NASAA President Fred Joseph: “As policymakers map out a new regulatory structure, we urge them to fully recognize the extent of the contributions of state securities regulators to consumer protection in financial services.” NASAA Regulatory Reform Roundtable Webcast & Proceedings

Auction Rate Securities
State Securities Regulators Remind Auction Rate Securities Investors to Contact Firms About Buyback Offers Details/ ARS Information Center

Investor Outreach
NASAA Launches Initiative to Provide Relief to Sandwich Generation. Details

IARD Fee Waiver
NASAA and the SEC announce IARD System Fee Waiver Details

Equity Indexed Annuities
NASAA Comments on SEC EIA Proposal. Details / Comment Letter

Senior Investor Protection
>> AARP, NASAA Team to Launch Free Lunch Monitor Program. Details