WPC7 nRt}n5ggPR=\Ǔ9!tܮ@-RF <&> 熘typ> i%O6wYfwɢ]$\&#͜Q) Z%tTZHi}I{h,!y),sѡ&>m?))g;Z)AJ>S3&G\RZPeq~Tkįr&2ݖnMcqcܻID%2l;.`wdAnUfl$, p'&|ȭt.SR^K*ՅoƱ^m9fwVsPLmTBN4j;PPo#Lѕޢ.]ԠhօaMPEZ B'O)0 v@WX{CAT7XDW󱎞]Gn`zL<}Y͐2}({܊a#U^NI % 0UH0LxUV 0Dw^4bvU>UVUVUVUUVUVUVWUVNUVUV[UVUVUV]UVUV UV_UVUV  BaUV~UV UVI!!UVe"UV"U@#UVQ#UV#UH# E$UNP%P%P%;% 1&f' mh'UH'' 0(UH)2) 72 *UH=* 1u* 72*^ ,+ 0c8++ 0N+UH+UHG,UH,UH,UH- DOg-UH-UH-UHF.UH.UH.UH/UHf/UH/UH/UH>0UH0UH0UH1UH^1UH1UH1UH62~2UV222 02 03 D5H4 AS}44 0D55 0A5  666 &6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6&6 0,6,6,6,6,6,6,6,6,6,6,6,6,6 0 7HP LaserJet 4000 Series PS0(hH  Z 6Times New Roman RegularX(k$X.XXX&v&XX.    "+ON  0Times New Roman BoldC:\OFFICE\WPWIN\TEMPLATE\STANDARD.WPT)ON   >Times New Roman Bold Italic(#$  0  ݂93|x\  `&Times New Roman  $XXXX&'%XX  Ӏ  1    _R %&'ԀIntheeventthatanypartoftheEARisnotunder  theauthorityoftheEAA,sanctionsshallbelimitedto  thoseprovidedforbysuchotherauthorityorby18 L U.S.C.3571,acriminalcodeprovisionthatestablishes ` amaximumcriminalfineforafelonythatisthegreater $ oftheamountprovidedbythestatutethatwasviolated,  oranamountnotmorethan$500,000foran \  organization.TheFederalSentencingGuidelinesfound  p in2M5.1ofAppendix4toTitle18oftheUnitedStates  4 Codeapply,totheextentfollowedbythecourt,to    sentencingforconvictionsforviolatingtheEAA.)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic d)ON   >Times New Roman Bold Italic  ><)XXXX&'%XX   _&2%%&'̕%&2ExportAdministrationRegulations&&<(#August_29,_Ԁ2002)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold ItalicLevel 1Level 2Level 3Level 4Level 5)ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic(9 Z(Times New Roman )ON   >Times New Roman Bold Italic)ON   >Times New Roman Bold Italic+ON  0Times New Roman Bold  ><)XXXX&'%XX   _ J%&'ExportAdministrationRegulationsnn:(#December15,2008#&'%Jx# (9 Z6Times New Roman Regular 1 6><'XXXX&'%XX   _ J%&'EnforcementandProtectiveMeasures&(#SupplementNo.1toPart764!page  1  #&'%Jx# (CEMU]emu}AutoList1(1)(1)(1)(1)(1)(1)(1)(1)U+ON  0Times New Roman Bold  6><'XXXX&'%XX   _7&2%%&'7̕%7&2EnforcementandProtectiveMeasures(#Part7642page  1  (3><$ !XXXX&%XX    "  +ON  0Times New Roman Boldhttp://www.wassenaar.org1(1)+ON  0Times New Roman Bold3#37=CIQYag1.a.i.(1)(a)(i)1)a);i)A9s (;3$2#  0  .3  0     (O$+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold G"Thin Top/Bottom! dxdx+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold+ON  0Times New Roman Bold   )ON   >Times New Roman Bold Italic(3><$ !XXXX&%XX    "  (3><$ !XXXX&%XX    "   )!dxdx`]\a^E<<CLevel 1Level 2Level 3Level 4Level 5($$   1  (Vm$0   cHV(!2$ !XXXX&%XX    "  Ӏ  0  (3><$ !XXXX&%XX    "  !XXXX&'%XX    "  _d    5*,XXX*  ," &2%%&'    PART764  ENFORCEMENTANDPROTECTIVEMEASURES ` DSec.!!G(#Page ` 764.1  Introduction""J(#. 1   764.20  Violations#""J(#.( ( (#(##1 p  764.30  Sanctions#""J(#. (#(##2  p  764.40  Reportingofviolations#""J(#.&(#(##5   764.50  Voluntaryselfdisclosure#""J(#.((#(##5   764.6  Protectiveadministrativemeasures""J(#.18 0   #&'%%&2%#-&'%%&'764.7Activitiesinvolvingitemsthatmayhavebeenillegallyexported 0  F    r   orreexportedtoLibya #&'%%-&'D#&2%%&'""J(#.%9  #&'%%&2.#-&'%%&' #&'%%-&'# &2%%&'  764.80  #&'%%&2# &'%%&'Voluntaryselfdisclosuresforboycottviolations#p"p"I(#.@(#(##10 h  󀀀#&'%% &'V#&2%%&' @ STANDARDTERMSOFORDERSDENYINGEXPORTPRIVILEGES9(#.<.SUPPLEMENTNO.1 h #&'%%&2 #&2%%&'#&'%%&2#  x ( [(#(#(  X( ?0764.1  ( INTRODUCTION   pInthispart,referencestotheEARarereferences  ` to15CFRchapterVII,subchapterC.Thispart ` 8 specifiesconductthatconstitutesaviolationof 8  theExportAdministrationAct(EAA)and/orthe   ExportAdministrationRegulations(EAR)andthe   sanctionsthatmaybeimposedforsuch    violations.Antiboycottviolationsaredescribed p  inpart760oftheEAR,andtheviolationsand pH  sanctionsspecifiedinpart764alsoapplyto H  conductrelatingtopart760,unlessotherwise    stated.Thispartdescribesadministrative   sanctionsthatmaybeimposedbytheBureauof   IndustryandSecurity(BIS).Thispartalso   describescriminalsanctionsthatmaybeimposed X byaUnitedStatescourtandothersanctionsthat X0 areneitheradministrativenorcriminal. 0 Informationisprovidedonhowtoreportand  discloseviolations.Finally,thispartidentifies  protectiveadministrativemeasuresthatBISmay  takeintheexerciseofitsregulatoryauthority. h     764.2 L @ VIOLATIONS   \  &%%&'(a) @ Engaginginprohibitedconduct#&'%%&# x Nopersonmayengageinanyconductprohibited N & byorcontraryto,orrefrainfromengaginginany &!  conductrequiredby,theEAA,theEAR,orany !! order,licenseorauthorizationissuedthereunder. ""   &%%&'(b) @ Causing,aiding,orabettingaviolation#&'%%&# $^$ Nopersonmaycauseoraid,abet,counsel, 4& & command,induce,procure,orpermitthedoingof  ' ' anyactprohibited,ortheomissionofanyact '!( Аrequired,bytheEAA,theEAR,oranyorder, (") licenseorauthorizationissuedthereunder. )l#*   l*D$+   &%%&'   (c) @ Solicitationandattempt#&'%%&# (+ Nopersonmaysolicitorattemptaviolationofthe - EAA,theEAR,oranyorder,licenseor . Аauthorizationissuedthereunder.  ^/   &%%&'(d) @ Conspiracy#&'%%&# 6 1 Nopersonmayconspireoractinconcertwithone  3 ormorepersonsinanymannerorforanypurpose  4 tobringaboutortodoanyactthatconstitutesa l5 violationoftheEAA,theEAR,oranyorder, lD 6 licenseorauthorizationissuedthereunder. D 7 Y&%%&'  (e) @ Actingwithknowledgeofaviolation#&'%%Y&#  9 Nopersonmayorder,buy,remove,conceal,store, ~ ; use,sell,loan,disposeof,transfer,transport, ~V< finance,forward,orotherwiseservice,inwholeor V.= inpart,anyitemexportedortobeexportedfrom .> theUnitedStates,orthatisotherwisesubjectto ? theEAR,withknowledgethataviolationofthe @ EAA,theEAR,oranyorder,licenseor A authorizationissuedthereunder,hasoccurred,is fB abouttooccur,orisintendedtooccurin f>C connectionwiththeitem. >D Ѐ E   &%%&'Ԁ(f) @ Possessionwithintenttoexportillegally#&'%%&J# F >Nopersonmaypossessanyitemcontrolledfor tH nationalsecurityorforeignpolicyreasonsunder tLI sections5or6oftheEAA: L $J  (1) Withintenttoexportorreexportsuchitemin !L violationoftheEAA,theEAR,oranyorder, "M licenseorauthorizationissuedthereunder;or #N  (2) Withknowledgeorreasontobelievethatthe `%8P itemwouldbesoexportedorreexported. <& Q   &%%&'(g) @ Misrepresentationandconcealmentoffacts#&'%%&# '!S 4&2%%&'(1)  #&'%%4&2#Nopersonmaymakeanyfalseormisleading )r#U representation,statement,orcertification,or v*N$V falsifyorconcealanymaterialfact,eitherdirectly N+&%W toBIS,theUnitedStatesCustomsService,oran &,%X officialofanyotherUnitedStatesagency,or ( indirectlythroughanyotherperson:   F (i) r Inthecourseofaninvestigationorother  actionsubjecttotheEAR;or  `  F (ii) r Inconnectionwiththepreparation, 8  submission,issuance,use,ormaintenanceofany   exportcontroldocumentasdefinedin772.1or   anyreportfiledorrequiredtobefiledpursuantto    А760.5oftheEAR;or p   F (iii)Forthepurposeoforinconnectionwith H  effectinganexport,reexportorotheractivity    subjecttotheEAR.   :&2%%&'(2)  #&'%%:&23!#Allrepresentations,statements,and   certificationsmadebyanypersonaredeemedto \ becontinuingineffect.Everypersonwhohas \4 madeanyrepresentation,statement,or 4  certificationmustnotifyBISandanyother   relevantagency,inwriting,ofanychangeofany  materialfactorintentionfromthatpreviously  represented,stated,orcertified,immediatelyupon l receiptofanyinformationthatwouldleada lD reasonablyprudentpersontoknowthatachange D ofmaterialfactorintentionhasoccurredormay  occurinthefuture.      &%%&'(h) @ Evasion#&'%%&$# | $  Nopersonmayengageinanytransactionortake R * anyotheractionwithintenttoevadethe *!  provisionsoftheEAA,theEAR,oranyorder, "! licenseorauthorizationissuedthereunder. "" &%%&'  (i) @ Failuretocomplywithreporting, $b$ Аrecordkeepingrequirements#&'%%&.&# `%8% M&Nopersonmayfailorrefusetocomplywithany ' ' reportingorrecordkeepingrequirementofthe '!( EARorofanyorder,licenseorauthorization (") issuedthereunder. )n#*   n*F$+      &%%&'(j) @ Licensealteration#&'%%&2(# (+ &(ExceptasspecificallyauthorizedintheEARorin - writingbyBIS,nopersonmayalteranylicense, . authorization,exportcontroldocument,ororder  ^/ issuedundertheEAR. ^ 60   &%%&'(k) @ Actingcontrarytothetermsofa  2 denialorder#&'%%&)#  3 )Nopersonmaytakeanyactionthatisprohibited j5 byadenialorder.See764.3(a)(2)ofthispart. jB 6     764.3 +  9 SANCTIONS z ;  "+  &%%&'(a) @ Administrative#&'%%&+# R*= +ViolationsoftheEAA,theEAR,oranyorder, ? licenseorauthorizationissuedthereunderare @ subjecttotheadministrativesanctionsdescribedin A thissectionandtoanyotherliability,sanction,or `B penaltyavailableunderlaw.Theprotective `8C administrativemeasuresthataredescribedin 8D 764.6ofthispartaredistinctfromadministrative E sanctions. F  c (1)  Civilmonetarypenalty.  pH  c (i)Acivilmonetarypenaltynottoexceedthe L $J amountsetforthintheEAAmaybeimposedfor $!K eachviolation,andintheeventthatanyprovision !L oftheEARiscontinuedbyIEEPAoranyother "M authority,themaximummonetarycivilpenaltyfor #N eachviolationshallbethatprovidedbysuchother $\O authority. \%4P  c (ii)Thepaymentofanycivilpenaltymaybe  ' R madeacondition,foraperiodnotexceedingone '!S yearaftertheimpositionofsuchpenalty,tothe ("T granting,restoration,orcontinuingvalidityofany )l#U exportlicense,LicenseException,permission,or l*D$V privilegegrantedortobegrantedtotheperson D+%W uponwhomsuchpenaltyisimposed. ,%X Ї F (iii)Thepaymentofanycivilpenaltymaybe ( deferredorsuspendedinwholeorinpartduring  anyprobationperiodthatmaybeimposed.Such  deferralorsuspensionshallnotbarthecollection  ofthepenaltyiftheconditionsofthedeferral,  ` suspension,orprobationarenotfulfilled. ` 8  (2)  Denialofexportprivileges. Anordermay   beissuedthatrestrictstheabilityofthenamed   personstoengageinexportandreexport    transactionsinvolvingitemssubjecttotheEAR, t  orthatrestrictsaccessbynamedpersonstoitems tL  subjecttotheEAR.Anorderdenyingexport L$  privilegesmaybeimposedeitherasasanctionfor $  aviolationspecifiedinthispartorasaprotective   administrativemeasuredescribedin764.6(c)or   (d)ofthispart.Anorderdenyingexport   privilegesmaysuspendorrevokeanyorall \ outstandinglicensesissuedundertheEARtoa \4 personnamedinthedenialorderorinwhichsuch 4  personhasaninterest,maydenyorrestrict   exportsandreexportsbyortosuchpersonofany  itemsubjecttotheEAR,andmayrestrictdealings  inwhichthatpersonmaybenefitfromanyexport l orreexportofsuchitems.Thestandardtermsof lD adenialorderaresetforthinSupplementNo.1to D thispart.Anonstandarddenialorder,narrower  inscope,maybeissued.Authorizationtoengage  inactionsotherwiseprohibitedbyadenialorder  maybegivenbytheOfficeofExporterServices, | inconsultationwiththeOfficeofExport |T Enforcement,uponawrittenrequestbyaperson T , namedinthedenialorderorbyapersonseeking ,!  permissiontodealwithanamedperson.Submit "! suchrequeststo:BureauofIndustryandSecurity, "" OfficeofExporterServices,RoomH2705,U.S. ## DepartmentofCommerce,14thStreetand $d$ Pennsylvania,Ave.,NW,Washingrton,DC d%<% 20230. <& &  (3)  Exclusionfrompractice. Anypersonacting '!( asanattorney,accountant,consultant,freight (") forwarder,orinanyotherrepresentativecapacity )x#* foranylicenseapplicationorothermatterbefore x*P$+ BISmaybeexcludedbyorderfromanyorall P+(%, suchactivitiesbeforeBIS. (,&- Ї  &%%&'(b) @ Criminal  #  1      #&'%%&=# (- =A&2%%&'(1)  General.#&'%%A&2>#Exceptasprovidedinparagraph / (b)(2)ofthissection,whoeverknowinglyviolates 0 orconspirestoorattemptstoviolatetheEAA,  b1 EAR,oranyorderorlicenseissuedthereunder, b :2 shallbefinednotmorethanfivetimesthevalueof : 3 theexportsorreexportsinvolvedor$50,000,  4 whicheverisgreater,orimprisonednotmorethan  5 fiveyears,orboth.  6 B&2%%&'(2)  Willfulviolations.#&'%%B&2A# rJ 8  c (i)Whoeverwillfullyviolatesorconspirestoor " : attemptstoviolateanyprovisionoftheEAA,the  ; EAR,oranyorderorlicenseissuedthereunder,  < withknowledgethattheexportsinvolvedwillbe  = usedforthebenefitof,orthatthedestinationor Z> intendeddestinationofitemsinvolvedis,any Z2? controlledcountryoranycountrytowhichexports 2 @ orreexportsarecontrolledforforeignpolicy  A purposes,exceptinthecaseofanindividual,shall B befinednotmorethanfivetimesthevalueofthe C exportorreexportinvolvedor$1,000,000, jD whicheverisgreater;and,inthecaseofan jBE individual,shallbefinednotmorethan$250,000, BF orimprisonednotmorethan10years,orboth. G  c (ii)Anypersonwhoisissuedalicenseunder I theEAAortheEARfortheexportorreexportof zJ anyitemstoacontrolledcountryandwho,with zRK knowledgethatsuchexportorreexportisbeing *!M usedbysuchcontrolledcountryformilitaryor "N intelligencegatheringpurposescontrarytothe ( conditionsunderwhichthelicensewasissued,  willfullyfailstoreportsuchusetotheSecretary  ofDefense,exceptinthecaseofanindividual,  shallbefinednotmorethanfivetimesthevalue  ` oftheexportsorreexportsinvolvedor ` 8 $1,000,000,whicheverisgreater;andinthecase 8  ofanindividual,shallbefinednotmorethan   $250,000,orimprisonednotmorethanfiveyears   orboth.     F (iii)Anypersonwhopossessesanyitemwith pH  theintenttoexportorreexportsuchitemin H  violationofanexportcontrolimposedunder    sections5or6oftheEAA,theEAR,oranyorder   orlicenseissuedthereunder,orknowingor   havingreasontobelievethattheitemwouldbeso   exportedorreexported,shall,inthecaseofa X violationofanexportcontrolimposedunder X0 section5oftheEAA(ortheEAR,oranyorderor 0 licenseissuedthereunderwithrespecttosuch  control),besubjecttothepenaltiessetforthin  paragraph(b)(2)(i)ofthissectionandshallinthe  caseofaviolationofanexportcontrolimposed h undersection6oftheEAA(ortheEAR,orany h@ orderorlicenseissuedthereunderwithrespectto @ suchcontrol),besubjecttothepenaltiessetforth  inparagraph(b)(1)ofthissection.   F (iv)  Anypersonwhotakesanyactionwith x intenttoevadetheprovisionsoftheEAA,the xP EAR,oranyorderorlicenseissuedthereunder, P ( shallbesubjecttothepenaltiessetforthin (!  paragraph(b)(1)ofthissection,exceptthatinthe "! caseofanevasionofanexportcontrolimposed "" undersections5or6oftheEAA(ortheEAR,or ## anyorderorlicenseissuedthereunderwith $`$ respecttosuchcontrol),suchpersonshallbe `%8% subjecttothepenaltiessetforthinparagraph 8& & (b)(2)(i)ofthissection. ' ' C&2%%&'(3)  Othercriminalsanctions.#&'%%C&2P#ԀConductthat (") constitutesaviolationoftheEAA,theEAR,or )t#* anyorder,licenseorauthorizationissued t*L$+ thereunder,orthatoccursinconnectionwithsuch L+$%, aviolation,mayalsobeprosecutedunderother $,%- provisionsoflaw,including18U.S.C.371 (- (conspiracy),18U.S.C.1001(falsestatements),18 . U.S.C.1341,1343,and1346(mailandwire / fraud),and18U.S.C.1956and1957(money 0 laundering).  `1  c     &%%&'(c) @ Othersanctions#&'%%&S# 8 3 SConductthatviolatestheEAA,theEAR,orany  5 order,licenseorauthorizationissuedthereunder,  6 andotherconductspecifiedintheEAAmaybe n7 subjecttosanctionsorothermeasuresinaddition nF 8 tocriminalandadministrativesanctionsunderthe F 9 EAAorEAR.Theseinclude,butarenotlimited  : to,thefollowing:  ;  c   D&2%%&'(1)  Statutorysanctions.#&'%%D&2V#ԀStatutorilymandated ~ = sanctionsmaybeimposedonaccountofspecified Z> conductrelatedtoweaponsproliferation.Such Z2? statutorysanctionsarenotcivilorcriminal 2 @ penalties,butrestrictimportsandprocurement  A (Seesection11AoftheEAA,MultilateralExport B ControlViolations,andsection11CoftheEAA, C ChemicalandBiologicalWeaponsProliferation), jD orrestrictexportlicenses(Seesection11Bofthe jBE EAA,MissileProliferationViolations,andthe BF IranIraqArmsNonProliferationActof1992). G  c E&2%%&'(2)  Othersanctionsandmeasures.#&'%%E&2gY# I  c  c (i)Seizureandforfeiture.Itemsthathavebeen, zRK arebeing,orareintendedtobe,exportedor R *L shippedfromortakenoutoftheUnitedStatesin *!M violationoftheEAA,theEAR,oranyorder, "N licenseorauthorizationissuedthereunder,are "O subjecttobeingseizedanddetainedasarethe #P vessels,vehicles,andaircraftcarryingsuchitems. $bQ Seizeditemsaresubjecttoforfeiture.(50U.S.C. b%:R app.2411(g);22U.S.C.401.) :& S  c  c (ii)  Crossdebarment. '!U  c  c   (A)TheDepartmentofStatemaydeny )r#W licensesorapprovalsfortheexportorreexportof r*J$X defensearticlesanddefenseservicescontrolled J+"%Y undertheArmsExportControlActtopersons ",%Z indictedorconvictedofspecifiedcriminal ( offenses,includingviolationsoftheEAA,orto  personsdeniedexportprivilegesbyBISor  anotheragency.(22CFR126.7(a)and  А127.11(a).)  `  F   (B)TheDepartmentofDefense,amongother 8  agencies,maysuspendtherightofanypersonto   contractwiththeUnitedStatesGovernmentbased   onexportcontrolviolations.(FederalAcquisition    Regulations9.4072.) p      764.4 d`    REPORTINGOFVIOLATIONS    t`  &%%&'(a) @ Wheretoreport#&'%%&`# X `Ifapersonlearnsthatanexportcontrolviolation . oftheEARhasoccurredormayoccur,that  personmaynotify:  ̀OfficeofExportEnforcement f ЀBureauofIndustryandSecurity f> ЀU.S.DepartmentofCommerce > Ѐ14thStreetandConstitutionAvenue,N.W.  ЀRoomH4520  ЀWashington,D.C.20230  ЀTel:(202)482-1208 v ЀFax:(202)4820964 vN or,forviolationsofpart760oftheEAR: &!  ̀OfficeofAntiboycottCompliance "" ЀBureauofIndustryandSecurity ## ЀU.S.DepartmentofCommerce $^$ Ѐ14thStreetandConstitutionAvenue,N.W. ^%6% ЀRoomH6099C 6& & ЀWashington,D.C.20230 ' ' ЀTel:(202)482-2381 '!( ЀFax:(202)4820913 (")  F    r    ,%-   &%%&'(b) @ Failuretoreportviolations#&'%%&e# (- eFailuretoreportpotentialviolationsmayresultin / theunwarrantedissuanceoflicensesorexports 0 withouttherequiredlicensestothedetrimentof  ^1 theinterestsoftheUnitedStates. ^ 62   &%%&'(c) @ Reportingrequirementdistinguished#&'%%&g#  4 gThereportingprovisionsinparagraph(a)ofthis  6 sectionarenot reportingrequirementswithinthe l7 meaningof764.2(i)ofthispart. lD 8  c    c   -&'%%&' (d)Formerlyembargoeddestinations.   : Reportingrequirementsforactivitieswithinthe  < scopeof764.2(e)thatinvolveitemssubjecttothe ~ = EARwhichmayhavebeenillegallyexportedor ~V> reexportedtoLibyapriortotheliftingoff  g the V.? f  g comprehensiveembargof  g ԀonLibyaarefoundin .@ 764.7oftheEAR.#&'%%-&'1i# A     764.5 }k fD VOLUNTARYSELFDISCLOSURE >F  k  &%%&'(a) @ Generalpolicy#&'%%&l# H  lBISstronglyencouragesdisclosuretoOEEifyou tJ believethatyoumayhaveviolatedtheEAR,or tLK anyorder,licenseorauthorizationissuedthere L $L under.Voluntaryselfdisclosureisamitigating $!M factorindeterminingwhatadministrative !N sanctions,ifany,willbesoughtbyOEE. "O   &%%&'(b) @ Limitations#&'%%& 764.5(b)(3)ofthispart. X0? ' ` } c (ii)OEErecognizesthattheremaybesituations A whereitwillnotbepracticaltomakeaninitial B notificationinwriting.Forexample,written C notificationmaynotbepracticalifashipment hD leavestheUnitedStateswithouttherequired h@E license,yetthereisstillanopportunitytoprevent @F acquisitionoftheitemsbyunauthorizedpersons. G Insuchsituations,OEEshouldbecontacted H promptlyatoneoftheofficeslistedin I 764.5(c)(7)ofthispart. xJ O&2%%&'(3)Narrativeaccount.#&'%%O&2#ԀAftertheinitial P (L notification,athoroughreviewshouldbe ,!M conductedofallexport-relatedtransactionswhere "N possibleviolationsaresuspected.OEE "O recommendsthatthereviewcoveraperiodoffive #P yearspriortothedateoftheinitialnotification.If $dQ yourreviewgoesbacklessthanfiveyears,you d%<R riskfailingtodiscoverviolationsthatmaylater <& S becomethesubjectofaninvestigation.Any ' T violationsnotvoluntarilydiscloseddonotreceive '!U considerationunderthissection.However,the ("V failuretomakesuchdisclosureswillnotbetreated )t#W asaseparateviolationunlesssomeothersectionof t*L$X theEARorotherprovisionoflawrequires L+$%Y disclosure.Uponcompletionofthereview,OEE $,%Z shouldbefurnishedwithanarrativeaccountthat ( sufficientlydescribesthesuspectedviolationsso  thattheirnatureandgravitycanbeassessed.The  narrativeaccountshouldalsodescribethenature  ofthereviewconductedandmeasuresthatmay  ` havebeentakentominimizethelikelihoodthat ` 8 violationswilloccurinthefuture.Thenarrative 8  accountshouldinclude:   ̀  (i)Thekindofviolationinvolved,for    exampleashipmentwithouttherequiredlicense p  ordealingwithapartydeniedexportprivileges; pH  ̀  (ii)  Anexplanationofwhenandhowthe    violationsoccurred;   ̀  (iii)Thecompleteidentitiesandaddressesof   allindividualsandorganizations,whetherforeign X ordomestic,involvedintheactivitiesgivingrise X0 totheviolations; 0 ̀  (iv)Licensenumbers;  ̀  (v)Thedescription,quantity,valueinU.S. h dollarsandECCNorotherclassificationofthe h@ itemsinvolved;and @ ̀  (vi)Adescriptionofanymitigating  circumstances.  P&2%%&'(4)Supportingdocumentation.#&'%%P&2# xP  F (i)Thenarrativeaccountshouldbe (!  accompaniedbycopiesofdocumentsthatexplain "! andsupportit,including: "" ̀ r   (A)Licensingdocumentssuchas $`$ Аlicenses,licenseapplications,importcertificates `%8% andend-userstatements; 8& & ̀ r   (B)Shippingdocumentssuchas '!( ShippersExportDeclarations,airwaybillsand (") billsoflading;and )p#* ̀ r   (C)Otherdocumentssuchasletters, H+ %, facsimiles,telexesandotherevidenceofwritten  ,%- ororalcommunications,internalmemoranda, (- purchaseorders,invoices,lettersofcreditand . brochures. /  c (ii)Anyrelevantdocumentsnotattachedtothe  `1 narrativeaccountmustberetainedbytheperson ` 82 makingthedisclosureuntilOEErequeststhem,or 8 3 untilafinaldecisiononthedisclosedinformation  4 hasbeenmade.Afterafinaldecision,the  5 documentsshouldbemaintainedinaccordance  6 withtherecordkeepingrulesinpart762ofthe p7 EAR. pH 8 Q&2%%&' (#&'%%Q&2ɔ#5)  Certification. Acertificationmustbe   : submittedstatingthatalloftherepresentations  ; madeinconnectionwiththevoluntary  < Аself-disclosurearetrueandcorrecttothebestof  = thatpersonsknowledgeandbelief.Certifications \> madebyacorporationorotherorganizationshould \4? besignedbyanofficialofthecorporationorother 4 @ organizationwiththeauthoritytodoso.Section  A 764.2(g)ofthispart,relatingtofalseormisleading B representations,appliesinconnectionwiththe C disclosureofinformationunderthissection. lD R&2%%&'(6)  Oralpresentations.#&'%%R&2#OEEbelievesthatoral DF presentationsaregenerallynotnecessaryto  G augmentthewrittennarrativeaccountand H supportingdocumentation.Ifthepersonmaking I thedisclosurebelievesotherwise,arequestfora J meetingshouldbeincludedwiththedisclosure. XK S&2%%&'(7)  Wheretomakevoluntaryself-disclosures.#&'%%S&2#Ԁ 0!M Theinformationconstitutingavoluntary  "N self-disclosureoranyothercorrespondence "O pertainingtoavoluntaryself-disclosuremaybe #P submittedto: $lQ  c Director,OfficeofExportEnforcement D& S  c 1401Constitution,Ave. ' T  c RoomH4514 '!U  c Washington,DC20230 ("V  c Tel:(202)4825036 )|#W  c Facsimile:(202)4825889 |*T$X @; ,,&Z   #&%%&'(d) @ ActionbytheOfficeofExport ( ЀEnforcement#&'%%#&#  AfterOEEhasbeenprovidedwiththerequired  narrativeandsupportingdocumentation,itwill  \ acknowledgethedisclosurebyletter,providethe \ 4 personmakingthedisclosurewithapointof 4  contact,andtakewhateveradditionalaction,   includingfurtherinvestigation,itdeems   appropriate.Asquicklyasthefactsandcircum    stancesofagivencasepermit,OEEmaytakeany l  ofthefollowingactions: lD  T&2%%&'(1)#&'%%T&2#  Informthepersonmakingthedisclosurethat,   basedonthefactsdisclosed,itplanstotakeno   action;   U&2%%&'(2)#&'%%U&2#ԀIssueawarningletter; X V&2%%&'(3)#&'%%V&2[#ԀIssueaproposedchargingletterpursuantto 4  766.18oftheEARandattempttosettlethe  matter;  W&2%%&'(4)  #&'%%W&2D#Issueachargingletterpursuantto766.3of p theEARifasettlementisnotreached;and/or tL +&2%%&'(5)#&'%%+&2#ԀReferthemattertotheDepartmentofJustice $ forcriminalprosecution.    $&%%&'(e) @ Criteria#&'%%$&#  գ̀SupplementNo.1topart766describeshowBIS \ 4 typicallyexercisesitsdiscretionregarding 4!   whethertopursueanadministrativeenforcement  "! caseunderpart766andwhatadministrative "" sanctionstoseekinsettlingsuchacase. ##    Ӏ(f) @r Treatmentofunlawfullyexporteditems D& & aftervoluntaryself-disclosure  ' '  (1)   Anypersontakingcertainactionswithknowl (") edgethataviolationoftheEAAortheEARhas )|#* occurredhasviolated764.2(e)ofthispart.Any |*T$+ personwhohasmadeavoluntaryself-disclosure T+,%, knowsthataviolationmayhaveoccurred. ,,&- Therefore,atthetimethatavoluntaryself (- disclosureismade,thepersonmakingthe . disclosuremayrequestpermissionfromBISto / engageintheactivitiesdescribedin764.2(e)of 0 thispartthatwouldotherwisebeprohibited.If  `1 therequestisgrantedbytheOfficeofExporter ` 82 ServicesinconsultationwithOEE,futureactivities 8 3 withrespecttothoseitemsthatwouldotherwise  4 violate764.2(e)ofthispartwillnotconstitute  5 violations.However,evenifpermissionis  6 granted,thepersonmakingthevoluntaryself p7 disclosureisnotabsolvedfromliabilityforany pH 8 violationsdisclosednorrelievedoftheobligation H 9 toobtainanyrequiredreexportauthorizations.   :  (2)   Alicensetoreexportitemsthatarethesubject  < ofavoluntaryself-disclosure,andthathavebeen  = exportedcontrarytotheprovisionsoftheEAAor \> theEAR,mayberequestedfromBISin \4? accordancewiththeprovisionsofpart748ofthe 4 @ EAR.Iftheapplicantforreexportauthorization  A knowsthattheitemsarethesubjectofavoluntary B self-disclosure,therequestshouldstatethata C voluntaryself-disclosurewasmadeinconnection lD withtheexportofthecommoditiesforwhich lDE reexportauthorizationissought. DF     764.6 re| I PROTECTIVEADMINISTRATIVE |TK MEASURES T ,L    &&%%&'(a)LicenseExceptionlimitation#&'%%&&5# "N )Asprovidedin740.2(b)oftheEAR,allLicense #P Exceptionsaresubjecttorevision,suspension,or $bQ revocation. b%:R   '&%%&'(b)Revocationorsuspensionoflicenses#&'%%'&z# ' T   Asprovidedin750.8oftheEAR,alllicensesare ("V subjecttorevision,suspension,orrevocation. )p#W   ,%Z ?0  ? ?  @ss  (c)Temporarydenialorders  ( BISmay,inaccordancewith766.24oftheEAR,  issueanordertemporarilydenyingexport  privilegeswhensuchanorderisnecessaryinthe  ^ publicinteresttopreventtheoccurrenceofan ^ 6 imminentviolation. 6  )&%%&'@ (d)Denialbasedoncriminalconviction#&'%%)&{#Ԉ   BISmay,inaccordancewith766.25oftheEAR, l  issueanorderdenyingtheexportprivilegesof lD  anypersonwhohasbeenconvictedofanoffense D  specifiedin11(h)oftheEAA.      764.7 |    ACTIVITIESINVOLVINGITEMSTHAT T, MAYHAVEBEENILLEGALLY , EXPORTEDORREEXPORTEDTO  LIBYA .  U   (a)Introduction . h $Assetforthin764.2(e)ofthispart,andrestated B inGeneralProhibitionTenat736.2(b)(10)of  theEAR,noperson(includinganonU.S.Third  Party)mayorder,buy,remove,conceal,store,  use,sell,loan,disposeof,transfer,finance, z forward,orotherwiseservice,inwholeorinpart, zR anyitemsubjecttotheEARwithknowledgethat R * aviolationhasoccurred,orwilloccur,in *!  connectionwiththeitem.Thissectionaddresses "! theapplicationof764.2(e)ofthispartto "" activitiesinvolvingitemssubjecttotheEARthat ## mayhavebeenillegallyexportedorreexportedto $b$ Libyabeforethecomprehensiveembargof  Ԁon b%:% f  g Libyaf  g Ԁended(April29,2004)( installedbase :& & items).     ' '  F    (b)Libya  (")  F   (1)Activitiesinvolvinginstalledbaseitemsin p*H$+ Libyaforwhichnolicenseisrequired .Subject H+ %, tothereportingrequirementsetforthinparagraph $,%- (b)(1)(ii)ofthissection,activitieswithinthescope (- of764.2(e)ofthispartinvolvinginstalledbase . itemsdescribedinparagraph(b)(1)(i)ofthis / sectionthatarelocatedinLibyaandthatwere 0 exportedorreexportedbeforeApril29,2004do  `1 notrequirealicensefromBIS. ` 82  c      c (i)Scope.Aninstalledbaseitemiswithinthe  4 scopeofparagraph(b)(1)ofthissectionif:  5  c      %  c   (A)ItisnotontheCommerceControlListin p7 SupplementNo.1toPart774oftheEAR; pH 8  c      %  c   (B)ItisontheCommerceControlList,butis   : authorizedforexportorreexportpursuanttoa  ; LicenseExceptiontoLibya;or  <  c      %  c   (C)ItisontheCommerceControlListand X> controlledonlyforATreasonsorforNSandAT X0? reasonsonly,andisnotlistedontheWassenaar 0@ ArrangementsSensitiveList(g Annex1f  g )orVery A SensitiveListf  g Ԁ(f  g Annex2)postedontheWassenaar B Arrangementswebsite(48 Q@O  5  www.wassenaar.org6 @O   7 #"L)at C theControlListswebpage.f  g f  g  hD  NOTE1TOPARAGRAPH(b)(1)(i): 󀀀Anitem @F beingexportedorreexportedtoLibyamayrequire G alicensebasedontheclassificationoftheitemto H beexportedorreexportedregardlessofwhether I theitemwillbeusedinconnectionwithan |J installedbaseitem.Seeparagraph(b)(4)ofthis |TK section. T ,L  NOTE2TOPARAGRAPH(b)(1)(i): Notall "N itemslistedontheWassenaarArrangements "O Annex1,SensitiveList,andAnnex2,Very #P SensitiveList,fallundertheexportlicensing $hQ jurisdictionoftheDepartmentofCommerce. h%@R PleaserefertotheCommerceControlListfor @& S additionaljurisdictionalinformationrelatedto ' T thoseitems.Also,ifyoudonothaveaccesstothe '!U internettoreviewtheWassenaarArrangements ("V SensitiveListandVerySensitiveList,please )x#W contacttheOfficeofExporterServices,Division x*P$X ofExporterCounselingforassistanceattelephone P+(%Y number(202)4824811. (,&Z Ї F (ii)Reportingrequirement.Anyperson ( engaginginactivitydescribedinparagraph(b)(1)  ofthissectionmustsubmittoBISsOfficeof  ExportEnforcement(OEE)areportincludingall  knownmaterialfactswithrespecttohowthe  ` installedbaseitemarrivedinLibya.Thereport ` 8 mustbesubmittedtoOEEattheaddress 8  identifiedin764.4(a)oftheEARwithinninety   (90)daysofthefirstactivityrelatingtothe   installedbaseiteminLibya.Areportmay    addressmorethanoneactivityand/ormorethan p  oneinstalledbaseitem.Anadditionalreport pH  mustbesubmittedifanynewmaterial H  informationregardingtheexportorreexportto    Libyaoftheinstalledbaseitemisdiscovered.   ( 2)Licensingprocedureforactivitiesinvolving   installedbaseitemsinLibya.  \  F    r  F   (i)Licenserequirement.Anypersonseeking 4  toundertakeactivitieswithinthescopeof   764.2(e)oftheEARwithrespecttoany  installedbaseitemlocatedinLibyaandnot  describedinparagraph(b)(1)(i)ofthissection l mustobtainalicensefromBISpriortoengaging lD inanysuchactivities.Licenseapplications D shouldbesubmittedinaccordancewith748.1,  748.4and748.6oftheEARandshouldfully  describetherelevantactivitywithinthescopeof  764.2(e)ofthispartwhichisthebasisofthe | application.Licenseapplicationsshouldinclude |T allknownmaterialfactsastohowtheinstalled T , baseitemoriginallywasexportedorreexportedto ,!  Libya.Thissectionalsoappliesifyouknowthat "! anitemtobeexportedorreexportedtoathird "" partywillbeusedonaninstalledbaseitemnot ## describedinparagraph(b)(1)(i)ofthissection. $d$  F    r  F   (ii)Licensingpolicy.BISwillreviewlicense <& & applicationssubmittedpursuanttoparagraph ' ' (b)(2)(i)ofthissectiononacase-by-casebasis. '!( Favorableconsiderationwillbegivenforthose (") applicationsrelatedtocivilend-usesinLibya. )t#* Applicationsrelatedtomilitary,police, t*L$+ intelligence,orothersensitiveend-usesinLibya L+$%, willbesubjecttoageneralpolicyofdenial. $,%- Ї (3)Exclusion .Theprovisionsofthissectionare (- notapplicabletoanyactivitieswithinthescopeof . 764.2(e)oftheEARundertakenwithrespectto / aninstalledbaseiteminLibyabyapersonwho 0 waspartytotheoriginalillegalexportorreexport  d1 oftherelatedinstalledbaseitemtoLibya.Such d <2 personsshouldvoluntarilyself-discloseviolations < 3 pursuanttotheproceduressetforthin764.5of  4 thispart,whichinsomecasesmayallowactivities  5 relatedtounlawfullyexportedorreexporteditems  6 tobeundertakenbasedonpermissionfromBIS. t7  c ( 4)RelationshiptootherLibyaLicense L$ 9 Requirements .Notwithstandingthissection,a ( : licensemayberequiredpursuanttoanother  ; provisionoftheEARtoengageinactivity  < involvingLibya.Ifalicenseisrequiredpursuant  = toanothersectionoftheEAR,andthetransaction d> alsoinvolvesactivitywithinthescopeof764.2(e) d<? ofthispartrelatedtoaninstalledbaseitemin <@ Libya,thisinformationshouldbespecifiedonthe A licenseapplication.Suchapplicationsmustalso B includeallknowninformationastohowthe C installedbaseitemoriginallyarrivedinLibya.If tD granted,thelicensefortheproposedtransaction tLE willalsoauthorizetherelatedactivitywithinthe L$F scopeof764.2(e)ofthispart. $G  &'%%&' @8@@8#&'%% &']# &'%%&'764.8 J   VOLUNTARYSELFDISCLOSURESFOR \ 4L BOYCOTTVIOLATIONS.  4! M Thissectionsetsforthproceduresfordisclosing "O violationsofpart760oftheEARRestrictive #P TradePracticesorBoycottsandviolationsofpart $lQ 762Recordkeepingwithrespecttorecords l%DR relatedtopart760.Inthissection,these D& S provisionsarereferredtocollectivelyasthe ' T  antiboycottprovisions.Thissectionalso '!U describesBISspolicyregardingsuchdisclosures. ("V @442 (a)Generalpolicy  |*T$X BISstronglyencouragesdisclosuretotheOfficeof *,&Z X(  X X  AntiboycottCompliance(OAC)ifyoubelieve  thatyoumayhaveviolatedtheantiboycott  provisions.Voluntaryselfdisclosuresarea  mitigatingfactorwithrespecttoanyenforcement  actionthatOACmighttake. n ` @h h   (b)Limitations    Ѐ (1) Thissectiondoesnotapplytodisclosuresof   violationsrelatingtoprovisionsoftheEARother    thantheantiboycottprovisions.Section764.5of r  thispartdescribeshowtopreparedisclosuresof XJ  violationsoftheEARotherthantheantiboycott 0"  provisions.    (2) Theprovisionsofthissectionapplyonly   wheninformationisprovidedtoOACforits   reviewindeterminingwhethertotake l^ administrativeactionunderparts764and766of D6 theEARforviolationsoftheantiboycott  provisions.   (3)Timing. Theprovisionsofthissectionapply  onlyifOACreceivesthevoluntaryselfdisclosure r asdescribedinparagraph(c)(2)ofthissection XJ beforeitcommencesaninvestigationorinquiry 0" inconnectionwiththesameorsubstantially  similarinformationitreceivedfromanother  source.   F (i)MandatoryReports.Forpurposesofthis hZ section,OACsreceiptofareportrequiredtobe @ 2 filedunder760.5oftheEARthatdisclosesthat !   apersontookanactionprohibitedbypart760of !! theEARconstitutesthereceiptofinformation "" fromanothersource. ##  F (ii)RequestsforAdvice.Forpurposesofthis P%B% section,aviolationthatisrevealedtoOACbya (& & personwhoisseekingadvice,eitherbytelephone ' ' oremail,abouttheantiboycottprovisionsdoes '!( notconstitutethereceiptofinformationfrom (") anothersource.Suchrevelationalsodoesnot )z#* constituteavoluntaryselfdisclosureorinitial `*R$+ notificationofavoluntaryselfdisclosurefor 8+*%, purposesofthissection. ,&- Ї (4) Althoughavoluntaryselfdisclosureisa - mitigatingfactorindeterminingwhat . administrativesanctions,ifany,willbesoughtby / BIS,itisafactorthatisconsideredtogetherwith 0 allotherfactorsinacase.Theweightgivento r d1 voluntaryselfdisclosureissolelywithinthe J <2 discretionofBIS,andthemitigatingeffectof " 3 voluntaryselfdisclosuremaybeoutweighedby  4 aggravatingfactors.Voluntaryselfdisclosure  5 doesnotpreventtransactionsfrombeingreferred  6 totheDepartmentofJusticeforcriminal t7 prosecution.Insuchacase,BISwouldnotifythe ZL 8 DepartmentofJusticeofthevoluntaryself 2$ 9 disclosure,butthedecisionastohowtoconsider   : thatfactoriswithinthediscretionofthe  ; DepartmentofJustice.  <  (5) Afirmwillnotbedeemedtohavemadea j\> disclosureunderthissectionunlesstheindividual F8? makingthedisclosuredidsowiththefull @ knowledgeandauthorizationofthefirmssenior A managementorofapersonwithauthoritytomake B suchdisclosuresonbehalfofthefirm. C  (6) Theprovisionsofthissectiondonot,nor VHE shouldtheybereliedonto,create,confer,orgrant 2$F anyrights,benefits,privileges,orprotection  G enforceableatlaworinequitybyanyperson, H business,orentityinanycivil,criminal, I administrative,orothermatter. J @||, (c)Informationtobeprovided  B 4L  (1)General. Anypersonwantingtodisclose !N informationthatconstitutesavoluntaryself "O disclosureshould,inthemanneroutlinedbelow, #P initiallynotifyOACassoonaspossibleafter |$nQ violationsarediscovered,andthenconducta T%FR thoroughreviewofalltransactionswhere ,& S violationsoftheantiboycottprovisionsare ' T suspected. '!U  (2)Initialnotification. Theinitialnotification )~#W mustbeinwritingandbesenttotheaddressin h*Z$X 764.8(c)(7)ofthispart.Thenotificationshould @+2%Y includethenameofthepersonmakingthe , &Z disclosureandabriefdescriptionofthesuspected  violations.Thenotificationshoulddescribethe  generalnatureandextentoftheviolations.Ifthe  personmakingthedisclosuresubsequently  completesthenarrativeaccountrequiredby n ` 764.8(c)(3)ofthispart,thedisclosurewillbe F 8 deemedtohavebeenmadeonthedateofthe   initialnotificationforpurposesof764.8(b)(3)   ofthispart.    (3)Narrativeaccount. Aftertheinitial ~p  notification,athoroughreviewshouldbe ZL  conductedofallbusinesstransactionswhere 2$  possibleantiboycottprovisionviolationsare    suspected.OACrecommendsthatthereview   coveraperiodoffiveyearspriortothedateof   theinitialnotification.Ifyourreviewgoesback   lessthanfiveyears,youriskfailingtodiscover j\ violationsthatmaylaterbecomethesubjectofan B4 investigation.Anyviolationsnotvoluntarily   discloseddonotreceivethesamemitigationas  theviolationsvoluntarilyselfdisclosedunderthis  section.However,thefailuretomakesuch  disclosureswillnotbetreatedasaseparate zl violationunlesssomeothersectionoftheEARor RD otherprovisionoflawenforcedbyBISrequires * disclosure.Uponcompletionofthereview,OAC  shouldbefurnishedwithanarrativeaccountthat  sufficientlydescribesthesuspectedviolationsso  thattheirnatureandgravitycanbeassessed.The | narrativeaccountshouldalsodescribethenature bT ofthereviewconductedandmeasuresthatmay : , havebeentakentominimizethelikelihoodthat !  violationswilloccurinthefuture.Thenarrative !! accountshouldinclude: ""  F (i)Thekindofviolationinvolved,forexample, r$d$ thefurnishingofacertificateindicatingthatthe J%<% goodssupplieddidnotoriginateinaboycotted "& & country; & '  F (ii)Anexplanationofwhenandhowthe (") violationsoccurred,includingadescriptionof )t#* activitiessurroundingtheviolations(e.g.,contract Z*L$+ negotiations,saleofgoods,implementationof 2+$%, letterofcredit,bidsolicitation);  ,%- Ї c (iii)Thecompleteidentitiesandaddressesofall - individualsandorganizations,whetherforeignor . domestic,involvedintheactivitiesgivingriseto / theviolations;and 0  c (iv)Adescriptionofanymitigatingfactors. F 82 ( 4)Supportingdocumentation .  4  c (i)Thenarrativeaccountshouldbeaccompanied  6 bycopiesofdocumentsthatexplainandsupportit, t7 including: ZL 8  c   (A)Copiesofboycottcertificationsand   : declarationsrelatingtotheviolation,orcopiesof  ; documentscontainingprohibitedlanguageor  < prohibitedrequestsforinformation;  =  c   (B)Otherdocumentsrelatingtotheviolation, B4? suchasletters,facsimiles,telexesandother  @ evidenceofwrittenororalcommunications, A negotiations,internalmemoranda,purchaseorders, B invoices,bidrequests,lettersofcreditand C brochures; zlD  c (ii)Anyrelevantdocumentsnotattachedtothe *F narrativeaccountmustberetainedbytheperson G makingthedisclosureuntilthelatestofthe H following:thedocumentsaresuppliedtoOAC; I BISinformsthedisclosingpartythatitwilltakeno |J action;BISissuesawarningletterforthe bTK violation;BISissuesanorderthatconstitutesthe : ,L finalagencyactioninthematterandallavenues !M forappealareexhausted;orthedocumentsareno !N longerrequiredtobekeptunderpart762ofthe "O EAR. #P  (5)Certification. Acertificationmustbe J%<R submittedstatingthatalloftherepresentations && S madeinconnectionwiththevoluntaryself & T disclosurearetrueandcorrecttothebestofthat '!U person'sknowledgeandbelief.Certifications ("V madebyacorporationorotherorganizationshould )x#W besignedbyanofficialofthecorporationorother ^*P$X organizationwiththeauthoritytodoso.Section 6+(%Y 764.2(g)ofthispartrelatingtofalseormisleading ,&Z Їrepresentationsappliesinconnectionwiththe  disclosureofinformationunderthissection.   (6)Oralpresentations. OACbelievesthatoral  presentationsaregenerallynotnecessaryto r d augmentthewrittennarrativeaccountand J < supportingdocumentation.Ifthepersonmaking "  thedisclosurebelievesotherwise,arequestfora   meetingshouldbeincludedwiththedisclosure.    (7)Wheretomakevoluntaryselfdisclosures . t  Theinformationconstitutingavoluntaryself ^P  disclosureoranyothercorrespondencepertaining 6(  toavoluntaryselfdisclosureshouldbesubmitted   to:OfficeofAntiboycottCompliance,14thand   PennsylvaniaAve.,NW.,Room6098,   Washington,DC20230,tel:(202)4822381,   facsimile:(202)4820913. n`    (d)ActionbytheOfficeofAntiboycott  Compliance.   AfterOAChasbeenprovidedwiththerequired  narrativeandsupportingdocumentation,itwill ~p acknowledgethedisclosurebyletter,providethe VH personmakingthedisclosurewithapointof .  contact,andtakewhateveradditionalaction,  includingfurtherinvestigation,itdeems  appropriate.Asquicklyasthefactsand  circumstancesofagivencasepermit,BISmay  takeanyofthefollowingactions: fX  F    ,&- Ї (1) Informthepersonmakingthedisclosurethat, - basedonthefactsdisclosed,itplanstotakeno . action; /  (2) Issueawarningletter; r d1  (3) Issueaproposedchargingletterandattemptto & 3 settlethematterpursuantto766.18oftheEAR;  4  (4) Issueachargingletterpursuantto766.3of  6 theEARifasettlementisnotreachedorBIS 7 otherwisedeemsappropriate;and/or fX 8  (5) ReferthemattertotheDepartmentofJustice  : forcriminalprosecution.  ;  @$$4(e)Criteria.   = SupplementNo.2topart766oftheEAR PB? describeshowBIStypicallyexercisesits (@ discretionregardingwhethertopursuean A antiboycottadministrativeenforcementcaseunder B part766andwhatadministrativesanctionstoseek C insettlingsuchacase.#&'%% &'# &'%%&' zD  , &Z Ї#&'%% &'#5(#(# [H5 05  STANDARDTERMSOFORDERSDENYINGEXPORTPRIVILEGES   {  *&%%&'(X(#(#((a)General#&'%%*&#   (1) Ordersdenyingexportprivilegesmaybe l ^  standardor nonstandard.ThisSupplement H : specifiestermsofthestandardorderdenying   exportprivilegewithrespecttodenialorders   issuedafterMarch25,1996.Denialordersissued   priortoMarch25,1996aretobeconstrued,    insofaraspossible,ashavingthesamescopeand r  effectasthestandarddenialorder.Alldenial XJ  ordersarepublishedinthef  g f  g Federalf  g f  g Ԁf  g Registerf  g f  g .The 0"  failurebyanypersontocomplywithanydenial   orderisaviolationoftheExportAdministration   Regulations(EAR)(see764.2(k)ofthispart).   (&'%%&'BISprovidesalistofpersonscurrentlysubjectto   denialordersonitsWebsiteat hZ http://www.bis.doc.gov.#&'%%(&'p# @2 Ѐ    (2) Eachdenialordershallinclude:   F (i)Thenameandaddressofanydeniedpersons  andanyrelatedpersonssubjecttothedenial |n order; TF  F (ii)Thebasisforthedenialorder,suchasfinal  decisionfollowingchargesofviolation,  settlementagreement,section11(h)oftheEAA,  ortemporarydenialorderrequest; ~  F (iii)Theperiodofdenial,theeffectivedateof < . theorder,whetherandforhowlonganyportion !  ofthedenialofexportprivilegesissuspended, !! andanyconditionsofprobation;and ""  F (iv)Whetheranyoralloutstandinglicenses t$f$ issuedundertheEARtotheperson(s)namedin L%>% thedenialorderorinwhichsuchperson(s)hasan $& & interest,aresuspendedorrevoked. & '    (b)StandardDenialOrderTerms  (")  Thefollowingarethestandardtermsforimposing Z*L$+ periodsofexportdenial.Someordersalso 2+$%, containotherterms,suchasthosethatimpose  ,%- civilpenalties,orthatsuspendallorpartofthe - penaltiesorperiodofdenial. .  ITISTHEREFOREORDERED: F 80 FIRST,that[thedeniedperson(s)]maynot,  2 directlyorindirectly,participateinanywayin  3 anytransactioninvolvinganycommodity,  4 softwareortechnology(hereinaftercollectively ~p5 referredtoas item)exportedortobeexported VH 6 fromtheUnitedStatesthatissubjecttothe . 7 ExportAdministrationRegulations(EAR),orin  8 anyotheractivitysubjecttotheEAR,including,  9 butnotlimitedto:  : 0  A.0(#(#Applyingfor,obtaining,orusingany fX< license,LicenseException,orexport >0= controldocument;>(#(# 0  B.0(#(#Carryingonnegotiationsconcerning,or @ ordering,buying,receiving,using,selling, A delivering,storing,disposingof, vhB forwarding,transporting,financing,or N@C otherwiseservicinginanyway,any &D transactioninvolvinganyitemexportedor E tobeexportedfromtheUnitedStatesthat F issubjecttotheEAR,orinanyother G activitysubjecttotheEAR;orxH(#(# 0  C.0(#(#Benefitinginanywayfromanytransaction 6 (J involvinganyitemexportedortobe !K exportedfromtheUnitedStatesthatis !L subjecttotheEAR,orinanyotheractivity "M subjecttotheEAR.#N(#(# SECOND,thatnopersonmay,directlyor F%8P indirectly,doanyofthefollowing: & Q 0  A.% g 0(#(#Exportorreexporttooronbehalfofthe '!S deniedpersonanyitemsubjecttotheEAR;("T(#(# 0  B.0(#(#Takeanyactionthatfacilitatesthe V*H$V acquisitionorattemptedacquisitionbya .+ %W deniedpersonoftheownership,possession, ,%X(#(# orcontrolofanyitemsubjecttotheEAR  thathasbeenorwillbeexportedfromthe  UnitedStates,includingfinancingorother  supportactivitiesrelatedtoatransaction  wherebyadeniedpersonacquiresor n ` attemptstoacquiresuchownership, F 8 possessionorcontrol; rr 0 F C.0rFFTakeanyactiontoacquirefromorto   facilitatetheacquisitionorattempted    acquisitionfromthedeniedpersonofany ~p  itemsubjecttotheEARthathasbeen VH  exportedfromtheUnitedStates;. rr 0 F D.0rFFObtainfromthedeniedpersoninthe   UnitedStatesanyitemsubjecttotheEAR   withknowledgeorreasontoknowthatthe   itemwillbe,orisintendedtobe,exported fX fromtheUnitedStates;or>0rr 0 F E.0rFFEngageinanytransactiontoserviceany  itemsubjecttotheEARthathasbeenor  willbeexportedfromtheUnitedStatesand  whichisowned,possessedorcontrolledby vh adeniedperson,orserviceanyitem,of N@ whateverorigin,thatisowned,possessed & orcontrolledbyadeniedpersonifsuchrr serviceinvolvestheuseofanyitemsubject  totheEARthathasbeenorwillbe  exportedfromtheUnitedStates.For  purposesofthisparagraph,servicingmeans  installation,maintenance,repair, n ` modificationortesting.F 8(#(# THIRD,that,afternoticeandopportunityfor  ! commentasprovidedin766.23oftheEAR,any  " person,firm,corporation,orbusiness  # organizationrelatedtothedeniedpersonby ~p$ affiliation,ownership,control,orpositionof VH % responsibilityintheconductoftradeorrelated . & servicesmayalsobemadesubjecttothe  ' provisionsofthisorder.  ( FOURTH,thatthisorderdoesnotprohibitany  * export,reexport,orothertransactionsubjectto fX+ theEARwheretheonlyitemsinvolvedthatare >0, subjecttotheEARaretheforeignproduced - directproductofU.S.origintechnology. . Thisorder,whichconstitutesthefinalagency 0 actioninthismatter,iseffective[DATE]. vh1  &3 (X( F    r