Business.gov - The Official Business Link to the U.S. Government
U.S. Securities and Exchange Commission (SEC)
Compliance Contacts
Contact the following individual(s) to get more information on complying with SEC regulations:
Small Business Ombudsman
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549-0310
Phone: 202-551-3460
E-mail: smallbusiness@sec.gov
Gerald J. Laporte
Office of Small Business Policy
U.S. Securities and Exchange Commission
Phone: 202-551-3465
TTY/TTD: 800-877-8339
E-Mail: LaporteG@sec.gov
Compliance Resources
The following agencies and offices provide compliance resources for small businesses:
- Small Business Ombudsman
Contact for specific information, or questions or comments about federal securities regulations as they affect small business. - Information for Small Businesses
Information on government regulations regarding the sale of securities by smaller companies and financial and other reporting for publicly traded smaller companies.
