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NIOSH Publication No. 98-126:Criteria for a Recommended Standard: Occupational Noise Exposure |
June 1998 |
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Foreward Abstract Abbreviations Glossary Acknowledgments Disclaimer |
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Chapter 1. | Recommendations for a Noise Standard |
Chapter 2. | Introduction |
Chapter 3. | Basis for the Exposure Standard |
Chapter 4. | Instrumentation for Noise Measurement |
Chapter 5. | Hearing Loss Prevention Programs (HLPPs) |
Chapter 6. | Hearing Protectors |
Chapter 7. | Research Needs |
References | |
Appendix PDF Only (15 pages, 686KB) | |
This document is also available in PDF format. |
In the Occupational Safety and Health Act of 1970 (Public Law 91-596), Congress declared that its purpose was to assure, so far as possible, safe and healthful working conditions for every working man and woman and to preserve our human resources. In this Act, the National Institute for Occupational Safety and Health (NIOSH) is charged with recommending occupational safety and health standards and describing exposure concentrations that are safe for various periods of employmentincluding but not limited to concentrations at which no worker will suffer diminished health, functional capacity, or life expectancy as a result of his or her work experience. By means of criteria documents, NIOSH communicates these recommended standards to regulatory agencies (including the Occupational Safety and Health Administration [OSHA]) and to others in the occupational safety and health community.
Criteria documents provide the scientific basis for new occupational safety and health standards. These documents generally contain a critical review of the scientific and technical information available on the prevalence of hazards, the existence of safety and health risks, and the adequacy of control methods. In addition to transmitting these documents to the Department of Labor, NIOSH also distributes them to health professionals in academic institutions, industry, organized labor, public interest groups, and other government agencies.
In 1972, NIOSH published Criteria for a Recommended Standard: Occupational Exposure to Noise, which provided the basis for a recommended standard to reduce the risk of developing permanent hearing loss as a result of occupational noise exposure [NIOSH 1972]. NIOSH has now evaluated the latest scientific information and has revised some of its previous recommendations. The 1998 recommendations go beyond attempting to conserve hearing by focusing on preventing occupational noise-induced hearing loss (NIHL).
The NIOSH recommended exposure limit (REL) for occupational noise exposure (85 decibels, A-weighted, as an 8-hour time-weighted average [85 dBA as an 8-hr TWA]) was reevaluated using contemporary risk assessment techniques and incorporating the 4000-hertz (Hz) audiometric frequency in the definition of hearing impairment. The new risk assessment reaffirms support for the 85-dBA REL. With a 40-year lifetime exposure at the 85-dBA REL, the excess risk of developing occupational NIHL is 8%considerably lower than the 25% excess risk at the 90-dBA permissible exposure limit (PEL) currently enforced by the Occupational Safety and Health Administration (OSHA) and the Mine Safety and Health Administration (MSHA).
NIOSH previously recommended an exchange rate of 5 dB for the calculation of time-weighted average (TWA) exposures to noise. However, NIOSH now recommends a 3-dB exchange rate, which is more firmly supported by scientific evidence. The 5-dB exchange rate is still used by OSHA and MSHA, but the 3-dB exchange rate has been increasingly supported by national and international consensus.
NIOSH recommends an improved criterion for significant threshold shift: an increase of 15 dB in the hearing threshold level (HTL) at 500, 1000, 2000, 3000, 4000, or 6000 Hz in either ear, as determined by two consecutive audiometric tests. The new criterion has the advantages of a high identification rate and a low false-positive rate. In comparison, the criterion NIOSH recommended in 1972 has a high false-positive rate, and the OSHA criterion (called the standard threshold shift) has a relatively low identification rate.
In contrast with the 1972 criterion, the new NIOSH criterion no longer recommends age correction on individual audiograms. This practice is not scientifically valid and would delay intervention to prevent further hearing losses in workers whose HTLs have increased because of occupational noise exposure. OSHA currently allows age correction only as an option.
The noise reduction rating (NRR) is a single-number, laboratory-derived rating that the U.S.Environmental Protection Agency (EPA) requires to be shown on the label of each hearing protector sold in the United States. In calculating the noise exposure to the wearer of a hearing protector at work, OSHA derates the NRR by one-half for all types of hearing protectors. In 1972, NIOSH recommended the use of the full NRR value; however, in this document, NIOSH recommends derating by subtracting from the NRR 25%, 50%, and 70% for earmuffs, formable earplugs, and all other earplugs, respectively. This variable derating scheme, as opposed to OSHAs straight derating scheme, considers the performances of different types of hearing protectors.
This document also provides recommendations for the management of hearing loss prevention programs (HLPPs) for workers whose noise exposures equal or exceed 85 dBA. The recommendations include program evaluation, which was not articulated in the 1972 criteria document and is not included in the OSHA and MSHA standards.
Adherence to the revised recommended noise standard will minimize the risk of developing occupational NIHL.
Linda Rosenstock, M.D., M.P.H.
Director,
National Institute for Occupational Safety and Health
Centers for Disease Control and Prevention
This criteria document reevaluates and reaffirms the recommended exposure limit (REL) for occupational noise exposure established by the National Institute for Occupational Safety and Health (NIOSH) in 1972. The REL is 85 decibels, A-weighted, as an 8-hr time-weighted average (85 dBA as an 8-hr TWA). Exposures at or above this level are hazardous.
By incorporating the 4000-Hz audiometric frequency into the definition of hearing impairment in the risk assessment, NIOSH has found an 8% excess risk of developing occupational noise-induced hearing loss (NIHL) during a 40-year lifetime exposure at the 85-dBA REL. NIOSH has also found that scientific evidence supports the use of a 3-dB exchange rate for the calculation of TWA exposures to noise.
The recommendations in this document go beyond attempts to conserve hearing by focusing on prevention of occupational NIHL. For workers whose noise exposures equal or exceed 85 dBA, NIOSH recommends a hearing loss prevention program (HLPP) that includes exposure assessment, engineering and administrative controls, proper use of hearing protectors, audiometric evaluation, education and motivation, recordkeeping, and program audits and evaluations.
Audiometric evaluation is an important component of an HLPP. To provide early identification of workers with increasing hearing loss, NIOSH has revised the criterion for significant threshold shift to an increase of 15 dB in the hearing threshold level (HTL) at 500, 1000, 2000, 3000, 4000, or 6000 Hz in either ear, as determined by two consecutive tests. To permit timely intervention and prevent further hearing losses in workers whose HTLs have increased because of occupational noise exposure, NIOSH no longer recommends age correction on individual audiograms.
AAO-HNS | American Academy of Otolaryngology-Head and Neck Surgery |
AIHA | American Industrial Hygiene Association |
ANSI | American National Standards Institute |
AOMA | American Occupational Medical Association |
ASHA | American Speech-Language-Hearing Association |
CAOHC | Council for Accreditation in Occupational Hearing Conservation |
CFR | Code of Federal Regulations |
CHABA | Committee on Hearing, Bioacoustics, and Biomechanics |
CI | confidence interval |
dB | decibel(s) |
dB SPL | decibel(s), sound pressure level |
dBA | decibel(s), A-weighted |
EPA | U.S. Environmental Protection Agency |
Fed. Reg | Federal Register |
HLPP | hearing loss prevention program |
hr | hour(s) |
HTL | hearing threshold level |
Hz | hertz |
ISO | International Standards Organization |
kHz | kilohertz |
LAeq 8 hr | equivalent continuous sound for 8 hr |
min | minute(s) |
ms | millisecond(s) |
MSHA | Mine Safety and Health Administration |
NHANES | National Health and Nutrition Examination Survey |
NHCA | National Hearing Conservation Association |
NIHL | noise-induced hearing loss |
NIOSH | National Institute for Occupational Safety and Health |
NOES | National Occupational Exposure Survey |
NOHSM | National Occupational Health Survey of Mining |
NRR | noise reduction rating |
ONHS | Occupational Noise and Hearing Survey |
OSHA | Occupational Safety and Health Administration |
PEL | permissible exposure limit |
REAT | real ear attenuation at threshold |
REL | recommended exposure limit |
s | second(s) |
SIC | standard industrial classification |
SPL | sound pressure level |
STS | standard threshold shift |
T-BEAM | task-based exposure assessment model |
TTS2 | temporary threshold shift 2 min after a period of noise exposure |
TWA | time-weighted average |
Where possible, the definition is quoted from the appropriate American National Standards Institute (ANSI) standard, ANSI S1.1-1994 [ANSI 1994] or ANSI S3.20-1995 [ANSI 1995], under the term(s) used in that standard.
Audiogram: Graph of hearing threshold level as a function of frequency (ANSI S3.20-1995: audiogram).
Baseline audiogram: The audiogram obtained from an audiometric examination administered before employment or within the first 30 days of employment that is preceded by a period of at least 12 hr of quiet. The baseline audiogram is the audiogram against which subsequent audiograms will be compared for the calculation of significant threshold shift.
Continuous noise: Noise with negligibly small fluctuations of level within the period of observation (ANSI S3.20-1995: stationary noise; steady noise).
Crest factor: Ten times the logarithm to the base ten of the square of the wideband peak amplitude of a signal to the time-mean-square amplitude over a stated time period. Unit, dB (ANSI S3.20-1995: crest factor).
Decibel (dB): Unit of level when the base of the logarithm is the 10th root of 10 and the quantities concerned are proportional to power (ANSI S1.1-1994: decibel).
Decibel, A-weighted (dBA): Unit representing the sound level measured with the A-weighting network on a sound level meter. (Refer to Table 4-1 for the characteristics of the weighting networks.)
Decibel, C-weighted (dBC): Unit representing the sound level measured with the C-weighting network on a sound level meter. (Refer to Table 4-1 for the characteristics of the weighting networks.)
Derate: To use a fraction of a hearing protectors noise reduction rating (NRR) to calculate the noise exposure of a worker wearing that hearing protector. (See NRR below.)
Dose: The amount of actual exposure relative to the amount of allowable exposure, and for which 100% and above represents exposures that are hazardous. The noise dose is calculated according to the following formula:
D = [C1/T1 + C2/T2 + ... + Cn/Tn] H 100 | |
Where | |
Cn = total time of exposure at a specified noise level | |
Tn = exposure time at which noise for this level becomes hazardous |
Effective noise level: The estimated A-weighted noise level at the ear when wearing hearing protectors. Effective noise level is computed by (1) subtracting derated NRRs from C-weighted noise exposure levels, or (2) subtracting derated NRRs minus 7 dB from A-weighted noise exposure levels. Unit, dB. (See Appendix.)
Equal-energy hypothesis: A hypothesis stating that equal amounts of sound energy will produce equal amounts of hearing impairment, regardless of how the sound energy is distributed in time.
Equivalent continuous sound level: Ten times the logarithm to the base ten of the ratio of time-mean-square instantaneous A-weighted sound pressure, during a stated time interval T, to the square of the standard reference sound pressure. Unit, dB; respective abbreviations, TAV and TEQ; respective letter symbols, LAT and LAeqT (ANSI S1.1-1994: time-average sound level; time-interval equivalent continuous sound level; time-interval equivalent continuous A-weighted sound pressure level; equivalent continuous sound level).
Excess risk: Percentage with material impairment of hearing in an occupational-noise-exposed population after subtracting the percentage who would normally incur such impairment from other causes in a population not exposed to occupational noise.
Exchange rate: An increment of decibels that requires the halving of exposure time, or a decrement of decibels that requires the doubling of exposure time. For example, a 3-dB exchange rate requires that noise exposure time be halved for each 3-dB increase in noise level; likewise, a 5-dB exchange rate requires that exposure time be halved for each 5-dB increase.
Fence: The hearing threshold level above which a material impairment of hearing is considered to have occurred.
Frequency: For a function periodic in time, the reciprocal of the period. Unit, hertz (Hz) (ANSI S1.1-1994: frequency).
Hearing threshold level (HTL): For a specified signal, amount in decibels by which the hearing threshold for a listener, for one or both ears, exceeds a specified reference equivalent threshold level. Unit, dB (ANSI S1.1-1994: hearing level; hearing threshold level).
Immission level: A descriptor for noise exposure, in decibels, representing the total sound energy incident on the ear over a specified period of time (e.g., months, years).
Impact: Single collision of one mass in motion with a second mass that may be in motion or at rest (ANSI S1.1-1994: impact).
Impulse: Product of a force and the time during which the force is applied; more specifically, impulse is the time integral of force from an initial time to a final time, the force being time-dependent and equal to zero before the initial time and after the final time (ANSI S1.1-1994: impulse).
Impulsive noise: Impulsive noise is characterized by a sharp rise and rapid decay in sound levels and is less than 1 sec in duration. For the purposes of this document, it refers to impact or impulse noise.
Intermittent noise: Noise levels that are interrupted by intervals of relatively low sound levels.
Noise: (1) Undesired sound. By extension, noise is any unwarranted disturbance within a useful frequency band, such as undesired electric waves in a transmission channel or device. (2) Erratic, intermittent, or statistically random oscillation (ANSI S1.1-1994: noise).
Noise reduction rating (NRR): The NRR, which indicates a hearing protectors noise reduction capabilities, is a single-number rating that is required by law to be shown on the label of each hearing protector sold in the United States. Unit, dB.
Permanent threshold shift (PTS): Permanent increase in the threshold of audibility for an ear. Unit, dB (ANSI S3.20-1995: permanent threshold shift; permanent hearing loss; PTS).
Pulse range: Difference in decibels between the peak level of an impulsive signal and the root-mean-square level of a continuous noise.
Significant threshold shift: A shift in hearing threshold, outside the range of audiometric testing variability (5 dB), that warrants followup action to prevent further hearing loss. NIOSH defines significant threshold shift as an increase in the HTL of 15 dB or more at any frequency (500, 1000, 2000, 3000, 4000, or 6000 Hz) in either ear that is confirmed for the same ear and frequency by a second test within 30 days of the first test.
Sound: (1) Oscillation in pressure, stress, particle displacement, particle velocity, etc. in a medium with internal forces (e.g., elastic or viscous), or the superposition of such propagated oscillations. (2) Auditory sensation evoked by the oscillation described above (ANSI S1.1-1994: sound).
Sound intensity: Average rate of sound energy transmitted in a specified direction at a point through a unit area normal to this direction at the point considered. Unit, watt per square meter (W/m2); symbol, I (ANSI S1.1-1994: sound intensity; sound-energy flux density; sound-power density).
Sound intensity level: Ten times the logarithm to the base ten of the ratio of the intensity of a given sound in a stated direction to the reference sound intensity of 1 picoWatt per square meter (pW/m2). Unit, dB; symbol, L (ANSI S1.1-1994: sound intensity level).
Sound pressure: Root-mean-square instantaneous sound pressure at a point during a given time interval. Unit, Pascal (Pa) (ANSI S1.1-1994: sound pressure; effective sound pressure).
Sound pressure level: (1) Ten times the logarithm to the base ten of the ratio of the time-mean-square pressure of a sound, in a stated frequency band, to the square of the reference sound pressure in gases of 20 micropascals (µPa). Unit, dB; symbol, Lp. (2) For sound in media other than gases, unless otherwise specified, reference sound pressure in 1 µPa (ANSI S1.1-1994: sound pressure level).
Temporary threshold shift: Temporary increase in the threshold of audibility for an ear caused by exposure to high-intensity acoustic stimuli. Such a shift may be caused by other means such as use of aspirin or other drugs. Unit, dB. (ANSI S3.20-1995: temporary threshold shift; temporary hearing loss).
Time-weighted average (TWA): The averaging of different exposure levels during an exposure period. For noise, given an 85-dBA exposure limit and a 3-dB exchange rate, the TWA is calculated according to the following formula:
TWA = 10.0 H Log(D/100) + 85 |
Where D = dose |
Varying noise: Noise, with or without audible tones, for which the level varies substantially during the period of observation (ANSI S3.20-1995: nonstationary noise; nonsteady noise; time-varying noise).
This document was prepared by the staff of the National Institute for Occupational Safety and Health (NIOSH). Principal responsibility for this document rested with the Education and Information Division, Paul A. Schulte, Ph.D., Director, and the Division of Biomedical and Behavioral Science, Derek E. Dunn, Ph.D., Director. Henry S. Chan was the document manager. John R. Franks, Ph.D., Carol J. Merry, Ph.D., Mark R. Stephenson, Ph.D., and Christa L. Themann contributed the principal input on the technical aspects of noise measurements, noise health effects, and the requisite components of a hearing loss prevention program. Mary M. Prince, Ph.D., Randall J. Smith, Leslie T. Stayner, Ph.D., and Stephen J. Gilbert provided risk assessment and statistical calculations. Barry Lempert recovered and reformatted the Occupational Noise and Hearing Survey (ONHS) data. David H. Pedersen, Ph.D. and Randy O. Young provided data from the National Occupational Exposure Survey (NOES). Dennis W. Groce and Janet M. Hale provided data from the National Occupational Health Survey of Mining (NOHSM). Ralph D. Zumwalde and Marie Haring Sweeney, Ph.D., provided policy review. Robert J. Tuchman, Anne C. Hamilton, Jane Weber, and Susan Feldmann edited the document. Susan Kaelin and Vanessa Becks provided editorial assistance and desktop publishing. Judy C. Curless, Sharon L. Cheesman, and Michelle Brunswick provided word processing and production support.
NIOSH gratefully acknowledges the contributions of Alice H. Suter, Ph.D. (Alice Suter and Associates, Ashland, Oregon) and Julia D. Royster, Ph.D. (Environmental Noise Consultants, Inc., Raleigh, North Carolina), who served as consultants in the areas of the 3-decibel exchange rate and criteria for significant threshold shift, respectively.
NIOSH thanks the following consultants for their participation in the public meeting held on June20-21, 1997, in Cincinnati, Ohio:
Henning von Gierke, Dr. Eng. Yellow Springs, OH |
Thomas Simpson, Ph.D. Wayne State University Detroit, MI |
Daniel L. Johnson,
Ph.D. Interactive Acoustics Provo, UT |
Alice H. Suter,
Ph.D. Alice Suter and Associates Ashland, OR |
Scott Schneider Center to Protect Workers Rights Washington, DC |
Edwin Toothman Noise/Hearing Construction Bethlehem, PA |
Anne R. Shields, Ph.D. Aberdeen Proving Ground, MD |
We also thank James E. Lankford, Ph.D. (Northern Illinois University,
DeKalb, Illinois) and Charles W. Nixon, Ph.D. (Wright Patterson Air Force Base,
Dayton, Ohio) for reviewing the draft.
Mention of any company name or product does not constitute endorsement by the National Institute for Occupational Safety and Health.
This document is in the public domain and may be freely copied or reprinted.
To receive documents or other information about occupational safety and health topics, contact NIOSH at
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4676 Columbia Parkway
Cincinnati, OH 45226–1998
Telephone: 1–800–35–NIOSH (1–800–356–4674)
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or visit the NIOSH Web site at www.cdc.gov/niosh/
This publication is also available from the National Technical Information Service (NTIS) for $60.00 plus $4.00 handling by calling 1-800-553-6847 or (703) 605-6000. Please ask for PB97-178628.
DHHS (NIOSH) Publication No. 98-126
June 1998