WILLIAM P. CLARK, ET AL., PETITIONERS V. SOUTHERN OREGON CITIZENS AGAINST TOXIC SPRAYS, INC. No. 84-267 In the Supreme Court of the United States October Term, 1984 The Solicitor General, on behalf of the Secretary of the Interior, the Director of the Bureau of Land Management (BLM) and other BLM officials, petitions for a writ of certiorari to review the judgment of the United States Court of Appeals for the Ninth Circuit in this case. Petition for a Writ of Certiorari to the United States Court of Appeals for the Ninth Circuit PARTIES TO THE PROCEEDING The parties to this proceeding in addition to those listed in the caption are Robert Burford, William Leavell and Hugh Shera. TABLE OF CONTENTS Opinions below Jurisdiction Statutes involved Statement Reasons for granting the petition Conclusion Appendix A Appendix B Appendix C Appendix D Appendix E OPINIONS BELOW The opinion of the court of appeals (App., infra, 1a-12a) is reported at 720 F.2d 1475. The opinion of the district court is unreported (App., infra, 13a-24a). JURISDICTION The judgment of the court of appeals (App., infra, 25a) was entered on December 2, 1983. A petition for rehearing was denied on March 21, 1984 (App., infra, 26a). On June 8, 1984, Justice Rehnquist extended the time for filing a petition for a writ of certiorari to and including August 1, 1984. On July 24, 1984, Justice Rehnquist further extended the time for filing a petition for a writ of certiorari to and including August 18, 1984. The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1). STATUTES INVOLVED Section 102 of the National Environmental Policy Act of 1969, 42 U.S.C. (& Supp. V) 4332, and relevant provisions of the Federal Insecticide, Fungicide, and Rodenticide Act, 7 U.S.C. 136 et seq., are reprinted at App., infra, 27a-33a. QUESTION PRESENTED Whether the Bureau of Land Management's environmental assessment of the human health risks of using certain herbicides on specific federal land, which relied, in part, upon a scientific evaluation of the health effects of the herbicide conducted by the Environmental Protection Agency (EPA) in registering the herbicides pursuant to the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA), satisfied the requirements of the National Environmental Policy Act of 1969 (NEPA) and its implementing regulations. STATEMENT 1. The Bureau of Land Management (BLM) is required by the Oregon and California Railroad and Coos Bay Wagon Road Grant Lands Act of 1937 (O&C Act), 43 U.S.C. 1181a et seq., to manage public timber lands in western Oregon for the purpose of providing a "permanent source of timber supply * * * and contributing to the economic stability of local communities and industries * * *." 43 U.S.C. 1181a. Under the O&C Act, BLM may allow the timber to be harvested only according to the principle of sustained yield. 43 U.S.C. 1181a. Fifty percent of BLM's receipts from timber sold on O&C Act lands are distributed to eighteen designated county governments in Western Oregon. 43 U.S.C. 1181f. In order to satisfy the mandate of the O&C Act, BLM in 1978 proposed to conduct an herbicide spraying program for a 10-year period on the federal lands subject to the Act. 1 Bureau of Land Management, U.S. Dep't. of the Interior, Vegetation Management With Herbicides: Western Oregon -- Final Environmental Statement 1978, at 1-24 (hereinafter cited as Final Environmental Statement). /1/ The purpose of the spraying was to prepare new sites for reforestation, to protect young conifers from surrounding vegetation, and to control noxious weeds and roadside vegetation (id. at 1-30 to 1-31). The agency proposed to use several methods to spray the herbicides; the most widely used method would involve aerial spraying from helicopters, made necessary by the difficult terrain and the remoteness of most sites. The agency also proposed to conduct ground spraying from either tanker trucks or backpacks. Id. at 1-32 to 1-33. /2/ As part of its proposal to use herbicides on O&C Act lands, the BLM prepared a programmatic environmental impact statement examining its proposed use of herbicides, all of which had been registered by the EPA pursuant to FIFRA and all of which are "in widespread and common use" (Final Environmental Statement 3-2). See pages 12-14, infra. /3/ The programmatic EIS contained a thorough discussion of the known human health and other environmental consequences of the use of these herbicides (id. at 3-1 to 3-94). The EIS also emphasized that, although analysis of environmental impacts of herbicide use is within the primary jurisdiction of the EPA, the BLM would "keep abreast of * * * research findings and, where indicated by research results and EPA recommendations, adjust its proposed herbicide applications to minimize adverse enviornmental impacts" (id. at 1-48). /4/ In order to keep abreast of research developments and to maintain on a current basis its examination of potential site-specific environmental effects of the proposed vegetation management program, BLM prepared yearly environmental assessments. The site-specific impacts considered in the assessments included weather conditions, terrain, wildlife and the existence of residential areas with respect to proposed spraying during the forthcoming year. The assessments also considered the particular spraying techniques that might be used, how much spraying was required, what herbicides to use and how best to mitigate any adverse effects likely to be caused by the spraying. See, e.g., Bureau of Land Management, U.S. Dep't. of the Interior, 1982 Final Vegetative Management Program: Supplemental Environmental Assessment (hereinafter cited as 1982 Environmental Assessment). /5/ 2. In 1979, approximately one year after the publication of BLM's programmatic EIS, respondent, an environmental group, filed this action in the United States District Court for the District of Oregon. Respondent sought, under NEPA, to enjoin the BLM from spraying the proposed herbicides as part of the forest management program. /6/ The complaint alleged that BLM violated NEPA by failing to prepare a new EIS for the spraying proposal for that year; that the programmatic EIS failed to discuss adequately the health impacts caused by herbicides; and that neither the programmatic EIS nor the yearly environmental assessments contained a "worst case" analysis within the meaning of 40 C.F.R. 1502.22. /7/ After the district court denied respondent's motion for a preliminary injunction in 1979, the case lay dormant until 1982. In the interim BLM conducted its annual spraying program. In 1982, the district court ruled on the parties' cross-motions for summary judgment (App., infra, 13a-24a). The district court found that the 1978 programmatic EIS contained an adequate discussion of the health effects of 2,4-D, because the agency had a duty only "to discuss probable effects known at the time" (id. at 18a (emphasis in original)). The court, however, enjoined the spraying of herbicides pending completion of a worst case analysis pursuant to 40 C.F.R. 1502.22(b) and its inclusion in an environmental assessment. The court held that the existence of scientific uncertainty or of any gaps in relevant information concerning the possible human health effects of a proposed action was enough to trigger the regulation's requirement that an agency include a worst case analysis in its impact statement (App., infra, 20a). The court then found there was some scientific uncertainty with respect to the health effects on humans of even small dosages of 2,4-D; this was based largely on the inability of any expert to reject catagorically the possibility that any herbicide might cause cancer (id. at 21a-24a). Finally, the court held that the BLM could not rely upon the EPA's determination to register the herbicides pursuant to FIFRA as a justification for concluding that the uncertainty was too insubstantial to warrant a fuller inquiry into the problem. Instead, the court held that the BLM must prepare its own analysis of the environmental safety of the herbicides (App., infra, 23a n.3). /8/ The court of appeals affirmed (App., infra, 1a-12a). The court held that BLM was required to include a worst case analysis in its Environmental Assessment. It agreed with the district court that the "possibility that the safe level of dosage for herbicides is low or nonexistent creates a possibility of 'significant adverse effects on the human environment.' 40 C.F.R. Section 1502.22" (App. infra, 6a). The court rejected the contention thet BLM need not conduct a worst case analysis because the safety of these herbicides had been evaluated by the EPA when it registered them under FIFRA. Instead, the court held that the BLM "must assess independently the safety of the herbicides that it uses" and cannot rely upon another agency's analysis (App. infra, 8a). REASONS FOR GRANTING THE PETITION The decision of the court of appeals, requiring BLM independently to assess the safety of the herbicides it uses as part of its statutorily-mandated vegetation management program, is an unprecedented expansion of the obligations of federal agencies under NEPA to gather and consider information about environmental impacts that might result from their porposed actions. By requiring federal agencies either to acquire perfect knowledge in fields that are by their nature uncertain, or to analyze totally hypothetical worst case scenarios, the court of appeals has distorted the essential purpose of NEPA, which is to assure that decision makers take reasonable steps to make themselves aware of environmental consequences that their actions may cause. Moreover, the court of appeals, by requiring each agency proposing to use registered herbicides to duplicate EPA's efforts and duties in registering the herbicides for a specific use pursuant to FIFRA, has rendered FIFRA irrelevant to federal agencies in a way that Congress could not have intended. Finally, the court's misapplication of NEPA will result immediately in a tremendous waste of resources by BLM and threatens to cause lengthy and expensive delays in important land management and other programs that rely upon pesticides already registered by EPA under FIFRA. 1. a. Section 102(2)(C) of NEPA, 42 U.S.C. 4332(2)(C), directs federal agencies when proposing actions that significantly affect "the quality of the human environment" to include a detailed statement "on the environmental impact of the proposed action * * *." This Court has held that this is a procedural requirement that obligates agencies simply to take a "hard look" at environmental consequences. Kleppe v. Sierra Club, 427 U.S. 390, 410 n.21 (1976) (quoting NRDC v. Morton, 458 F.2d 827, 838 (D.C. Cir. 1972)). See Baltimore Gas & Electric Co. v. NRDC, No. 82-524 (June 6, 1983), slip op. 12. Moreover, this responsibility is limited by a rule of reason; this Court has never held that an agency must evaluate all possible environmental effects no matter how remote they may be. See Metropolitan Edison Co. v. People Against Nuclear Energy (PANE), No. 81-2399 (Apr. 19, 1983), slip op. 7; cf. Vermont Yankee Nuclear Power Corp. v. NRDC, 435 U.S. 519, 551 (1978) ("(t)ime and resources are simply too limited to hold that an impact statement fails because the agency failed to ferret out every possible alternative, regardless of how uncommon or unknown that alternative may have been at the time the project was approved"). Instead, this Court has held that an impact statement's purpose is to provide information that would be useful to the decision maker in deciding whether to approve the proposed action. See Vermont Yankee Nuclear Power Corp. v. NRDC, 435 U.S. at 551; Metropolitan Edison Co. v. PANE, slip op. 9. Courts of appeals in applying NEPA's rule of reason test have routinely held that agencies "need not discuss remote and highly speculative consequences." Trout Unlimited v. Morton, 509 F.2d 1276, 1283 (9th Cir. 1974). See, e.g., Warm Springs Dam Task Force v. Gribble, 621 F.2d 1017, 1026 (9th Cir. 1980); Environmental Defense Fund, Inc. v. Andrus, 619 F.2d 1364, 1375 (10th Cir. 1980); Environmental Defense Fund, Inc. v. Hoffman, 566 F.2d 1060, 1067 (8th Cir. 1977); NRDC v. Morton, 458 F.2d 827, 836-837 (D.C. Cir. 1972). The decision of the court of appeals is unfaithful to these judicial interpretations of NEPA. The court did not even consider whether a "worst case analysis" with respect to the proposed use of herbicides was necessary because it could reasonably affect the agency's decision to proceed with its spraying program. Compare Baltimore Gas & Electric Co. v. NRDC, slip op. 12-13. Instead, the court focused solely upon 40 C.F.R. 1502.22, as though it had a life independent of NEPA. The court's conclusion that the language of the regulation could be construed to embrace the BLM's spraying proposal not only overlooks the fact that 40 C.F.R. 1502.22 is not an extension of NEPA but merely implements it (see Sierra Club v. Sigler, 695 F.2d 957, 971 (5th Cir. 1983); App., infra, 4a), but also in inconsistent with the decisions cited above holding that NEPA does not require an agency to consider environmental impacts that are merely remote possibilities. /9/ The only other court of appeals to interpret 40 C.F.R. 1502.22 has recognized that the regulations do not require analyses of wholly improbable consequences. In Sierra Club v. Sigler, supra, the court held that the Corps of Engineers erred in not producing a worst case analysis before deciding whether to build an offshore "superport" oil terminal. The court found that a catastrophic oil spill was a real possibility and that an analysis of the effects of a spill beyond a 24-hour period was beyond the state of the art of forecasting. The court therefore concluded that an analysis of such a spill was precisely what the worst case regulation intended. 695 F.2d at 972. The court stressed that its reasoning was limited to situations "where a real possibility of the occurrence has been proved and a data base for evaluating its consequences established." 695 F.2d at 975 n.14 (emphasis added). In this record, there is no credible, scientific evidence that 2,4-D or any of the other proposed herbicides has any carcinogenic effects; and there is certainly no data base upon which any meaningful evaluation of the carcinogenic consequences of these herbicides can be based. /10/ Instead, contrary to the reasoning in Sigler, the court below has ordered BLM to "concern itself with phantasmagoria hypothesized without a firm basis in evidence and the actual circumstances of the contemplated project, or with disasters the likelihood of which is not shown to be significantly increased by the carrying out of the project." 695 F.2d at 975 n.14. Cf. Weinberger v. Catholic Action of Hawaii/Peace Education Project, 454 U.S. 139 (1981). /11/ b. Another fundamental flaw in the court of appeals' analysis is its conclusion that BLM, when deciding whether to spray with registered herbicides, should independently evalutate the possible carcinogenic effects of the herbicides. This holding undermines EPA's decision under FIFRA to register these products for the very uses BLM proposed to make -- a decision based on the very scientific inquiry the court has now ordered BLM to undertake. It is wholly implausible that Congress would, on the one hand, create an elaborate registration process for pesticides and put that process in the charge of the agency most capable of evaluating the environmental effects of using pesticides, and, on the other hand, also require each federal agency proposing to use a pesticide to replicate EPa's efforts before going forward. In 1947, Congress enacted FIFRA, and in 1970, the Environmental Protection Agency was given responsibility for enforcing its registration and labeling requirements. Reorg. Plan No. 3 of 1970, 35 Fed. Reg. 15625 (1970). Soon thereafter, Congress amended FIFRA by adopting the Federal Environmental Pesticide Control Act of 1972, Pub. L. No. 92-516, 86 Stat. 973 et seq. See Ruckelshaus v. Monsanto Co., No. 83-196 (June 26, 1984), slip op. 3-4. The 1972 amendments contained a comprehensive revision of FIFRA designed to strengthen the EPa's ability to protect the environment from a wide variety of potentially hazardous pesticides, including herbicides. See Ruckelshaus v. Monsanto Co., slip op. 3; S. Rep. 92-838, 92d Cong., 2d Sess. 3-9 (1972); H.R. Rep. 92-511, 92d Cong., 1st Sess. 5-13 (1972). /12/ The amendments established new substantive criteria for FIFRA registration; EPA is now permitted to register an herbicide only after determining that the use of the herbicide would not cause "unreasonable adverse effects on the environment" (7 U.S.C. 136a(c)(5)(C)-(D). The statute defines unreasonable adverse effects on the environment as "any unreasonable risk to man or the environment, taking into account the economic, social, and environmental costs and benefits of the use of any pesticide" (7 U.S.C. 136(bb)). In order to determine if a pesticide will cause unreasonable adverse effects on the environment, EPA considers information from all available sources, including data submitted by the producer, with respect to the chemical nature and structure of the pesticide, as well as test results on the potential dangers of the product. These tests include acute toxicity studies, chronic toxicity studies (including research on carcinogenic effects), residue studies, environmental chemistry studies, and fish and wildlife studies. See 47 Fed. Reg. 53192-53221 (1982). /13/ At any time after a registration has been issued, the Administrator may issue a "Rebuttable Presumption Against Registration" (RPAR) notice based on a "validated test or other significant evidence raising prudent concerns of unreasonable adverse risk to man or to the environment." 7 U.S.C. 136a(c)(8). EPA has adopted regulations setting out the criteria for determining what are unreasonable adverse effects, 40 C.F.R. 162.11. The regulations require the Administrator to issue an RPAR notice whenever "a pesticide's ingredient(s), metabolite(s), or degradation product(s) meet or exceed any of the * * * criteria for risk, as indicated by tests conducted with the animal species and pursuant to the test protocols specified in the Registration Guidelines, or by test results otherwise available." 40 C.F.R. 162.11(a)(3). The criteria include both acute toxicity and chronic toxicity (including carcinogenic effects). 40 C.F.R. 162.11(a)(3)(i)-(ii). /14/ None of the herbicides BLM proposed to use in Western Oregon has had an RPAR issued against it. Nor is there any evidence that a petition has even been filed asking EPA to consider suspending the registration of these herbicides. Obviously, EPA's registration of an herbicide is not a guarantee of safety to either man or the environment. We recognize that in some cases a substance will be registered, even though it is known to cause serious environmental effects, on the basis that the benefits out-weigh the risks. FIFRA requires the EPA, however, to balance the benefits against the risks on a use-by-use basis. This balancing process constitutes the core of FIFRA, and reflects the two concerns that most seriously animated Congress in passing the 1972 admendment: the need to use pesticides and the concern over possible environmental damage. /15/ For example, a substance known to be harmful to man may be approved for use only in unpopulated areas, and only if it is the only substance known to be effective in eliminating a specific pest. This use restriction appears on the label, and failure to follow the label restrictions is unlawful. 7 U.S.C. 136j(a)(2)(G). This balancing process that EPA is required by FIFRA to follow effectively replicates the analytical and procedural examination called for by NEPA. /16/ The FIFRA process constitutes, in effect, the functional equivalent of an EIS for the use of a particular herbicide. See Wyoming v. Hathaway, 525 F.2d 66, 71-72 (10th Cir. 1975), cert. denied, 426 U.S. 906 (1976). See also Environmental Defense Fund, Inc. v. EPA, 489 F.2d 1247, 1256 (D.C. Cir. 1973); Portland Cement Ass'n. v. Ruckelshaus, 486 F.2d 375, 383-384 (D.C. Cir. 1973); S. Rep. 94-452, 94th Cong., 1st Sess. 9 (1975) ("(b)ecause the basic thrust and principal responsibility of EPA are to protect the environment, the Committee does not see a need to broaden the (economic) impact statement (for FIFRA registrations) to include the environment"). If EPA had prepared EIS's to accompany its FIFRA determinations for these herbicides, no one could argue credibly that BLM is required to replicate those studies in another round of EIS's. Indeed, CEQ regulations explicitly sanction reliance by one agency on another agency's environmental analysis. See 40 C.F.R. 1506.4. Such reliance is equally appropriate with respect to EPA's review of pesticides, because the agency's process, by satisfying the statutory demands of FIFRA, is consistent with the essential purpose of NEPA to assure that agencies consider environmental impacts prior to taking some action. We are not contending that FIFRA absolves the proposing agency, here the BLM, from conducting a thorough examination of the probable environmental impacts of its specific spraying proposal. Questions such as where a pesticide should be used and just how it should be applied should be -- and were -- appropriately considered in environmental assessments prepared by BLM. In addition, the agency properly conducted a comprehensive search of published scientific literature on the possible health impacts of the spraying and updated that search yearly. See page 4, supra. We submit that these analyses by BLM, coupled with EPA's registration of the herbicides, satisfied NEPA. To require BLM, as the court of appeals does, to go beyond this and to speculate about highly improbable and catastrophic events will not further NEPA's purpose of informing decision makers. Instead, it will merely mislead and confuse both decision makers and the public. An agency can expect misinformed, but strong, public opposition to a herbicide spraying program by assuming the "cancer at any dose" worst case is that implicitly required here and explicitly required in the court of appeals' later decision in Save Our Ecosystems v. Clark, No. 83-3908 (9th Cir. Jan. 27, 1984). /17/ Such an assumption will inevitably and wrongly lead the public to believe that the herbicides EPA has registered and the BLM has proposed to use are substantially carcinogenic substances. While the court's desire to see agencies consider "all possible long-range" environmental effects is perhaps understandable, such an examination is simply not required by NEPA. /18/ c. The only support the court of appeals offered for disregarding EPA's assessment of the environmental impact of herbicides was a prior Ninth Circuit decision, in which the court had said that "'(o)ne agency cannot rely on another's examination of environmental effects under NEPA'" (App., infra, 8a, quoting Oregon Environmental Council v. Kunzman, 714 F.2d 901(1983)). This conclusion is, of course, directly contrary to the CEQ regulation permitting one agency to rely on another's environmental analysis. See 40 C.F.R. 1506.4. If, however, the Kunzman court meant merely to say that one agency cannot completely delegate its NEPA obligations to antother, its statement has no relevance to this case. BLM has evaluated all significant environmental effects that might reasonably follow from the site specific uses of herbicides (see page 4, supra). Further, the ultimate authority for the "independent assessment" rule -- the D.C. Circuit's decision in Calvert Cliffs' Coordinating Comm. v. Atomic Energy Comm'n., 449 F.2d 1109 (1971) -- has been repudiated by Congress. In Calvert Cliffs', the court held, inter alia, that the Atomic Energy Commission (AEC) had violated NEPA by refusing to examine actual impacts on water quality caused by operation of a nuclear power plant. The AEC had refused to consider water quality impacts as long as the power plant met water quality standards set by the "appropriate agency." 449 F.2d at 1122. The court held that NEPA required the AEC to conduct its own analysis of water quality impacts. Id. at 1123. Thereafter, Congress passed the Federal Water Pollution Control Act Amendments of 1972, Pub. L. No. 92-500, 86 Stat. 816, 33 U.S.C. 1251 et seq., which comprehensively restructured the Nation's efforts to combat water pollution. In those Amendments Congress provided that nothing in NEPA authorized any federal agency either to review the adequacy of any water quality certification granted under the Act or to impose any effluent limitation other than that allowed by the Act. 33 U.S.C. 1371(c)(2)(A)-(B). In explaining this provision, the chief proponent of the original amendment, Senator Baker, citing the "far-reaching" Calvert Cliffs' decision, stated: My amendment would make it clear that for the purposes of making the kind of "balancing judgment" required by NEPA, each individual Federal permitting and licensing agency would not be required to develop its own special expertise with respect to water quality considerations. See H.R. Rep. 92-911, 92d Cong., 2d Sess. 138 (1972), reprinted in Staff of Senate Comm. on Public Works, 93d Cong., 1st Sess., A Legislative History of the Water Pollution Control Act Amendments of 1972, at 825 (Comm. Print 1973) (hereinafter cited as Leg. Hist.). See also Leg. Hist. 182, 198, 202, 236. /19/ Similarly, in the floor debates, Representative Dingall stated (Leg. Hist. 256): Section 511(c)(2) (33 U.S.C. 1371(c)(2)) seeks to overcome that part of the Calvert Cliffs decision requiring AEC or any other licensing or permitting agency to independently review water quality matters. But it does not affect the obligations of those agencies to consider alternatives and other environmental matters, such as esthetics, fish and wildlife, and so forth. Congress's judgment in the 1972 amendments, although not controlling with respect to FIFRA, nevertheless represents a common sense rejection of the reasoning of the court below. It is simply unreasonable to assume that Congress somehow intended for BLM to disregard EPA's expertise on an issue committed to EPA's care. 2. The decision of the court of appeals will increase substantially the burden of governmental compliance with NEPA. The court has rejected BLM's reliance on EPA (together with BLM's supplemental use of a literature review) as an appropriate basis for deciding which herbicides, if any, to use on various sites. Accordingly, BLM must now conduct its own independent research on the health effects, particularly carcinogenic effects, of herbicides. This implicit requirement in the decision below was made explicit in the court's subsequent decision in Save Our Ecosystems v. Clark, slip op. 12-14. BLM has estimated that such research would take at least five years to produce any meaningful result and would cost between $5 and $7 million annually. Even if BLM possessed the statutory and budgetary authority to conduct such research, it would still be forced to forgo using herbicides on the O&C Act lands for a minimum of five years. In its environmental impact statement BLM estimated that not using any herbicides would reduce annual timber yields on O&C Act lands by 25% resulting in revenue loss to federal and local governments in excess of $20 million per year. Final Environmental Statement 8-44. In addition to this loss, BLM anticipated that a substantial number of acres of public grazing land would be lost because of the spread of weeds noxious to domestic livestock. In addition, thousands of lumber-related jobs would be lost in the region. Id. at 8-42, 8-43 to 8-44. /20/ The research requirement imposed by the court of appeals will also burden other federal agencies. (It immediately affects the Forest Service, which is a party in Save Our Ecosystems.) Many federal agencies use herbicides: the Department of Defense uses herbicides to control vegetation within its various installations; the Drug Enforcement Administration uses herbicides as a major weapon in its attempts to eradicate illegal marijuana farms; and the Army Corps of Engineers uses herbicides to eliminate undesirable aquatic vegetation that constitutes a hazard to navigation. Under the court of appeals' ruling, each agency must now independently assess the safety of the herbicides it uses. Thus, to comply with NEPA, each agency must develop and maintain a scientific staff to duplicate the studies and research conducted by EPA pursuant to FIFRA. NEPA, which is a procedural statute, simply does not require this duplication of effort and waste of resources. CONCLUSION The petition for a writ of certiorari should be granted. Respectfully submitted. REX E. LEE Solicitor General F. HENRY HABICHT, II Assistant Attorney General CARTER G. PHILLIPS Assistant to the Solicitor General PETER R. STEENLAND, JR. ALBERT M. FERLO, JR. Attorneys AUGUST 1984 /1/ BLM has for many years employed herbicides in connection with the management of the O&C Act lands within its control. Prior to 1977, BLM had conducted environmental assessments of its herbicide proposals and found that they created no significant environmental impact requiring an environmental impact statement. Because in 1978 BLM proposed to use the herbicides Silvex and 2,4,5-T, which had come under the scrutiny of the EPA because of dioxin contaminants associated with those herbicides, BLM concluded that an impact statement should be prepared. BLM discontinued use of all herbicides during the 12-18 months during which the environmental impact statement was being prepared. Final Environmental Statement 1-23 to 1-24. A copy of the Final Environmental Statement has been lodged with the Clerk of the Court. /2/ Typically, the spraying program is conducted in discrete geographic districts. There are, for example, five local districts in western Oregon, each of which conducts its own spraying program. The spraying requirements vary from district to district and within the districts from year to year. Thus, one BLM district may spray 1,000 acres for site preparation and 1,000 acres for "release" of young conifers from competing brush in one year and 10 acres for each purpose the next. Ordinarily, a site sprayed for reforestation will not be sprayed again for several years, when it is necessary to release the conifer seedlings. After the release spraying, that site generally will not be sprayed again until after the trees are harvested, and the site is again prepared for reforestation. Spraying programs conducted in national forests by the Forest Service follow a similar pattern. /3/ The only proposed herbicide that received individualized analysis by the courts below was 2,4-D. To give some idea how commonly used 2,4-D is, there are approximately 1500 products containing 2,4-D registered with EPA. Over 60 million pounds of 2,4-D active ingredient were applied domestically in 1979, with most of that being used to control broadleaf weeds in small grains, field corn and on range and pastureland, N.Y. Times, Apr. 30, 1980, at A20, col. 6. /4/ The herbicides proposed for use by the BLM were 2,4,-D, Silvex, Sinazine, Atrazine, Diuron, Picloram, Dalapon, Dicamba, Krenite, and Glyphosate. Final Environmental Statement 1-38 to 1-41. Use of Silvex was discontinued when EPA suspended its registration because of a particular dioxin contaminant found in 2,4,5-T and Silvex. /5/ A copy of the 1982 Environmental Assessment has been lodged with the Clerk of this Court. /6/ This was not the first challenge under NEPA to the federal government's use of herbicide spraying in Oregon. In Citizens Against Toxic Sprays, Inc. v. Bergland (CATS I), 428 F. Supp. 908 (D. Or. 1977), an environmental group challenged the sufficiency of the Forest Service's EIS for herbicide spraying in the Siuslaw National Forest. The district court found that the EIS contained an inadequate discussion of the human health effects of spraying 2,4,5-T, a herbicide known to contain the highly toxic dioxin TCDD. 428 F. Supp. at 927. Of particular concern to the court was the failure of the EIS to disclose the fact that the EPA was conducting administrative hearings on the FIFRA registration status of 2,4,5-T. Because of the Forest Service's failure to disclose this information, as well as other information on the scientific controversy surrounding TCDD, the court enjoined the use of 2,4,5-T pending the preparation of an adequate EIS. The court, however, expressly declined to enjoin the use of 2,4-D, because it does not contain TCDD. 428 F. Supp. at 933. While the government considered whether to appeal the injunction, the Forest Service proceeded to prepare a new EIS, which contained an extensive discussion of the human health effects of 2,4,5-T, as well as other herbicides. The discission was based on a thorough review of published scientific studies and reports about likely health effects. In reviewing this new EIS, the district court, although not agreeing with the Forest Service's decision to use herbicides, lifted the injunction and found the EIS adequate. Citizens Against Toxic, Sprays, Inc. v. Bergland (CATS II), 11 E.R.C. 1557 (1978). /7/ 40 C.F.R. 1502.22 provides: When an agency is evaluating significant adverse effects on the human environment in an environmental impact statement and there are gaps in relevant information or scientific uncertainty, the agency shall always make clear that such information is lacking or that uncertainty exists. (a) If the information relevant to adverse impacts is essential to a reasoned choice among alternatives and is not known and the overall costs of obtaining it are not exorbitant, the agency shall include the information in the environmental impact statement. (b) If (1) the information relevant to adverse impacts is essential to a reasoned choice among alternatives and is not known and the overall costs of obtaining it are exorbitant or (2) the information relevant to adverse impacts is important to the decision and the means to obtain it are not known (e.g., the means for obtaining it are beyond the state of the art) the agency shall weigh the need for the action against the risk and severity of possible adverse impacts were the action to proceed in the face of uncertainty. If the agency proceeds, it shall include a worst case analysis and an indication of the probability or improbability of its occurrence. /8/ The district court also ruled that the worst case analysis regulation applies to environmental assessments as well as to situations where an EIS is prepared (App., infra, 19a); the court of appeals affirmed as to this point (id. at 8a-10a). The district court in a later opinion also denied respondent's request for attorney's fees under the Equal Access to Justice Act, 28 U.S.C. 2412(d), on the ground that the government's position was "substantially justified." Southern Oregon Citizens Against Toxic Sprays v. Watt, 556 F. Supp. 155 (D. Or. 1983). Respondent's cross-appealed the denial of the attorney's fees, and the court of appeals affirmed (App., infra, 11a). The court of appeals, however, held that fees were available for services rendered in connection with the appeal, because the government's position had become less justifiable in light of decisions of other courts interpreting 40 C.F.R. 1502.22 (App., infra, 11a-12a). Although we obviously maintain the view that BLM's position on appeal was not only substantially justified, but also absolutely correct, we are not seeking review by this Court of the separate, case-specific issue concerning the reasonableness of the government's position for purposes of the attorney's fees award. /9/ The regulation does not require a worst case analysis whenever there is uncertainty. A worst case analysis is required only if the information is "essential to a reasoned choice among alternatives" but its cost is exorbitant; or the information "relevant to adverse impacts is important to the decision" and there is no known way to obtain the information. 40 C.F.R. 1502.22(b)(1) and (2). In either event, the agency must still exercise discretion to decide for itself whether the information is important of essential to a decision. Both courts below analyzed this issue as if they were exercising de novo review. They analyzed the scientific evidence and concluded that the uncertainty warranted further inquiry. But this Court has repeatedly emphasized that with respect to technical matters surrounded by scientific uncertainty reviewing courts should defer to the agency's expertise and not substitute their judgment for that of the agency. See Chevron U.S.A., Inc. v. NRDC, Inc., No. 82-1005 (June 25, 1984), slip op. 26-27; Baltimore Gas & Electric Co., slip op. 13; Vermont Yankee Nuclear Power Corp., 435 U.S. at 557-558. Although BLM has no special expertise in evaluating the environmental risks of herbicides, EPA does and it has registered all of the herbicides that were proposed for use by the BLM. See page 14, infra. /10/ The district court concluded solely on the basis of the expert testimony that there was scientific uncertainty that compelled the BLM to conduct its worse case analysis. Courts are hardly well suited for making such judgments after a trial. See Commonwealth of Kentucky ex rel. Beshear v. Alexander, 655 F.2d 714, 720 (6th Cir. 1981) ("Mere disagreement among experts will not serve to invalidate an EIS."). /11/ In CATS I, 428 F. Supp. at 933, the district court carefully limited its injunction to halt the spraying of 2,4,5-T and Silvex, which contain TCDD; the court expressly excluded 2,4-D from its order. By contrast, in Save Our Ecosystems v. Clark, No. 83-3908, (9th Cir. Jan. 27, 1984), the court of appeals found inadequate a worst case analysis prepared by BLM in response to the district court's decision in this case. The court of appeals held that any possible effect on human health, no matter how unsubstantiated or speculative, must be considered a significant impact. As such, the agency is required to analyze that possible effect under NEPA. Thus, the law of the circuit is that until an agency can prove that a herbicide does not cause cancer in humans, it must assume that it does. This assumption must be made even if, as in this case, there is no credible scientific evidence to support such an assumption. /12/ The term "pesticides" includes herbicides. See Section 2(u) of FIFRA, 7 U.S.C. 136(u); 40 C.F.R. 162.3(ff)(9), 162.14(a) and (b)(3). /13/ The statute also authorizes EPA to require additional data from registrants who wish to maintain existing registrations, 7 U.S.C. 136a(c)(2)(A)-(B), and requires a registrant, after registration, who receives or discovers additional factual information regarding unreasonable environmental effects to submit the new data to EPA. 7 U.S.C. 136d(a)(2). Congress also authorized EPA to classify a pesticide for restricted use only, 7 U.S.C. 136a(d), to suspend any or all uses of a registered pesticide, 7 U.S.C. 136d(c), and, if necessary, to cancel a registration, 7 U.S.C. 136d(b). The statute also allows a substance to be conditionally registered, but only after EPA determines that such registration for use will not significantly increase the risk of unreasonable adverse effects on the environment. 7 U.S.C. 136a(c)(7). /14/ The public has an opportunity to participate at the various stages of the FIFRA process. See, e.g., 40 C.F.R. 162.6(b)(6), 164.20, 166.10. In addition, EPA's refusal to suspend or cancel a registration is subject to judicial review. 7 U.S.C. 136n. /15/ See S. Rep. 92-838, 92d Cong., 2d Sess. 3 (1972). /16/ Section 101(2)(C) of NEPA requires in part: "Prior to making any detailed statement, the responsible Federal official shall consult with and obtain the comments of any Federal agency which has jurisdiction by law or special expertise with respect to any environmental impact involved." Here, BLM provided a copy of the draft programmatic EIS to the Environmental Protection Agency for its comments. EPA commented that the draft EIS was "most satisfactory * * * in terms of fairly presenting the basic known risk/benefit issues of the use of the ten herbicides which have been proposed for various spray projects" (Final Environmental Statement 20). /17/ In Save Our Ecosystems v. Clark, No. 83-3908 (9th Cir. Jan. 27, 1984), the court rejected as inadequate BLM's worst case analysis for use of 2,4-D. In so doing the court stated (slip op. 23-24 n.9): More and more chemicals are added to our environment daily without adequate information about the long-range effects on health and environment. The EPA, in effect, acknowledges that data on the herbicides in this case are inadequate since the registration is conditional under an exception to the normal registration process. * * * * * Allowing administrative agencies to go ahead with programs without carefully considering all possible long-range effects of these chemicals would be contrary to the purposes of NEPA. If the BLM is to go ahead with the project in the face of these uncertainities, at least it must do so knowing the fate to which it may be condemning future generations. The Secretary's Petition for Rehearing is still pending in that case. /18/ Given the statutory scheme, the court of appeals' requirement that BLM should not rely on FIFRA registration conflicts with this Court's admonition in Metropolitan Edison Co. v. PANE, slip op. 9, that courts should not require federal agencies "to expend considerable resources developing * * * expertise that is not otherwise relevant to their congressionally assigned functions." The primary congressionally assigned function of BLM is to protect and manage the Nation's public lands. Congress has assigned to EPA the task of determining which herbicides may be introduced into the environment. The court's decision upsets this congressionally-created scheme and forces federal agencies to expend resources developing toxicological expertise not otherwise relevant to their assigned functions (see pages 20-21, infra). Courts should not "attribute to Congress the intention to * * * open the door to such obvious incongruities and undesirable possibilities.'" Metropolitan Edison Co. v. PANE, slip op. 9 (quoting United States v. Dow, 357 U.S. 17, 25 (1958)). /19/ Even before the amendments, the Chairman of the CEQ had concluded that NEPA did not require each agency to conduct an independent assessment of environmental effects. In hearings before the Senate, Dr. Train commented: I do not believe the statute (NEPA) contemplates the duplication of expertise within the Federal Government. Obviously we would end up with every agency having to maintain a scientific staff that would duplicate every other agency, and I do not think anyone contemplates this, so, necessarily, I think it is implicit that in general there should be an ability on the part of the originating agency to accept, unless there is clear evidence of abuse of discretion, or something of that sort, the recommendation of the expert agency, but with all that, I still say that the responsible program agency cannot abrogate its overall responsibility to weigh all factors involved in reaching its decision. National Environmental Policy Act: Joint Hearings Before the Senate Comm. on Public Works and the Comm. on Interior and Insular Affairs, 92d Cong., 2d Sess. 19 (1972). /20/ Since the court of appeals' decision, a district court in Oregon has enjoined all herbicide use by BLM in Oregon and by the Forest Service in Oregon, Washington, and northern California. In issuing the injunction the district court stated that the court of appeals' decision in SOCATS left it no choice but to issue a total ban on herbicide use by the two agencies. Northwest Coalition for Alternatives to Pesticides v. Block, Civ. No. 82-6272 (D. Or. Jan. 6, 1984), appeal pending, No. 84-3821 (9th Cir.). The potential revenue loss attributable to SOCATS will thus be substantially greater than that estimated initially. We can expect other district courts in the circuit to follow suit. In addition, the worst case analysis issue is being increasingly used in the Ninth Circuit and other jurisdictions to halt proposed federal projects. See Committee for Integrated Pest Management v. Block, Civ. No. 82-0570 (D. N.M. Mar. 5, 1984); National Wildlife Federation v. United States Forest Service Civ. No. 82-1153-50 (D. Or. Aug. 6, 1984), as amended on reconsideration. APPENDIX