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ExpectMore.gov ExpectMore.gov home page EXPECT FEDERAL PROGRAMS TO PERFORM WELL, AND BETTER EVERY YEAR.

SECURITIES & EXCHANGE COMM PROGRAMS

FEDERAL PROGRAMS THAT ARE IN THE SECURITIES & EXCHANGE COMM AGENCY


Agency Program Name Funding
FY08
Last
PART
Assessment
Rating Link to
Program
Securities & Exchange Comm Examining Compliance with Securities Laws 200 2005 Moderately Effective Link
Securities & Exchange Comm Regulation of Securities Trading and Market Participants 38 2007 Effective Link
Securities & Exchange Comm Regulation of the Investment Management Industry 46 2006 Effective Link
Securities & Exchange Comm Securities and Exchange Commission - Enforcement 298 2004 Results Not Demonstrated Link
Securities & Exchange Comm Securities and Exchange Commission - Full Disclosure Program (Corporate Review) 107 2003 Results Not Demonstrated Link
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