§ 78a. Short title

§ 78b. Necessity for regulation

§ 78c. Definitions and application

§ 78c-1. Swap agreements

§ 78d. Securities and Exchange Commission

§ 78d-1. Delegation of functions by Commission

§ 78d-2. Transfer of functions with respect to assignment of personnel to chairman

§ 78d-3. Appearance and practice before the Commission

§ 78e. Transactions on unregistered exchanges

§ 78f. National securities exchanges

§ 78g. Margin requirements

§ 78h. Restrictions on borrowing and lending by members, brokers, and dealers

§ 78i. Manipulation of security prices

§ 78j. Manipulative and deceptive devices

§ 78j-1. Audit requirements

§ 78k. Trading by members of exchanges, brokers, and dealers

§ 78k-1. National market system for securities; securities information processors

§ 78l. Registration requirements for securities

§ 78l-1. Applications for unlisted trading privileges deemed filed under section 78l of this title

§ 78m. Periodical and other reports

§ 78n. Proxies

§ 78o. Registration and regulation of brokers and dealers

§ 78o-1. Brokers deemed to be registered

§ 78o-2. Liabilities arising prior to amendment unaffected

§ 78o-3. Registered securities associations

§ 78o-4. Municipal securities

§ 78o-5. Government securities brokers and dealers

§ 78o-6. Securities analysts and research reports

§ 78o-7. Registration of nationally recognized statistical rating organizations

§ 78p. Directors, officers, and principal stockholders

§ 78q. Records and reports

§ 78q-1. National system for clearance and settlement of securities transactions

§ 78q-2. Automated quotation systems for penny stocks

§ 78r. Liability for misleading statements

§ 78s. Registration, responsibilities, and oversight of self-regulatory organizations

§ 78t. Liability of controlling persons and persons who aid and abet violations

§ 78t-1. Liability to contemporaneous traders for insider trading

§ 78u. Investigations and actions

§ 78u-1. Civil penalties for insider trading

§ 78u-2. Civil remedies in administrative proceedings

§ 78u-3. Cease-and-desist proceedings

§ 78u-4. Private securities litigation

§ 78u-5. Application of safe harbor for forward-looking statements

§ 78v. Hearings by Commission

§ 78w. Rules, regulations, and orders; annual reports

§ 78x. Public availability of information

§ 78y. Court review of orders and rules

§ 78z. Unlawful representations

§ 78aa. Jurisdiction of offenses and suits

§ 78aa-1. Special provision relating to statute of limitations on private causes of action

§ 78bb. Effect on existing law

§ 78cc. Validity of contracts

§ 78dd. Foreign securities exchanges

§ 78dd-1. Prohibited foreign trade practices by issuers

§ 78dd-2. Prohibited foreign trade practices by domestic concerns

§ 78dd-3. Prohibited foreign trade practices by persons other than issuers or domestic concerns

§ 78ee. Transaction fees

§ 78ff. Penalties

§ 78gg. Separability

§ 78hh. Effective date

§ 78hh-1. Effective date of certain sections

§ 78ii. Omitted

§ 78jj. Repealed.]

§ 78kk. Authorization of appropriations

§ 78ll. Requirements for the EDGAR system

§ 78mm. General exemptive authority

§ 78nn. Tennessee Valley Authority

§ 78aaa. Short title

§ 78bbb. Application of Securities Exchange Act of 1934

§ 78ccc. Securities Investor Protection Corporation

§ 78ddd. SIPC Fund

§ 78eee. Protection of customers

§ 78fff. General provisions of a liquidation proceeding

§ 78fff-1. Powers and duties of a trustee

§ 78fff-2. Special provisions of a liquidation proceeding

§ 78fff-3. SIPC advances

§ 78fff-4. Direct payment procedure

§ 78ggg. SEC functions

§ 78hhh. Examining authority functions

§ 78iii. Functions of self-regulatory organizations

§ 78jjj. Prohibited acts

§ 78kkk. Miscellaneous provisions

§ 78lll. Definitions