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Cartoon: IRB, IEC.IRB or IEC approval. Before NIAID can issue a human subjects award, your organization must comply with the following:

Your certification of IRB or IEC approval is due "just-in-time," i.e., just before we are ready to issue an award. Nevertheless, we recommend that you start the approval process early -- well before the application's due date -- because revisions and final approval can take time. If the certification of IRB or IEC approval is ready, include it in the application.

Your organization's IRB or IEC performs many functions. It reviews research to make sure human subjects are protected, may require modifications or disapprove the research, looks at privacy issues, and determines the need for informed consent. If you need informed consent, the IRB or IEC must approve the informed consent form, unless the IRB or IEC waives appropriately the requirements for documenting informed consent.

For details about informed consent, read 45 CFR 46.116, 45 CFR 46.117, and 45 CFR 46.115. Also visit the Informed Consent section of Human Research Questions and Answers on the Office for Human Research Protections' Web site.

Before you enroll subjects, your organization must certify to NIAID that an IRB or IEC designated under your organization's FWA has reviewed and approved your research project. There are two types of review: full board and expedited. For more information, see 46.107, 46.110, and 46.111 of 45 CFR Part 46, the Research on Human Specimens NIH brochure, and NIAID's Human Subjects Certifications: IRB or IEC SOP.

Grants supporting human subjects research usually require you to obtain IRB or IEC approval before award. Certain grant mechanisms, such as training grants (T32), do not require IRB or IEC approval before an award is made but do require a grantee to submit certification of IRB or IEC approval before beginning any nonexempt human subjects research. For other grant types, contact your SRO or program officer to find out if IRB or IEC approval is required.

To register an IRB or IEC for the first time or to update or renew an existing IRB or IEC registration online, go to Electronic Submission System for Federalwide Assurances and IRB/IEC Registrations.

Also, if you're planning to use a clinical trials Web site to advertise for clinical trial subjects, you may need IRB or IEC approval. Under certain circumstances, when a site goes beyond listing basic descriptive information, approval is required. For details, read "OHRP's guidance on Institutional Review Board (IRB) Review of Clinical Trial Websites."

If you're performing clinical research at a foreign or domestic site, your organization will need to obtain a Federalwide Assurance before your work can be funded. For information about obtaining an assurance, see the following:

In very limited circumstances, some collaborators may not be required to obtain their own FWA, including a collaborating individual investigator who operates under another institution's FWA. See Guidance on Extension of an FWA to Cover Collaborating Individual Investigators and Introduction of the Individual Investigator Agreement.

If you're applying from a foreign country or plan to include a foreign research site in your domestic application, you should also read IRB, IEC, and FWA Requirements for Foreign Countries in this tutorial.

For additional information, see IRBs and IECs Have Ongoing Requirements.

Additional Resources

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