Organization | Country | Filing Description | Status | Date | Remarks | Associated Documents |
Association of Futures Brokers and Dealers | United Kingdom | Initial request for General relief. 54 Fed. Reg. 21604 (May 19, 1989) | Order Issued Granting | 05/19/1989 | AFBD no longer exists. Please see the order issued to FSA. | 0 |
ASX Futures Proprietary Limited | Australia | Initial request for Extended relief. 68 Fed. Reg. 39006 (July 1, 2003) and 68 Fed. Reg. 46446 (August 6, 2003). | Order Issued Granting | 06/25/2003 | ASX no longer exists. | 0 |
BM&F Bovespa S.A. - Bolsa de Valores, Mercadorias & Futuros | Brazil | Initial request for General relief. 67 Fed. Reg. 45056 (July 8, 2002) | Order Issued Granting | 06/28/2002 | | 1 |
Bursa Malaysia Derivatives | Malaysia | Request for exemption pursuant to Commission Regulation 30.10 on behalf of designated members of Bursa Malaysia Derivatives Bhd. | Pending | 07/13/2009 | | 0 |
Central Japan Commodity Exchange | Japan | Request for exemption pursuant to Commission Regulation 30.10 on behalf of designated members of CJCE | Pending | 12/13/2007 | | 0 |
Eurex Deutschland | Germany | Initial request for Extended relief. 67 Fed. Reg. 30785 (May 8, 2002) | Order Issued Granting | 04/29/2002 | | 1 |
Financial Services Authority | United Kingdom | Amended request for Extended relief. This order consolidated and updated the relief set forth in prior orders issued to the AFBD, IMRO, SFA, SIB and TSA. 68 Fed. Reg. 58583 (October 10, 2003) | Order Issued Granting | 09/30/2003 | | 1 |
ICE Futures Canada, Inc. | Canada | Initial request for General relief. 66 Fed. Reg. 27859 (May 21, 2001) | Order Issued Granting | 05/15/2001 | Formerly known as The Winnipeg Commodity Exchange, Inc., renamed effective January 1, 2008. | 1 |
Investment Management Regulatory Organisation Limited | United Kingdom | Initial request for General relief. 54 Fed. Reg. 21614 (June 19, 1989) | Order Issued Granting | 05/19/1989 | IMRO no longer exists. Please see the order issued to FSA. | 0 |
Investment Management Regulatory Organisation Limited | United Kingdom | Amended request for Extended relief. 62 Fed. Reg. 10449 (March 7, 1997) | Order Issued Granting | 03/03/1997 | IMRO no longer exists. Please refer to the order issued to FSA. | 0 |
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