Commission Sets Dates for Market Structure Hearings, Press Release No. 2002-148
   

Credit Rating Agencies

• Commission to Hold Credit Rating Agency Hearings (Press Release No. 2002-157)
   
• SEC Hearings on the Current Role and Function of Credit Rating Agencies in the Operation of the Securities Markets (November 15 and November 21, 2002)
   
• List of Participants and Comments for Credit Rating Agency Hearings
   
• SEC Hearings on the Current Role and Function of Credit Rating Agencies in the Operation of the Securities Markets (Transcript, November 15, 2002)
   
• SEC Hearings on the Current Role and Function of Credit Rating Agencies in the Operation of the Securities Markets (Transcript, November 21, 2002)
   
• Credit Rating Agency Hearings Webcast Archives
   

http://www.sec.gov/divisions/marketreg/mrhearings.htm