LEE M. THOMAS, ACTING ADMINISTRATOR AND THE ENVIRONMENTAL PROTECTION AGENCY, APPLICANTS v. SIERRA CLUB No. A-537 In The Supreme Court Of The United States October Term 1984 Application For Stay Of The Order Of Contempt Entered By The United States District Court For The Northern District Of California Pending Appeal To the Ninth Circuit Application For Stay Of The Order Of Contempt Entered By The United States District Court For The Northern District Of California Pending Appeal To the Ninth Circuit The Solicitor General, on behalf of the Acting Administrator of the Environmental Protection Agency and that agency, requests, pursuant to Rule 44 of the Rules of this Court, that an order be entered staying the order of contempt entered by the United States District Court for the Northern District of California on December 11, 1984, pending appeal to the United States Court of Appeals for the Ninth Circuit. In support of this application, petitioners state as follows: 1. This case was originally brought to enforce a mandatory, non-discretionary duty to regulate radionuclides, a hazardous air pollutant under the Clean Air Act, 42 U.S.C. 7401 et seq. After the Administrator of the Environmental Protection Agency concluded that an emission standard should be promulgated, he and the Agency were found to be in contempt by the district court because of his determination that additional regulations were not necessary to protect the public health. The case implicates three provisions of the Clean Air Act. First, Section 112 of the Act, 42 U.S.C. 7412, establishes a mechanism for regulation by EPA of hazardous air pollutants. Under that section, the Administrator of EPA must formally list "each pollutant for which he intends to establish an emission standard under this section." 42 U.S.C. 7412(b)(1)(A). Within 180 days after listing of a pollutant, the statute provides that "the Administrator shall publish proposed regulations establishing emission standards for such pollutant * * * ." 42 U.S.C. 7412(b) (1)(B). This proposal must be followed by promulgation of a final rule establishing "an emission standard" within a further 180 days unless the Administrator finds "that such pollutant clearly is not a hazardous air pollutant." Ibid. Any such standard must be established at a level that the Administrator determines "provides an ample margin of safety to protect the public health from such hazardous air pollutant." Ibid. Second, Section 304(a)(2) of the Act, 42 U.S.C. 7604(a)(2), is involved in this case because it allows "any person" to bring an action against the Administrator where it is alleged that he failed "to perform any act or duty * * * which is not discretionary * * * ." The third pertinent provision of the Act, Section 307(b)(1), 42 U.S.C. 7607(b)(1), declares that review of any final action of the Administrator under Section 112 of the Act may only be had by filing a petition for review in the United States Court of Appeals for the District of Columbia Circuit. 2. In 1979, the Environmental Protection Agency designated radionuclides (radioactive atoms which emit ionizing radiation) as a hazardous air pollutant pursuant to Section 112 of the Act, 42 U.S.C. 7412. See 44 F.R. 76738 (December 27, 1979). When the agency failed to publish proposed emission standards for that hazardous air pollutant within 180 days, Sierra Club invoked the citizen suit provision of the Clean Air Act, Section 304(a)(2), 42 U.S.C. 7604(a)(2), and obtained an order from the United States District Court holding that the Administrator had a mandatory, nondiscretionary duty under Section 112 to promulgate proposed standards. Sierra Club v. Gorsuch, 551 F. Supp. 785 (N.D. Cal. 1982). The agency complied on April 6, 1983, by publishing proposed emission standards for radionuclides. See 48 F.R. 15076. In that proposal, the agency identified nine separate source categories emitting radionuclides that could be considered for regulation. As to five of those source categories, EPA announced its intention not to propose any emission limitations, either because those sources were already regulated under other sections of the Act or because emissions did not rise to a level of danger required by Section 112 for regulation. For the other four source categories, emission standards were proposed. Public comment was invited on the entire proposal. 3. As noted earlier, Section 112(b)(1)(B) also provides that not later than 180 days after publication of proposed standards, "the Administrator shall prescribe an emission standard for such pollutant, unless he finds, on the basis of evidence presented at such hearings, that such pollutant is clearly not a hazardous air pollutant." 42 U.S.C. 7412(b)(1)(B). When the agency failed to take timely action on a final rule, the Sierra Club filed this action, contending that the Administrator had a mandatory, nondiscretionary duty to adopt a final standard or to "delist" radionuclides from inclusion as a hazardous air pollutant. On July 25, 1984, the district court granted the Sierra Club's motion for summary judgment (Attachment A) and directed the agency to take final action. After further pleadings, the court issued an amended summary judgment order (Attachment B) on September 17, 1984, which delcared: The Administrator of the EPA will issue final standards for radionuclide emissions or a finding on the basis of information presented at hearings during the rulemaking that radionuclides are clearly not a hazardous pollutant, * * * within ninety (90) days from the date of this Opinion and Order, July 25, 1984. (Emphasis original.) The petitioners filed a notice of appeal from this order but did not seek a stay pending appeal. 4. In response to the court's amended summary judgment order, the Administrator signed a Federal Register notice on October 23, 1984, addressing final regulations for radionuclides. 49 F.R. 43906 (October 31, 1984). The Administrator noted that in the earlier rulemaking on proposed radionuclide emission standards, EPA had identified nine separate categories of sources for potential regulation, but also had announced its intention not to propose any emission standards for five of these source categories. /1/ The Administrator's October 23, 1984, decision made final the proposed determination to take no regulatory action respecting those categories. 49 F.R. 43913-43914. The Administrator also determined that no regulation under Section 112 was required for three of the four source categories for which proposed emission standards had been published in 1983. 49 Fed. Reg. 43911-43912. He found that emissions from these sources (elemental phosphorous plants, Department of Energy facilities, and Nuclear Regulatory Commission-licensed and non-Department of Energy federal facilities) also failed to present the degree of risk to public health required for regulation under Section 112. But as to the ninth source category, uranium mines, the Administrator concluded that regulation of radionuclide emissions was clearly required. For this reason, the Administrator did not believe that he could "delist" radionuclides by declaring that, generically, such pollutant was not hazardous within the meaning of Section 112. At the same time, the Administrator found that the approach taken in the proposed emission standard for uranium mine emissions was fatally flawed in both a practical and legal sense, and that work would have to begin anew on a different approach which could not be completed within the time allotted by the amended summary judgment order. 49 F.R. 43912-43913. Pursuant to Section 307(b)(1) of the Act, 42 U.S.C. 7607(b)(1), a petition to review all aspects of the Administrator's final decision, covering all nine source categories, was filed in the United States Court of Appeals for the District of Columbia Circuit. Environmental Defense Fund, Inc. v. Ruckelshaus, D.C. Cir., No. 84-1524, filed Oct. 29, 1984. 5. However, on October 29, 1984, Sierra Club challenged the Administrator's decision by filing with the district court an Application for an Order to Show Cause Re Contempt. The Sierra Club took strong opposition to the Administrator's decision not to propose any emission standards for the three source categories for which standards had been proposed in 1983. The Sierra Club characterized that aspect of the Administrator's decision as an illegal withdrawal of standards, in violation of the district court order. It also argued that the Administrator could no longer delay issuing an emission standard governing uranium mines. However, the Sierra Club did not challenge the remainder of the Administrator's decision which made final his 1983 proposal to not regulate radionuclide emissions from the other five source categories. After a hearing, the district court on December 11, 1984, declared the Administrator and the agency to be in contempt of court (Attachment C). The court asserted that the petitioners had violated its final order to comply with Section 112. However, the court then significantly changed the nature of its judicial command, by directing the petitioners not merely to adopt final regulations as provided by Section 112 and as called for in its amended summary judgment order, but to promulgate emission standards for each of the particular source categories for which proposed standards had been published in 1983. The court directed that petitioners must (Attachment C at 11): 1. (a) Issue within 30 days of the filing of this Opinion and Order final radionuclide emission standards for DOE facilities, NRC-licensed and non-DOE federal facilities, and elemental phosphorous plants, and (b) Issue within 120 days final radionuclide emission standards for uranium mines; OR 2. Make a finding on the basis of the information presented at hearings during the rulemaking, that radionuclides are clearly not a hazardous pollutant. 6. On December 20, 1984, the petitioners filed a notice of appeal from the December 11, 1984, order. On the following day, the petitioners invoked Rule 8(a), F.R.A.P. and sought a partial stay of that order, only insofar as paragraph 1(a) compelled the promulgation by January 11, 1985, of final emission standards for the three source categories which the Administrator had concluded should not be regulated. As to paragraph 1(b), the agency asserted its intention to adopt a final rule governing radionuclide emissions from uranium mines with the time provided by the court. And, because it remained convinced that the public health required regulation of radionuclide emissions from uranium mines, the agency concluded that it could not "delist" radionuclides as a hazardous air pollutant, pursuant to paragraph two of the court's order. On January 3, 1985, the district court denied the petitioners' motion for partial stay pending appeal (Attachment D). On January 9, 1985, a panel of the United States Court of Appeals for the Ninth Circuit (Judges Nelson and Canby) also denied a motion for partial stay pending appeal, but did stay the district court order for seven days to allow an application for relief to be made to this Court (Attachment E). /2/ 7. The petitioners acknowledge that they face a heavy burden in requesting a stay of a contempt order following summary judgment when both the district court and the court of appeals have declined to stay the order of contempt. See Heckler v. Lopez, 104 S.Ct. 10 (1983); Atiyeh v. Capps, 449 U.S. 1312, 1313 (1981). Nevertheless, because the district court's order represents such fundamental legal error that if left undisturbed, four Justices of this Court would likely vote to review it, and because the equities in favor of a stay clearly tip in favor of the applicants and the public interest, a stay of paragraph 1(a) of the order of contempt is both warranted and necessary. Fundamental to the application is the fact that, as announced in the order of contempt, the district court has embraced a view of Section 112 which is not only clearly wrong as a matter of law but utterly outside its jurisdiction to enunciate. /3/ The district court asserts that the jurisdictional basis for its orders is found in a straightforward reading of Section 112 of the Act. The assertion is untenable. Whatever the merit of the court's summary judgment order, there is no basis in Section 112 for the December 11, 1984, command to purge contempt by promulgating regulations for specific source categories (Attachment C at 11, para. 1a). a. At the outset, the order of December 11, 1984 is not supported by the language of the statute. Section 112(b)(1)(A) directs the Administrator to publish "a list which includes each hazardous air pollutant for which he intends to establish an emission standard under this section." Section 112(b)(1)(B) directs the Administrator to issue "an emission standard * * * " as a consequence of listing a pollutant as hazardous under that section. By promulgating a final emission standard governing radionuclide emissions from uranium mines, the Administrator satisfies his mandatory, non-discretionary duty to take final action. The balance of the duties in this section are not mandatory but discretionary, for the final sentence of Section 112(b)(1)(B) provides: "The Administrator shall establish any such standard at the level which in his judgment provides an ample margin of safety to protect the public health from such hazardous air pollutant." (Emphasis added). Thus, if the Administrator designates a hazardous air pollutant under Section 112, he must promulgate "an emission standard" as a non-discretionary duty. All other determinations, including the number of standards, the source categories regulated, and the content of the regulation are left "to his judgment" and are discretionary. b. Because the district court's December 11, 1984, order misreads the language of the statute, the order leads to results that are absurd as a matter of policy. Since Section 112(b)(1)(A) directs the Administrator to "list" pollutants for which he intends to establish regulations, it is reasonable for Section 112(b)(1)(B) to require him, upon listing, to either issue a regulation or withdraw the listing. In some cases, the Administrator may conclude that a pollutant must be listed because emissions from one industry are so high that the public health is threatened. But it is unreasonable to conclude that the Administrator may not list the pollutant and regulate Industry A unless he is also willing to regulate Industries B, C, and D as well. And, this result is altogether untenable when, as here, the Administrator has made a finding that Industries B, C, and D pose no threat to the public health. c. The December 11, 1984, order is the first judicial criticism of a consistent agency interpretation of Section 112 that extends back to 1973 and that has been applied in fashioning emission standards for every hazardous air pollutant regulated under that section of the Act. /4/ No court has ever declared that EPA must be put to the Hobson's Choice of regulating all manifestations of a hazardous pollutant as the price for regulating those few that are truly dangerous. This interpretation of Section 112 by the agency is nothing more than a recognition that a risk to public health must surpass a certain threshold of significance before it can be said to threaten public health. As a consistent agency interpretation of its statute that has never been faulted by a reviewing court, it should have been respected by the district court in its December 11, 1984 order. d. This interpretation of Section 112 by EPA to allow a threshold of harm before imposing regulatory controls is particularly appropriate in the context of regulating radionuclides. It is indisputable that thousands of sources -- if not more -- emit radionuclides. Surely Congress did not intend the agency to devote its limited resources to the promulgation of countless meaningless emission standards simply because emissions from one or several source categories do present a threat to public health. Conversely, Congress cannot be charged with inhibiting the Administrator from listing a pollutant that is truly hazardous, because of the high price in agency resources attendant to such listing. /5/ Thus, there is no merit to the district court's view that Section 112 requires EPA to regulate hazardous air pollutants without any threshold of harm within that process. The district court's order of December 11, 1984, has no precedential support, and is contradicted by the language of the statute, its overall purpose and policy, consistent agency interpretation and common sense. The agency has fulfilled its mandatory, non-discretionary duty by establishing an emission standard for uranium mines and deciding that no other source category of radionuclide emissions need be regulated. That decision may or may not survive review in the D.C. Circuit. But, in any event, it was altogether improper for the district court to invoke Section 112 and exercise the power of contempt in an effort to coerce the Administrator into the promulgation of meaningless, emission standards for other source categories. e. In our effort to obtain a stay pending appeal of the December 11, 1984 order, the only response of Sierra Club to the points made above is that the Administrator can "delist" individual source categories of air pollution as an alternative to the generic "delisting" or withdrawal of the pollutant itself from the scope of Section 112. (See Sierra Club Response In Opposition To The Emergency Motion For Partial Stay, Attachment G, page 1.) This suggestion, never briefed or argued before the district court, contradicts the consistent agency interpretation that "listing" under Section 112 refers to a pollutant generically or as a whole, and not to individual source categories. Similarly, the suggestion by both members of the Ninth Circuit Emergency Motions Panel during argument that the agency could comply with the district court order by adopting regulations which simply preserved existing levels of emissions from sources presenting an insignificant risk to public health, reads into the Clean Air Act a mandatory duty to regulate sources that concededly pose no public health risk. The fact that such issues have even arisen demonstrates both the error of the district court's interpretation of Section 112 and the extent to which it has strayed from the jurisdictional sphere assigned to it by the statute. 8. Having demonstrated that the district court's view of Section 112 is altogether erroneous, it now becomes even more apparent that the court was without any jurisdiction to issue the commands of December 11, 1984. Once the Administrator satisfies his nondiscretionary duty to adopt "an emission standard", and further concludes that additional standards are not necessary to protect the public health, the district court's jurisdiction is exhausted. This is because, under Section 304(a)(2) of the Act, district courts have jurisdiction only to require the performance of mandatory, non-discretionary duties. See, Trustees for Alaska v. EPA, Nos. 83-7764, 83-7961 (9th Cir. Dec. 10, 1984), slip op. at 18-19; Kennecott Copper Corp. v. Costle, 572 F.2d 1349, 1357 (9th Cir. 1978). Thus, a district court has authority to set a deadline for the promulgation of a regulation when the agency fails to comply with the statutorily-mandated deadline. Natural Resources Defense Council v. Train, 521 F.2d 692, 712-713 (D.C. Cir. 1974). Such authority, however, expires when the agency takes final action on the rule. Pursuant to the provisions of Section 307(b)(1) of the Act, the content of a final rule having nationwide applicability may only be challenged by filing a petition for review in the United States Court of Appeals for the District of Columbia Circuit. See, Harrison v. PPG Industries, 446 U.S. 578 (1980). When the court issued its summary judgment order (Attachment A at 7), it correctly observed that it had "no jurisdiction to evaluate the health risks posed by radionuclides or to review the adequacy or even the need for regulation." However, the December 11, 1984 order can not be reconciled with this earlier recognition of a district court's jurisdictional limitations. The court found the Administrator and the agency in contempt, not because they had failed to adopt "an emission standard" but because they had failed to promulgate four standards. Then, it declared that the only way for petitioners to purge the contempt was to issue standards for those sources that the Administrator had concluded did not require regulation. This reasoning obliterates the distinction Congress carefully crafted between district court and court of appeals for the District of Columbia Circuit jurisdiction. It allows district courts everywhere, in the guise of compelling mandatory, non-discretionary duties, to judge whether the Administrator has properly made discretionary decisions on standards of nationwide applicability. If the district court here is correct, a large portion of the case now pending before the D.C. Circuit on petition for review has already been decided through the resolution of an order to show cause on contempt. /6/ 9. The equities also strongly favor the petitioners. If this stay pending appeal is not granted, the petitioners would be forced immediately to promulgate and defend regulatory controls that the Act does not require. Such emission standards would be effective at once, but only until the district court is reversed on appeal. /7/ If the petitioners were to promulgate meaningless standards for sources that do not pose a public health threat, they would be trivializing the Act. Alternatively, adoption of other, more stringent standards would force a degree of compliance from industries that is unwarranted under the Act. Nor could the petitioners promulgate such standards and decline to enforce them, for mere promulgation would expose the regulated sources to citizen suits under Section 304 of the Act, 42 U.S.C. 7604, requiring enforcement of those standards. In sum, the agency, the public interest and the regulated communities would be irreparably injured by such stop-and-go rulemaking, especially when such judicially prescribed standards could be declared unnecessary by an expedited appeal of the district court orders. On the other hand, the Sierra Club can claim no irreparable injury attributable to a delay that may not exceed several months. It may argue that the struggle to obtain final action on radionuclides has been long and protracted, and that additional delay would only exacerbate an already unacceptable situation. But as we observed earlier, the nature of this case changed when, in response to the amended summary judgment order, the Administrator took final action regulating radionuclide emissions. The Sierra Club has not challenged that final decision by petitioning for review in the D.C. Circuit as have others. Instead, it seeks to use the extraordinary and disproportionate remedy of contempt to advance a novel legal theory in a court that lacks jurisdiction to consider it. No harm will befall the respondent if this effort is momentarily stayed. Finally, it must be recognized that the public interest strongly supports the granting of a stay pending appeal. Under the Clean Air Act, it is the Administrator who has been charged with speaking for the public interest. When he concludes, after examining the information produced during the rulemaking, that regulation of radionuclides from these source categories is not warranted to protect the public health, that is a public interest determination entitled to deference from the courts. /8/ CONCLUSION For these reasons, a stay of paragraph 1(a) of the December 11, 1984, order of the district court, pending appeal to the Ninth Circuit, should be granted. REX E. LEE Solicitor General JANUARY 1985 /1/ These source categories were coal-fired boilers, the phosphate industry, uranium fuel cycle facilities, uranium mill tailings, management of high level waste, and low energy accelerators. /2/ Petitioners' motion to consolidate its appeal from the summary judgment order with its appeal from the order of contempt is still pending. /3/ No doubt, respondent would suggest, as it did in the courts below, that the scope of the district court's mandate was always clear and that petitioners may not use the contempt process to challenge the correctness of a court's underlying ruling. It is worth noting here that both the petitioners and, apparently, the district court viewed the amended summary judgment order as no more than a directive to comply with Section 112 of the Act. See Transcript of November 21, 1984, page 39, Attachment F. For this reason, a motion for stay pending appeal was not sought from the summary judgment order. Only after the Administrator's determination of October 23, 1984, did the district court depart from its earlier, more general directive to take action on final standards, and specifically hold that as to the three disputed source categories the agency must either issue final emission standards for each or declare that radionuclides were not a hazardous air pollutant. /4/ See, for example, EPA's decision in 1975 to regulate only several source categories emitting vinyl chloride, 40 F.R. 59421, 59534, col. 3; 59535, col. 1 (December 24, 1975), and a similar decision regarding asbestos in 1973. 38 F.R. 8820, 8811, col. 1 (April 6, 1973). /5/ Ironically, the district court's view of Section 112 is, as applied, internally inconsistent. The court directed the promulgation of emission standards for only those source categories for which regulations had been proposed in 1983. If an all-or-nothing view of Section 112 is correct, the Administrator should have been charged with the duty to promulgate standards for all nine categories of sources originally identified, regardless of whether standards were ever proposed. /6/ Our argument that the district court lacked jurisdiction to demand specific source category regulations should not be interpreted as suggesting that in an action to enforce a mandatory, non-discretionary duty, a district court must blindly accept any assertion by a defendant that final action has been taken and the district court's jurisdiction is exhausted. In this as in other litigation where jurisdictional questions predominate, a court always has jurisdiction to determine if it has jurisdiction. Here, the dispute is not factual but legal. It concerns whether "non-discretionary" actions remain to be taken under Section 112 or whether the Administrator has exercised that function in a manner that can only be reviewed by the D.C. Circuit. Given the exclusive jurisdiction of the D.C. Circuit to review the substance of the Administrator's decisions, the district court's role should be constrained to determining whether a plausible legal position has been advanced in support of a claim that its jurisdiction is exhausted by adoption of final agency action. /7/ Should the respondent suggest that the Administrator has the statutory authority administratively to stay the effectiveness of any such standards for up to two years, see Section 112(c)(1)(B) (ii) of the Act, 42 U.S. 7412(c)(1)(B)(i), it would seem more appropriate to have acquiesced to a stay by the district court, thereby making this application unnecessary. /8/ In an affidavit tendered to the district court in the contempt proceeding, the former Administrator noted, for example, that the total risk to the public from all radionuclide emissions in one source category he determined not to regulate amounted to one death every 50 years. Under these circumstances, preservation of the status quo is not irreparable injury to the respondent. APPENDIX