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Background
Section 4010 of ERISA requires certain underfunded plans to report identifying, financial and actuarial information to the PBGC. For information years ending on or after December 31, 2004, 4010 information must be submitted electronically. 4010 regulations are at 29 CFR Part 4010 .
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Summary of e-filing requirements
On March 19, 2009, the e-4010 application was modified to incorporate changes required under the Pension Protection Act of 2006 and PBGC's final 4010 regulation. The changes apply only to information years beginning after 2007. The application is also equipped to handle filings for prior years. For information about how the application works, click on the appropriate link below.
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Assumptions
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Technical Update on 4010 filings
Note about Technical Update 96-3: |
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Since the time this technical update was published, the 4010 regulation has been amended, so some of the guidance provided in this Technical Update no longer applies. Specifically, the reference to optional assumptions in Q&A 12 is invalid for information years ending on or after December 31, 2005. |
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Enrolled Actuaries Meeting Bluebooks - 4010 filing requirements
In preparation for previous Enrolled Actuaries Meetings, staff of the Pension Benefit Guaranty Corporation met with representatives of the Enrolled Actuaries Program Committee to discuss a number of questions. Summaries of the questions and answers (in PDF format) discussed at the meetings are available here as a public service.
The summaries reflect the views of individual staff members and do not represent the official position of PBGC.
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Filing Assistance
For assistance, contact the PBGC by sending an e-mail to ERISA.4010@pbgc.gov or by calling our toll-free practitioner number at 1-800-736-2444 extension 4070 or 202-326-4070 (DC area). TTY/TDD users may call the federal relay service toll-free at 1-800-877-8339 and ask to be connected to the appropriate number.
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