ORA FIELD MANAGEMENT DIRECTIVE No. 13A
Subject:
Foreign Inspection Program |
Area:
Operations Management |
DateRevised:
October 2002 |
|
The Division of Field Investigations (DFI)/International Operations Branch (IOB),
HFC-130, is responsible for the coordination of international activities for ORA
personnel. See FMD No. 13 for procedures on requesting approval for ORA
international travels except matters related directly to inspectional activities.
PURPOSE
This Field Management Directive (FMD) describes the role and responsibility of ORA in
international inspection activities. It includes the procedure for planning and scheduling
international inspections, reporting results of inspectional findings, and classifying
Establishment Inspection Reports (EIRs). It also outlines the requirements and procedures
to be followed for appointment to the International Inspection Cadre and the selection of
cadre members in ORA international inspection programs.
BACKGROUND
FDA has conducted international inspections since 1955. Over the years,
international inspections have increased in both complexity and frequency and cover all
products subject to regulation by FDA. Examples are human and veterinary drugs,
biologicals, medical devices, radiological health products, low-acid canned foods, and
shellfish.
ORA HEADQUARTERS INTERNATIONAL INSPECTION RESPONSIBILITIES AND PROCEDURES
Responsibilities
DFI is responsible for the following activities on international inspection programs:
- Formulation of the annual international travel plan/budget in accordance with Staff
Manual Guide 2342.1. In preparing the plan/budget, DFI will also consider ORA
international activities. These may include:
- Participation in international regulatory or scientific conferences.
- Participation in counterpart government meetings and conferences.
- Provide consultancies to international organizations such as World Health Organization
(WHO), Food and Agriculture Organization (FAO), and Pan American Health Organization
(PAHO).
The development process starts in the last quarter of the fiscal year with a request
for projected non-inspectional international travels for the following year to ORA
headquarters and field units. The plan/budget also reflects a projection of:
- Routine inspectional follow-ups of the current inventory of international firms.
- Center inspection assignments.
- Management of the international inspection program to assure that inspections are
conducted in accordance with compliance program requirements and other supplemental
instructions.
- Liaison with international regulatory authorities and coordination of inspectional
activities with the U.S. State Department, DHHS Office of Global Health Affairs, and other
FDA components.
- Arrangement of emergency or other special international trips to conduct surveys,
investigate outbreaks of food borne illness, collect evidence required in case
development, and attend urgent, unplanned meetings with foreign government and industry
officials for problem solving.
Procedures
DFI conducts international inspections for one of the following reasons:
- Center Requested Inspections
When inspection information on a specific firm and/or process is needed but the available
information is inadequate, not current, or nonexistent, centers will request DFI to
schedule an inspection(s). Other assignments include follow-up and directed inspections at
the manufacturing site when it is necessary to determine if corrective actions have been
implemented, investigate adverse product reports, or to determine why there are specific
out-of-limits samples.
- Periodic Re-inspections
Periodic re-inspections are scheduled and performed as long as the international firm
remains an active exporter to the U.S. DFI considers general or specific guidance that may
be offered by the centers in scheduling these re-inspections. The inspection interval
and depth of coverage of inspections are consistent with the periodic inspections
of FDA's domestic program insofar as practical. Foreign firms must agree to
the inspection because FDA has no legal international inspection authority. However,
firms may decline inspection if they decide not to distribute their products in the
U.S. Firms that decline inspection may, on a case by case basis, be considered for
detention without examination until such time as they permit inspection.
The primary duties of DFI when planning international inspection trips and scheduling
coverage of specific firms are:
- Contact the foreign firm or U.S. agent to describe FDA's reason to conduct an inspection
and identify a product (s) to be covered.
- Seek the firm's agreement for inspection.
- Identify and mutually agree on the dates of inspection.
- Arrange with district or center management for the use of appropriate inspection
personnel (from the International Inspection Cadre).
- Prepare trip schedules and arrange lodging and transportation for the investigator or
the inspection team.
- Obtain passport/visa for the inspection personnel.
- Provide a Notification of Foreign Travel to FDA's Office of International Programs which
will seek approval from DHHS and the State Department.
- Establish contact with foreign regulatory authorities when appropriate to:
- Arrange joint inspections upon their request or at FDA's initiative, or in compliance
with any existing agreement with the particular country.
- Arrange for inspectional personnel to meet with foreign counterparts, as needed.
International inspections are usually three weeks in duration, with one inspection
scheduled per week. The inspections are typically scheduled to begin on Monday with one
day each week set aside for writing EIR or for extending the inspection, if needed.
The trip may begin with a briefing session in headquarters or by conference call.
Briefings provide an opportunity for the investigator or the inspection team to understand
and discuss the assignments and to meet with interested staff members from the center. For
example, the inspection personnel may be briefed by reviewing chemists, pharmacists,
pharmacologists and medical doctors regarding particular issues and products or processes
to be covered during an inspection trip. The inspection personnel can also review drug
master files, New Drug Applications (NDAs), Antibiotic Forms 5 and 6, previous inspection
reports, and other files.
If no briefing is scheduled, the appropriate files, copies of EIRs, etc., are provided
by DFI to the inspection personnel in advance of the inspection trip.
On rare occasions, upon returning from an international trip, the inspection personnel
may be debriefed at headquarters with staff from the center. Debriefings are sometimes
conducted if serious deficiencies/problems were encountered in a firm(s), or if
information is immediately needed to enable a center to make a decision on a pending
application or a decision concerning a product(s) currently in distribution in the U.S.
PERSONAL SAFETY AND SECURITY
In addition, investigator safety is the agencys first consideration when
scheduling foreign inspections. In doing so, DFI takes into account all available
information about the country and firms visited. FDAs international travelers
are encouraged to make every effort to ensure their safety while in international travel
status and will provide their office with a detailed itinerary so that they can be
contacted in an emergency. Travelers will also check in with their office on a
routine basis.
If ORA employees encounter an emergency situation while traveling abroad and requires
assistance, immediate contact should be made with DFI at 301-827-5653, or FDAs
24-hour emergency number, 301-443-1240, if it is during non-business hours in the
US. International cell phones will be available for international travelers, so they
can be contacted in an emergency.
The following web sites can provide useful information for international travelers:
- Centers for Disease Control
http://www.cdc.gov
Information on diseases in specific countries, inoculations and prevention measures.
- CIA Fact Book
http://www.odci.gov
Information on climate, population, political parties, and the economy for all
countries.
There are two ways to access the Fact Book:
1) Click on the World Fact book, click on Country Listing
2) Click on Publications and Reports, click on World Fact Book,
click on Country Listing.
- State Department Travel Warnings
http://www.state.gov
The site has information on more than 160 countries. It describes entry requirements,
travel conditions, available medical facilities, areas of instability and more.
Click on search and type in Travel Warnings, click on Travel Warnings and Consular
Information, click on the letter for the country. For more information, return to
the search page and type in publications.
INVESTIGATOR RESPONSIBILITIES
The inspection personnel are expected to do the following during international
inspections:
- Complete inspections according to program and center instructions, as assigned.
- Promptly notify DFI via fax of any significant deficiencies which adversely affect the
safety of products currently being shipped to the U.S., or where conditions warrant
immediate center attention.
- Meet with counterparts in foreign regulatory agencies to discuss inspectional findings,
FDA 483s, and general inspection matters, as directed by DFI.
- Complete establishment report following each inspection with submission to DFI or the
applicable center within 30 working days of the end of the inspection.
- Prepare a proposed endorsement with an inspection conclusion and a district decision
using the definitions in FMD No. 86. For the purpose of international inspection
classification, sanctions, such as those listed below, are considered Official Action
Indicated (OAI). The centers have final classification on foreign inspections.
- Automatic Detention of a product.
- Issuance of a warning letter.
- Issuance of a letter stating that entries will be detained if corrections are not made
promptly.
- Recommendation for withholding of a pending Application.
- Suspension of license or certification, Notice of Intent to Revoke a License, etc.
- Issuance of a Notice of Hearing as prerequisite to revoking an Approved Application
(i.e., NDA, PMA, etc).
- Request a recall of product from U.S. distribution.
- Initiation of civil action to remove offending product from U.S. distribution.
- Complete FACTS profile screens for each drug, device, or biologics (except blood and
plasmapheresis) facility inspected.
- Prepare and submit an expense voucher within five days of return from the trip. Promptly
return official passport, tape recorder, notebook computer, or any other borrowed
inspectional preparation materials to DFI.
- Ensure the inspections are reported into FACTS in a timely manner (within 30 working
days from the end of the inspection).
A more detailed description of the responsibilities of inspection personnel is
described in the current Guide to International Inspections and Travel, Issued July 1999.
EIRS: CLASSIFICATION AND DISPOSITION
- Information reported to DFI per tab (b) of the Investigator Responsibilities section,
will be forwarded to the appropriate center by DFI. The investigator must submit the EIR
in a timely manner commensurate with the District Recommendation enforcement action
anticipated but not to exceed 30 working days from the end of the inspection.
- All completed EIRs will be promptly forwarded to appropriate center offices based on
procedures in FMD No. 86 and routing instructions provided by DFI with the inspection
preparation materials.
- The endorsing office will enter the appropriate inspection classification and District
Decision code. Centers are expected to review the FACTS coversheets and determine the
final District decision. Centers will also assure that the profile status correlates
with the Final District Decision.
- Inspections resulting in official action or requiring significant voluntary corrective
action will be rescheduled, by DFI, for follow-up with the concurrence of the center and
/or in accordance with current procedures.
INTERNATIONAL INSPECTION PROGRAM PERSONNEL
DFI maintains a roster of approximately 400 Senior investigators and analysts (chemists
and microbiologists) who have demonstrated sufficient experience and special expertise in
one or more of the following program areas: CGMP (drugs), antibiotics, sterile products,
Quality System Regulations (devices), LACF, MQSA, CGMP (biologics), and clinical and
non-clinical bioresearch monitoring inspections.
National expert investigators and members of the Core Team of Team Biologics conduct
international inspections and participate in international conferences and seminars as
part of their duties.
Work assignments may be completed in an uncomfortable work environment or in a
situation where English may not be the primary language. Investigators and analysts
must show an ability to work independently of as a member of an inspection team, make
sound decisions with minimum supervision; and demonstrate maturity and patience.
This will enable completion of assignments in an effective and diplomatic manner.
INTERNATIONAL INSPECTION PROGRAM PERSONNEL SELECTION PROCEDURES
- Interested individuals can submit an Application for the International Inspection Cadre
to DFI, International Operations Branch, at any time. With their district management
concurrence, all applications are to include a summary of investigational experience and
specified skills and supervisor's recommendation.
- Send Applications by mail, e-mail or fax to:
Director, International Operations Branch (HFC-130)
Division of Field Investigations
Food and Drug Administration5600 Fishers Lane Rm.13-71
Rockville, MD 20857
FAX: 301-827-6685/443-3757
- Investigators are generally assigned independent international trips following
attendance at the Orientation to International Inspections Course or after they
have completed an orientation trip accompanied by an experienced investigator. Orientation
trips will be arranged by DFI.
- The Director, International Operations Branch, will temporarily excuse investigators or
analysts from participation in the program (following discussion with district or center
management) if they have not demonstrated the special personal attributes listed in the
above section, inspection reports are not submitted in a timely manner, or for other
pertinent reasons.
International inspection cadre members are expected to take at least one trip each year
to maintain membership in the cadre. Investigators or analysts may request
withdrawal from the program should circumstances preclude continued international travel.
The Request for Nomination and the Criteria Required for Nomination to the FDA
international Inspection Cadre are shown in Attachment A and B, respectively.
Distribution: |
Regional Food and Drug Directors and District Directors |
|
FDA Headquarters Offices |
Issued by: |
ORA/ORO/Division of Field Investigations (HFC-130) |
Authority: |
ORA |
Publication Date: |
November 2002 |
This page was last updated on: 02/12/2003.