|
|
 |
NASDAQ OMX BX, Inc. Rulemaking
The Boston Stock Exchange has changed its name to NASDAQ OMX BX, Inc. All filings by NASDAQ OMX BX, Inc., will be posted to the BX page. Filings filed with "BSE" as part of the file number will be posted on the Boston Stock Exchange page. |
We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
BX File Number List for 2009
| Release No. |
Date |
Details |
| Second Quarter |
SR-BX-2009-022 |
| 34-59865 |
May 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume Discount Given to Market Makers
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-BX-2009-022
|
SR-BX-2009-020 |
| 34-59804 |
Apr. 21, 2009 |
Notice of Filing of Proposed Rule Change Regarding Market Maker Obligations
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2009-020
|
SR-BX-2009-019 |
| 34-59773 |
Apr. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: May 13, 2009
Additional File Nos.: SR-NASDAQ-2009-032, SR-Phlx-2009-31
Submit comments on SR-BX-2009-019
|
SR-BX-2009-014 |
| 34-59742 |
Apr. 9, 2009 |
Order Approving a Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility
See also: Notice: Rel. No. 34-59475
|
SR-BX-2009-018 |
| 34-59682 |
Apr. 1, 2009 |
Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: April 29, 2009
Submit comments on SR-BX-2009-018
|
| First Quarter |
SR-BX-2009-008 |
| 34-59654 |
Mar. 30, 2009 |
Order Approving Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer
See also: Notice: Rel. No. 34-59407
|
SR-BX-2009-015 |
| 34-59638 |
Mar. 27, 2009 |
Order Granting Accelerated Approval of Proposed Rule Change Relating to Reduction of Certain Order Handling and Exposure Periods on the Boston Options Exchange Facility from Three Seconds to One Second
See also: Notice: Rel. No. 34-59497
|
SR-BX-2009-017 |
| 34-59629 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program on the Boston Options Exchange Facility
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2009-017
|
SR-BX-2009-005 |
| 34-59615 |
Mar. 20, 2009 |
Order Approving Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members
See also: Notice: Rel. No. 34-59307
|
SR-BX-2009-016 |
| 34-59589 |
Mar. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $1 Strike Price Program on the Boston Options Exchange Facility
Comments due: April 14, 2009
Submit comments on SR-BX-2009-016
|
SR-BX-2009-015 |
| 34-59497 |
Mar. 4, 2009 |
Notice of Filing of Proposed Rule Change Relating to Order Handling and Exposure Periods on the Boston Options Exchange Facility
Comments due: March 26, 2009
See also: Order: Rel. No. 34-59638
|
SR-BX-2009-014 |
| 34-59475 |
Feb. 27, 2009 |
Notice of Filing of Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility
Comments due: March 27, 2009
See also: Order: Rel. No. 34-59742
|
SR-BX-2009-009 |
| 34-59460 |
Feb. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: March 27, 2009
Additional File Nos.: SR-NASDAQ-2009-010, SR-Phlx-2009-14
Submit comments on SR-BX-2009-009
|
SR-BX-2009-12 |
| 34-59452 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: March 25, 2009
Submit comments on SR-BX-2009-12
|
SR-BX-2009-011 |
| 34-59419 |
Feb. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series on the Boston Options Exchange Facility
Comments due: March 18, 2009
Submit comments on SR-BX-2009-011
|
SR-BX-2009-008 |
| 34-59407 |
Feb. 13, 2009 |
Notice of Filing of Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer
Comments due: March 16, 2009
See also: Order: Rel. No. 34-59654
|
SR-BX-2009-006 |
| 34-59341 |
Feb. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Elminate the Market Hours Day Time-in-Force
Comments due: March 2, 2009
|
SR-BX-2009-004 |
| 34-59337 |
Feb. 2, 2009 |
Notice of Filing of Proposed Rule Change to Establish Fees for Members
Comments due: March 2, 2009
Submit comments on SR-BX-2009-004
|
SR-BX-2009-002 |
| 34-59323 |
Jan. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: February 26, 2009
|
SR-BX-2009-007 |
| 34-59311 |
Jan. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing Exchange’s Directed Order Process on the Boston Options Exchange
Comments due: February 25, 2009
|
SR-BX-2009-005 |
| 34-59307 |
Jan. 28, 2009 |
Notice of Filing of Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members
Comments due: February 25, 2009
See also: Order: Rel. No. 34-59615
|
SR-BX-2009-001 |
| 34-59261 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deferring Operation of its Listing Standards for Primary Listings and Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: February 17, 2009
|
SR-BX-2009-003 |
| 34-59259 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Post-Only Order
Comments due: February 17, 2009
|
| BX File Number List for 2009 |
| Release No. |
Date |
Details |
SR-BX-2009-022 |
| 34-59865 |
May 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume Discount Given to Market Makers
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2009-022
|
SR-BX-2009-020 |
| 34-59804 |
Apr. 21, 2009 |
Notice of Filing of Proposed Rule Change Regarding Market Maker Obligations
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2009-020
|
SR-BX-2009-019 |
| 34-59773 |
Apr. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: May 13, 2009
Additional File Nos.: SR-NASDAQ-2009-032, SR-Phlx-2009-31
Submit comments on SR-BX-2009-019
|
SR-BX-2009-018 |
| 34-59682 |
Apr. 1, 2009 |
Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: April 29, 2009
Submit comments on SR-BX-2009-018
|
SR-BX-2009-017 |
| 34-59629 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program on the Boston Options Exchange Facility
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2009-017
|
SR-BX-2009-016 |
| 34-59589 |
Mar. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $1 Strike Price Program on the Boston Options Exchange Facility
Comments due: April 14, 2009
Submit comments on SR-BX-2009-016
|
SR-BX-2009-015 |
| 34-59638 |
Mar. 27, 2009 |
Order Granting Accelerated Approval of Proposed Rule Change Relating to Reduction of Certain Order Handling and Exposure Periods on the Boston Options Exchange Facility from Three Seconds to One Second
|
| 34-59497 |
Mar. 4, 2009 |
Notice of Filing of Proposed Rule Change Relating to Order Handling and Exposure Periods on the Boston Options Exchange Facility
Comments due: March 26, 2009
|
SR-BX-2009-014 |
| 34-59742 |
Apr. 9, 2009 |
Order Approving a Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility
|
| 34-59475 |
Feb. 27, 2009 |
Notice of Filing of Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility
Comments due: March 27, 2009
|
SR-BX-2009-12 |
| 34-59452 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: March 25, 2009
Submit comments on SR-BX-2009-12
|
SR-BX-2009-011 |
| 34-59419 |
Feb. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series on the Boston Options Exchange Facility
Comments due: March 18, 2009
Submit comments on SR-BX-2009-011
|
SR-BX-2009-009 |
| 34-59460 |
Feb. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: March 27, 2009
Additional File Nos.: SR-NASDAQ-2009-010, SR-Phlx-2009-14
Submit comments on SR-BX-2009-009
|
SR-BX-2009-008 |
| 34-59654 |
Mar. 30, 2009 |
Order Approving Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer
|
| 34-59407 |
Feb. 13, 2009 |
Notice of Filing of Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer
Comments due: March 16, 2009
|
SR-BX-2009-007 |
| 34-59311 |
Jan. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing Exchange’s Directed Order Process on the Boston Options Exchange
Comments due: February 25, 2009
|
SR-BX-2009-006 |
| 34-59341 |
Feb. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Elminate the Market Hours Day Time-in-Force
Comments due: March 2, 2009
|
SR-BX-2009-005 |
| 34-59615 |
Mar. 20, 2009 |
Order Approving Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members
|
| 34-59307 |
Jan. 28, 2009 |
Notice of Filing of Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members
Comments due: February 25, 2009
|
SR-BX-2009-004 |
| 34-59337 |
Feb. 2, 2009 |
Notice of Filing of Proposed Rule Change to Establish Fees for Members
Comments due: March 2, 2009
Submit comments on SR-BX-2009-004
|
SR-BX-2009-003 |
| 34-59259 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Post-Only Order
Comments due: February 17, 2009
|
SR-BX-2009-002 |
| 34-59323 |
Jan. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: February 26, 2009
|
SR-BX-2009-001 |
| 34-59261 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deferring Operation of its Listing Standards for Primary Listings and Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: February 17, 2009
|
http://www.sec.gov/rules/sro/bx.shtml
|
