SECURITIES & EXCHANGE COMM PROGRAMS
FEDERAL PROGRAMS THAT ARE IN THE SECURITIES & EXCHANGE COMM AGENCY
Agency | Program Name | Funding FY08 |
Last PART Assessment |
Rating | Link to Program |
---|---|---|---|---|---|
Securities & Exchange Comm | Examining Compliance with Securities Laws | 200 | 2005 | Moderately Effective | Link |
Securities & Exchange Comm | Regulation of Securities Trading and Market Participants | 38 | 2007 | Effective | Link |
Securities & Exchange Comm | Regulation of the Investment Management Industry | 46 | 2006 | Effective | Link |
Securities & Exchange Comm | Securities and Exchange Commission - Enforcement | 298 | 2004 | Results Not Demonstrated | Link |
Securities & Exchange Comm | Securities and Exchange Commission - Full Disclosure Program (Corporate Review) | 107 | 2003 | Results Not Demonstrated | Link |