Law and Regulation
2009 Federal Register Comment Files
Earlier comment files are available in the CFTC Federal Register Archive.
09-001
Comment File for Federal Register Release:
74 FR 3475
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
Comments Open Date: January 21, 2009
Comments Closing Date: February 20, 2009
09-002
Comment File for Federal Register Release:
74 FR 7838
17 CFR Parts 1, 30, and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds
Comments Open Date: February 20, 2009
Comments Closing Date: March 23, 2009
09-003
Comment File for Federal Register Release:
74 FR 8220
17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports
Comments Open Date: February 24, 2009
Comments Closing Date: March 26, 2009
09-004
Comment File for Federal Register Release:
74 FR 12282
17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits
Comments Open Date: March 24, 2009
Comments Closing Date: May 26, 2009