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Cartoon: Enrollment.NIH requires you to send an Inclusion Enrollment Report form as part of your reporting requirement. It shows the cumulative accrual and demographic information of participants enrolled in your study.

If you're going to include foreign participants, you must clearly document this in your inclusion enrollment tables.

Keep in mind that NIH's policy on including women and minority groups is the same both inside and outside the U.S.

Read the following to determine 1) your requirements for collecting data and 2) which Inclusion Enrollment Report form to use to report your data:

  • Electronic applications. See Part II, Supplemental Instructions for Preparing the Human Subjects Section of the Research Plan, in the Grant Application Guide for the Grant Application Package.
  • Paper applications. See Part II, Supplemental Instructions for Preparing the Protection of Human Subjects Section of the Research Plan, in the PHS 398 (PDF).

If you're conducting a clinical trial, send in the Inclusion Enrollment Report semiannually. For other clinical studies, send it with your progress report.

When conducting an NIH-defined phase III clinical trial, you have additional requirements:

  • Report annual cumulative enrollment, as described above, and indicate if data analysis has begun for the trial. If it has, report progress made in conducting valid analyses for gender, ethnic, and racial differences.
  • When you have completed the trial, you'll also need to use the Inclusion Enrollment Report form to provide analyses showing the intervention differences among those groups.

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