See also: Human
Subjects Inclusion Codes.
Scientific review group concerns of
unacceptable risk or inadequate protection will result in a bar to award -- see the Bars to Grant Awards -- Human Subjects SOP. If you see a code on your summary statement, read Know What a Summary Statement Means.
These codes reflect the status of human subjects involvement
on summary statements of grant applications and on the grants management and program officer worksheets in IMPAC:
- Code 10 -- Award can be processed, no human subjects
involved.
- Codes E1-E6 -- Award can be processed, human subjects
involved, designates an exemption.
- Code E1 -- Exemption category 1 -- research is conducted
in an educational setting involving normal educational practices.
- Code E2 -- Exemption category 2 -- research uses cognitive,
diagnostic, aptitude, or achievement tests; interviews; or observations
of public behavior, unless subjects are identifiable and disclosure
could place them at risk.
- Code E3 -- Exemption category 3 -- research is covered
by (2) and is not exempt, if the subjects are public officials or
candidates or the law requires that confidentiality be maintained.
- Code E4 -- Exemption category 4 -- research involves the
collection or study of existing data, documents, records, or pathological
or diagnostic specimens, if the sources are publicly available or
the information is recorded so subjects cannot be identified.
- Code E5 -- Exemption category 5 -- research involves research
and demonstration projects to study public benefit or service programs.
- Code E6 -- Exemption category 6 -- research evaluates taste
and food quality or consumer acceptance of certain foods.
- Code E7 -- Human subjects involved -- multiple exemption categories
designated.
- Code E8 -- Human subjects involved -- applicability of human
subjects regulations waived by the Secretary, HHS.
- Code 20 -- Award cannot be processed, human subjects
involved and no appropriate exemption designated.
- Code 30 -- Award can be processed, human subjects involved,
no scientific review group (SRG) human subjects concerns*.
- Code 44 -- Award cannot be processed, human subjects
involved, SRG human subjects concerns.
- Code 48 -- Award can be processed, human subjects involved,
SRG human subjects concern, restricted from enrolling subjects until
resolved.
- Code 54 -- Award can be processed, previously Code 44,
now resolved.
See also: Human
Subjects Inclusion Codes and Human Subjects. |
