The Regulations & Enforcement Division of the Secretary
of State’s Office serves a variety of business related interests.
It receives a large percentage of the
agency’s revenue through the collection of registration fees, along with fines and penalties resulting from legal enforcement work.
Emergency Order - Firms, Registered Persons, and Customers Displaced by Hurricane Katrina
Emergency Order Hurricane Gustav-Ike
Internet Filings Search for Securities, Charities, & Pre-need
Registration for Scrap Metal Dealers
Please select a function of the Regulations & Enforcement Division to
explore.
Securities
