UNITED STATES OF AMERICA, PETITIONER V. HUGHES ANDERSON BAGLEY No. 84-48 In The Supreme Court of the United States October Term, 1984 On Writ of Certiorari to the United States Court of Appeals for the Ninth Circuit Reply Brief for the United States The court of appeals' explicit holding was that The government's failure to provide requested Brady information to (respondent) so that he could effectively cross-examine two important government witnesses requires an automatic reversal" (Pet. App. 5a-6a). In our opening brief, we demonstrated that the court of appeals' "automatic reversal" approach -- under which the court required no showing of the materiality of the undisclosed evidence -- is utterly inconsistent with this Court's decisions. U.S. Br. 10-17. We further urged that the standard of materiality used for determing whether a conviction must be set aside because the government did not make a complete response to a specific defense request for information should be less strict than the "beyond a reasonable doubt" standard that the district court found to be satisfied here. U.S. Br. 18-41. Respondent makes no serious effort to defend the court of appeals' "automatic reversal" rule; instead, he asserts that the court of appeals' use of that phase was "superfluous"(Resp. Br. 21). /1/ But respondent also fails to show that the ATF form contracts that the government failed to disclose were in fact material to this prosecution. Respondent simply asserts in general terms that the government's failure to deliver the form contracts to the defense materially affected the defense case (see, e.g., Resp. Br. 19-20, 24-26); like the court of appeals, respondent identifies nothing in the record that suggests that disclosure of the form contracts would have significantly impeached the testimony of O'Connor or Mitchell, and, again like the court of appeals, respondent provides no justification whatever for disturbing the ruling of the district court judge, who stated that he would have found respondent guilty even if he had known of the form contracts. /2/ Instead, respondent's principal tactic appears to be to assert that the government affirmatively misled his trial counsel by making false representations. In this connection, respondent repeatedly refers (see Resp. Br. 2 & n.3, 5 n.9, 18-19, 22, 24) to affidavits, executed by O'Connor and Mitchell during the investigation of respondent, that detailed the affiants' dealings with respondent, /3/ these affidavits were delivered to respondent before trial in response to his discovery requests. /4/ Each affidavit concluded with a paragraph similar to the following: I have read the foregoing statement consisting of 4 pages, each of which I have signed. I fully understand this statement and it is true, accurate and complete to the best of my knowledge and belief. * * * I made this statement freely and voluntarily without any threats or rewards, or promises of rewards having been made to me in return for it. E.R. 65; see E.R. 66, 70, 72, 74, 77, 79, 82, 84. Respondent describes these statements as "materially false representations" (Br. 2 n.3), "false statements which led respondent to belive that the (trial) testimony (of O'Connor and Mitchell) could not be discredited" (Br. 5 n.9), and "misrepresentations" that "indicate(ed) that there were no promises of reward" (Br. 24). We showed in our opening brief that these statements in the affidavits were not false at all. U.S. Br. 3 n.4. Moreover, while the court of appeals incorrectly characterized these statements (Pet. App. 2a), it did not assert that they were false, and it appears to have attached no significance to them; it based its "automatic reversal" squarely on the nondisclosure of the ATF form contracts, not on any suggestion that the government misled respondent. /5/ Indeed, it is not apparent from the record that the affidavits were even introduced into evidence at the trial. But because respondent has attached such significance to these affidavits -- emphasizing them far more heavily than the ATF form contracts that were the basis of the court of appeals' decision -- we consider it appropriate to review the facts that demonstrate that the affidavits were not inaccurate or misleading in any way. The boilerplate language in the affidavits represented that O'connor and Mitchell had not received or been promised rewards for executing the affidavits. There is no finding, and no evidence, that either O'connor or Mitchell ever received or was promised a reward in connection with the affidavits. Well after the trial -- and therefore long after the dates on which they executed the affidavits -- O'Connor and Mitchell were compensated for their services in connection with the investigation of respondent. But the fact that a law enforcement officer has received legitimate compensation for helping to conduct an investigation does not mean that a statement he made about his role in the investigation was given "in return for" a "reward." Moreover, the district court found that O'Connor and Mitchell received no promises of compensation (See Pet. App. 7a, 11a-12a); therefore, O'Connor and Mitchell had not received any "rewards, or promises of rewards" for any purpose at the time they executed the affidavits. The district court remarked that O'Connor and Mitchell may have entertained a subjective expectation that they would be compensated for their services (id. at 7a), but nothing in the affidavits is remotely inconsistent with their having had such a purely subjective expectation of compensation for this purpose. For these reasons and the reasons stated in our opening brief, the judgment of the court of appeals should be reversed. Respectfully submitted. REX E. LEE Solicitor General MARCH 1985 /1/ Our citations to respondent's brief refer to the typescript; the printed copy was unavailable when we filed this reply. /2/ Respondent's assertion (Br. 5 n.9) that the testimony of O'Connor and Mitchell was the sole basis of his convictions is incorrect; the evidence that formed the basis of nine of the eleven counts on which respondent was convicted was uncovered during a search of respondent's residence. See VI Tr. 1039 (government counsel stated, without defense objection, stipulation that controlled substances were uncovered in a search of respondent's residence); id. at 1107-1108. /3/ The affidavits appear at E.R. 64-85 and are also appended to respondent's motion for collateral relief, a copy of which we lodged with the Clerk of this Court when we filed our opening brief. /4/ Respondent asserts (Br. 2,22-23) that the affidavits were delivered in response to the discovery request that was the basis of the court of appeals' ruling, a request for "any deals, promises, or inducements made" to government witness "in exchange for their testimony" (J.A. 18; see Pet. App. 2a). But the affidavits make no reference to trial testimony, and it is evident that they were in fact delivered in response to respondent's request for "all Jencks Act material" (J.A. 18). /5/ See, e.g. Pet. App. 1a (asserting that this case concerns the "nodisclosure of impeachment evidence"); id. at 2a-3a ("the prosecutor's failure to produce information material to the credibility of key government witnesses"); id. at 3a (referring to the government's duty "upon specific request * * * to disclose information favorable to the accused"); id. at 4a ("The government's failure to disclose this Brady information inhibited (respondent's) ability effectively to cross-examine two important prosecution witnesses."); id. at 5a ("the government's failure to provide requested Brady information").