Department of Health and Human Services
Food and Drug Administration
Fiscal Year 2005

FOODS

 
  FY 2003
Actual

FY 2004
Enacted1/2/

FY 2005
Estimate
Increase or
Decrease
Program Level
$406,824,000
$410,674,000
$470,405,000
+$59,731,000
     Center
$147,304,000
$144,715,000
$164,235,000

+$19,520,000

     FTE
950
901
903
+2
     Field
$259,520,000
$265,959,000
$306,170,000
+$40,211,00
     FTE
2,217
2,086
2,129
+43
Budget Authority
$406,824,000
$410,674,000
$470,405,000
+$59,731,000
Cost of Living-Pay 3/
$5,755,000
+$5,755,000
Food Defense -
     Counterterrorism4/
$110,777,000
$171,527,000
+60,750,00
     FTE
+103
Administrative Efficiencies
-$6,774,000
-$6,774,000
     FTE
-58
-58
Budget Authority FTE
3,167
2,987
3,032
+45

1/ Includes a Budget Authority rescission of 0.59 percent for a total of $2,438,000 for the Foods program.
2/ In FY 2004, a total of 104 Human Resources FTE was transferred from the FDA to the Department as part of the Secretary's One HHS Initiative.The Foods Program's share of this transfer was 28 FTE.
3/ Pay increases shown on separate line, and not reflected in individual initiative areas.
4/ Foods program portion of $65,000,000 Food Defense Counter terrorism funds. Additional increase of $1,250,000 is in NCTR and $3,000,000 in Other Activities (Crisis Management).

 

Historical Funding and FTE Levels

Fiscal Year

Program Level

Budget Authority

User Fees

Program Level FTE

2001 Actuals

$287,504,000

$287,504,000

0

2,445

2002 Actuals 5/1

$393,256,000

$393,256,000

0

2,734

2003 Actuals

$406,824,000

$406,824,000

0

3,167

2004 Enacted

$410,674,000

$410,674,000

0

2,987

2005 Estimate

$470,405,000

$470,405,000

0

3,032

5 1/Includes FDA's FY 2002 Appropriation and the Counter terrorism Supplemental.

MISSION

Scope of Responsibility

The Foods Program promotes and protects the public's health by ensuring that the food supply is safe, sanitary, wholesome, and honestly labeled, and that cosmetic products are safe and properly labeled for the American public. Consumers spend over twenty cents out of every consumer dollar on FDA regulated products, and 75 percent % is spent on foods. The Foods program regulates $240 billion worth of domestic food, $15 billion worth of imported foods, and $15 billion worth of cosmetics sold across state lines. This regulation takes place from the products' point of U.S. entry or processing to their point of sale, with approximately 50,000 food establishments (includes more than 30,000 U.S. food manufacturers and processors and over 20,000 food warehouses) and 3,500 cosmetic firms. These figures do not include the roughly 600,000 restaurants and institutional food service establishments and the 235,000 supermarkets, grocery stores, and other food outlets regulated by state and local authorities that receive food safety guidance, model codes, and other technical assistance from FDA. The U.S.food supply is among the worlds safest,and FDA will continue to ensure consumer confidence in the food we eat.

BACKGROUND

The Foods Program regulates all food except meat, poultry, and frozen and dried eggs,which, are regulated by the U.S. Department of Agriculture. The Center for Food Safety and Applied Nutrition (CFSAN), in conjunction with the Agency's field staff (ORA), are responsible for promoting and protecting the public's health by ensuring that the nation's food supply is safe, sanitary, wholesome, and honestly labeled, and that cosmetic products are safe and properly labeled for the American public.The terrorist attacks of September 11th have also added a food security/defense dimension to the FDA's current food safety efforts. Additionally, as we enter the 21st Century,current trends in the food industry promise better nutrition, greater economies and wider choices for the U.S. consumer than ever before. To illustrate:

Each of these developments presents food safety regulatory and food security/defense challenges for FDA. The Agency's job is to give consumers the confidence to enjoy the benefits of these expanded food choices.

CFSAN's primary responsibilities include:the safety of substances added to food, e.g., food additives (including ionizing radiation) and color additives; the safety of foods and ingredients developed through biotechnology;seafood Hazard Analysis and Critical Control Point (HACCP) regulations;regulatory and research programs to address health risks associated with food borne chemical, and biological contaminants;regulations and activities dealing with the proper labeling of foods (e.g., ingredients, nutrition health claims) and cosmetics;regulations and policy governing the safety of dietary supplements, infant formulas, and medical foods;safe and properly labeled cosmetic ingredients and products; food industry postmarket surveillance and compliance; consumer education and industry outreach; cooperative programs with state and local governments; and, international food standard and safety harmonization efforts.The terrorist attacks of September 11th has increased CFSAN's role in the nation's counter terrorism efforts, as in 2003 and beyond the Center has the responsibility for development and implementation of food security concerns in the Public Health Security and Bio terrorism Preparedness and Response Act of 2002 (the Bio terrorism Act) . Although our food supply is among the world's safest, the increase in variety of foods and the convenience items available has brought with it public health concerns. Because a growing proportion of the American food supply is imported, CFSAN also works with international organizations (World Health Organization, Codex Alimentarius Commission--an international food standard-setting organization of the Food and Agriculture Organization) and occasionally directly with foreign governments to ensure their understanding of U.S. requirements and to harmonize international food standards.

In support of the Foods program, ORA conducts risk-based domestic and foreign postmarket inspections of food manufacturers to assess their compliance with Good Manufacturing Practice (GMP). ORA inspects thousands of domestic firms that have been identified as high-risk food establishments consisting of manufacturers, packers/repackers, and warehouses processing products. These include: modified atmosphere packaged products acidified and low acid canned foods, seafood, custard filled bakery products, soft, semi-soft, soft-ripened cheese and cheese products, un-pasteurized juices, sprouts or processed leafy vegetables, fresh vegetables shredded for salads and processed root and tuber vegetables, sandwiches, prepared salads, infant formula, and medical foods. In addition to overseeing regulated products on a surveillance or "for cause" basis when a problem is encountered, ORA staff responds to emergencies and investigates incidents of product tampering and terrorist events or natural disasters that may impact FDA regulated goods. To complement the regular field force, the Office of Criminal Investigations (OCI) investigates instances of criminal activity in FDA-regulated industries.

Foods Program Increases for FY 2005
(By FDA Strategic Goal)

FDA Strategic Goal

FY 2005 Increase

What the Increase Buys

Related Performance Goal(s)

Strong FDA

Cost of Living-Pay +$5,755,000

  • Ensures that the Foods Program is able to continue to support its highly specialized staff.
  • Complete review and action on the safety evaluation of food and color additive petitions with 360 days of receipt;
  • Respond to 95% of notifications for dietary supplements containing "new dietary ingredients" within 75 days; and,
  • Review 95% of premarket notifications for food contact substances within the statutory time limit of 120 days.

Counter terrorism Protecting America from Terrorism

Food Defense -CTT--+(+ $60,750,000)

  • 15 new State Labs added to Food Emergency Response Network (FERN). Laboratory equipment, supplies, training and security to enhance State capability to assist in FDA's Food Defense activities;
  • A secure food laboratory IT network (eLEXNET) for the real time sharing of information on a national basis;.
  • Increased domestic and import inspections of FDA regulated foods;
  • Increased research on prevention technologies, agent characteristics, new methods, and dose response relationships; and,
  • Improved coordination and integration of existing food surveillance capabilities with the Department of Homeland Security's integration and analysis function, as part of the government-wide Bio-Surveillance Initiative.
  • Increase national laboratory capacity to test food samples in the event of a terrorist attack;.
  • Expand federal/state/local involvement in FDA's eLEXNET system by having 104 laboratories participate in the system by the end of FY 2005;.
  • Increase Inspectional Coverage of Domestic Firms and Imported Goods to reduce the risk of contaminated product entering domestic commerce;.
  • Develop effective protection strategies to "shield" the food supply from terrorist threats; and,
  • Improve early attack warning and bio-surveillance capabilities at the national level to prepare against a potential terrorist attack.

PROGRAM RESOURCES CHANGES

Budget Authority

Cost of Living- Pay: +$5,755,000

FDA's request for pay cost increases is essential to accomplishing its mission. Without a specially trained national cadre of scientific staff, FDA's ability to adequately carry out the mission of protecting public health and providing consumer safety will be compromised. FDA must maintain staffing levels and scientific capabilities that meet the demands of an increasing workload and new challenges. Payroll costs, which account for over 60 percent of our total budget, significantly impact all FDA activities.

The total Agency request for pay increases is $14,352,000. The foods portion of this increase is $5,755,000. Without this, the FDA's ability to fulfill its mission to protect the public health by helping safe and effective products reach the market in a timely way, and monitoring products for continued safety after they are in use will be significantly reduced.

Food Defense - Counter terrorism: + $60,750,000 and +103 FTE (includes+$5,000,000 for biosurveillance)

FDA must uphold its responsibility for ensuring the safety of approximately 80 percent of the nation's food supply. The possibility of food products being used as a vehicle for attack is particularly worrisome because such an event potentially affects everyone in the U.S. FDA must have the capability to assess and then reduce risks associated with unexpected and potentially widespread health and safety threats. Resources would allow the FDA to invest in the protection of citizens by supporting the following priorities and objectives:

Specific activities include:

Food Emergency Response Network (FERN) and eLEXNET

Research

Inspections, Bio-Surveillance, Incident Management

Administrative Efficiencies: - $6,774,000 and - 58 FTE

To fully embrace the President's Management Agenda, FDA is delayering its organizational structure, performing competitive sourcing reviews, modernizing its financial management system, and consolidating its information technology infrastructure. The Foods portion of these management improvements consists of -$6,774,000 and - 58 FTE.

PROGRAM ASSESSMENT RATING TOOL (PART)

In the FY 2004 review, FDA was assessed as five distinct programs (Foods, Human Drugs, Biologics, Veterinary Medicine, and Medical Devices and Radiological Health) and was rated as "results not demonstrated" due to a lack of long-term outcome goals. To address this concern, long-term outcome goals were developed.

For FY 2005, the Office of Management and Budget conducted a second program review that treated FDA as a single agency program. In this review, FDA received a rating of "moderately effective" and score of 77 percent, up from 59 in FY 2004. This was due to considerable improvements in developing long-term agency-wide outcome goals that will demonstrate its effectiveness and impact on the public health. FDA also reduced the number of performance goals, and made various management improvements that further streamline its infrastructure while supporting core, mission-critical public health activities.

The Foods Program shares in an agency-wide outcome goal of reducing administrative overhead through the reduction of the number of administrative staff. All of the Agency's outcome goals support the Department's priorities and Administration's initiatives with the intent to improve the health and well-being of the American public.

JUSTIFICATION OF BASE

EFFICIENT RISK MANAGEMENT: THE MOST PUBLIC HEALTH BANG FOR OUR REGULATORY BUCK

Base resources will be used to conduct science-based risk management in all agency regulatory activities so that the Agency's limited resources can provide the most health promotion and protection at the least cost to the public. These activities include efforts to:

Domestic Inspections

Consumers rely on the FDA to prevent dangerous and unreliable products from entering into commerce. Public safety and confidence could be jeopardized by a failure to maintain levels of surveillance activities. The Foods Program needs to sustain levels of laboratory analyses for chemical and microbiological contaminants to meet public expectations. Base funding will enable FDA to:

What is the FDA Food Code?

The FDA publishes the Food Code, a model that assists food control jurisdictions at all levels of government by providing them with a scientifically sound technical and legal basis for regulating the retail and food service segment of the industry. Local, state, tribal, and federal regulators use the FDA Food Code as a model to develop or update their own food safety rules and to be consistent with national food regulatory policy.

It also serves as a reference of best practices for the retail and food service industries (restaurants and grocery stores and institutions such as nursing homes) on how to prevent food borne illness. Many of the over 1 million retail and food service establishments apply Food Code provisions to their own operations.

Imports, Import Monitoring and Foreign Inspections

Products enter the U.S. through one of approximately 300 ports located throughout the country. FDA relies on risk-based electronic screening of line entry data that is produced by import filers in the Operational and Administrative System for Import Support (OASIS) system to make the majority of entry decisions. The food program adjusts the risk-based criteria to meet program priorities. In FY 2005, FDA will be responsible for ensuring the safety of more than eight million import line entries for food, food related, and cosmetic products. These highly diversified entries include increasingly more products from countries that are typically categorized as emerging economies, with start-up regulatory infrastructures. FDA uses the OASIS data management and reporting system to expedite import entry review, oversee importer and filer evaluation data integrity, and follow-up on refused entries. Only a very small percentage of imported food entries are directly inspected through field examinations and analyzed through laboratory analysis. Thus, the safety of the U.S.food supply relies greatly on export countries complying with U.S. safety standards. Given FDA's reliance on third party oversight and compliance, it is in FDA's interest to enhance the food safety systems in foreign countries and, thus, improve the quality of imported food products. Base funding will:

FDA Seizes Adulterated Honey

In 2003, at the request of the FDA, U.S. Marshals seized adulterated imported bulk and finished product honey from a honey farm in Texas. U.S. Marshals seized 266 drums of honey (each containing 639 pounds of bulk honey) and five totes (each containing a net weight of 3,000 pounds) after FDA tested and confirmed the presence of an unapproved food additive, chloramphenicol. In accordance with the Federal Food, Drug and Cosmetic Act, food products that contain chloramphenicol, an antibiotic, are adulterated and are not permitted to be sold in or imported into this country. The continued monitoring of food production and distribution at many levels has enabled FDA to detect this adulterated honey since the agency learned of the presence of chloramphenicol in imported honey. Chloramphenicol is a broad-spectrum antibiotic drug used to treat life-threatening infections in humans, usually when other alternatives are not available. The use of this antibiotic is limited because of its potentially life-threatening side effect, idiosyncratic aplastic anemia. For the very small number of the population susceptible to this side effect, exposure to chloramphenicol could be serious or life threatening. Because of the current uncertainty regarding the dose-response relationship between chloramphenicol ingestion and aplastic anemia, it is not possible to define a safe level for the presence of this antibiotic in food products. The agency will continue to detain or seize any honey imports that contain chloramphenicol to ensure that this product is not released for human or animal consumption in the United States.

Dietary Supplements

The dietary supplement industry is now one of the world's fastest growing industries with over 1,500 establishments claiming to manufacture dietary supplements and sales of $17.1 billion in 2000. Between1994 and 2000, consumer spending on dietary supplements nearly doubled, with over 158 million consumers, and sales continuing to grow at more than 10 percent per year. Nearly 20 million consumers use dietary supplements with prescription products. FDA is committed to making safe products available to consumers, and has published a dietary supplement strategy that sets clear program goals. It is a science-based regulatory program that will fully implement the Dietary Supplement Health and Education Act of 1994 (DSHEA). Base funding will enable FDA to:

Bovine Spongiform Encephalopathy (BSE)

Bovine Spongiform Encephalopathy, or "Mad Cow Disease" is a deadly chronic, degenerative disorder affecting the central nervous system. BSE and Chronic Wasting Disease (CWD) both belong to a group of progressive degenerative neurological diseases that are always fatal, known as transmissible spongiform encephalopathies (TSEs). There are several TSE diseases that affect humans and the best known is Creutzfeldt-Jakob disease (CJD). Potential products regulated by FDA's Foods Program that can contain these substances are ruminant protein-containing cosmetic products that are packaged and ready for sale, and bovine-derived materials intended for human consumption as either finished dietary supplement products, or for use as ingredients in dietary supplements. Base funding will enable FDA to:

International Activities

It is important that FDA leverage scarce resources with the international community to provide benefits and incentives for all participants while accomplishing the Agency's foods mission of ensuring the safety of the domestic food supply. FDA will participate in, and raise visibility in, 18 Codex Committees and Task Forces. There are 13 meetings scheduled on a wide variety of products, one meeting of the Codex Commission and an estimated four working groups arising from the various Codex Committees and Task Forces. These meetings ensure that source country standards, quality systems, and audits conform to the requirements of the Federal Food, Drug, and Cosmetic Act.

Premarket Activities

FDA focuses premarket resources to provide for scientifically sound and timely reviews of the safety of food and color additives and food contact substances prior to their entry into the marketplace. To accomplish this, FDA needs to continue to improve the scientific knowledge base that will lead to safer food products and to a better understanding of the complexities of the products the agency regulates. The FDA Modernization Act established a notification process for food contact substances. Since the premarket notification program became fully operational in January 2000, many of the simpler food additive petitions that could have been completed within 360 days are now being handled under the notification program as food contact substance notifications, thus decreasing the workload for this goal. However, since the remaining petitions are usually more complex and time-consuming ones, the Agency anticipated that performance on this goal could decline initially. Once the notification and the recent improvements to the petition review process are well established, FDA expects performance on this goal to increase substantially toward full performance in succeeding years. With base funding, FDA will:

Other Program Activities

Under the Federal Food, Drug, and Cosmetic Act, Section 704, FDA is granted general authority to inspect food establishments, and under FFD&C Act Section 903, the Agency shall be responsible for research relating to foods and cosmetics in carrying out this Act. FDA will:

Information Technology

CFSAN Adverse Events Reporting System (CAERS): CFSAN has developed a comprehensive system for tracking and analyzing adverse event reports involving foods, cosmetics and dietary supplements. The CFSAN Adverse Events Reporting System (CAERS) replaces the patchwork of adverse event systems that were maintained by individual Offices within CFSAN. CAERS will be used as a monitoring tool to identify potential public health issues that may be associated with the use of a particular product already in the marketplace. Information gathered in CAERS will also assist FDA in the formulation and dissemination of CFSAN's post-marketing policies and procedures. CAERS database went "live" in June 2003, and the first "version" is now being employed by its users. In this first version, all new consumer complaints and new adverse reports received after June 15, 2003, are recorded into the system and all complaints and adverse reports are reviewed by CAERS' medical staff. Additionally, industry outreach is achieved by sending a letter to the manufacturer informing them of the receipt of an illness or injury in the adverse report alleged to be caused by their product. CAERS will also be investigating ways to capture increased numbers of adverse events, in order to improve post-marketing surveillance on CFSAN regulated products. CAERS continues to undergo enhancements, development, and maintenance to improve the system based on user needs and collaborative efforts. Additionally, as funds become available, CAERS plans to improve data links with other Adverse Events Reporting Systems and other food injury reporting systems and enter older adverse reports into its database.

Food Additives Regulatory Management (FARM): FARM provides information management tools for food additive petition reviewers to maximize productivity and expedite the petition review process and subsequent safety decisions. This comprehensive image-based electronic document management and workflow automation system also helps FDA perform associated activities such as responding and managing Freedom of Information requests and correspondence. All paper and electronic documents are converted to standard formats and stored in a well-organized electronic document management system. Each reviewer will be able to retrieve documents at their desks using a combination of attribute and full-text search capabilities supported by a thesaurus maintaining nomenclature control.

EMPOWERING CONSUMERS: IMPROVING HEALTH THROUGH BETTER INFORMATION

Base resources will be used to better enable consumers to make informed decisions weighing benefits and risks of FDA-regulated products. FDA will:

IMPROVING PATIENT AND CONSUMER SAFETY

Base resources will be used to promote improved patient and consumer safety by reducing risks associated with FDA-regulated products. The Foods program will continue to enhance FDA's Adverse Event Reporting Systems, which are designed to compile and assess large numbers of physician, health professional data and conclusions and provide likely associations and causative agents for follow‑up through investigation and clinical testing. CAERS (also under Efficient Risk Management) will integrate its multiple adverse event reporting systems currently in existence, including the current system for dietary supplements.

In December of 2003, FDA issued a consumer alert on the safety of dietary supplements containing ephedra. The alert advised consumers to immediately stop buying and using ephedra products. Ephedra, also called Ma huang, is a naturally occurring substance derived from plants. Its principal active ingredient is ephedrine, which when chemically synthesized is regulated as a drug.In recent years ephedra products have been extensively promoted to aid weight loss, enhance sports performance, and increase energy. FDA also notified manufacturers that it intends to publish a final rule stating that dietary supplements containing ephedrine alkaloids present an unreasonable risk of illness or injury. The rule would have the effect of banning the sale of these products as soon as it becomes effective, 60 days after publication;

PROTECTING AMERICA FROM TERRORISM

Base resources will be used to strengthen FDA's capability to identify, prepare for, and respond to terrorist threats and incidents.

Defense of the U.S. Food Supply

The events of September 11, 2001, heightened the nation's awareness and placed a renewed focus on ensuring the protection of the nation's critical infrastructures. A terrorist attack on the food supply could pose both severe public health and economic impacts, while damaging the public's confidence in the food we eat. Several food incidents since the fall of 2001 highlight the significance of FDA's food defense activities. In the fall of 2002, a competitor of a restaurateur in China added a chemical compound to his competitor's food and killed dozens of people and sent hundreds more to hospitals. Also in the fall of 2002, three individuals were arrested in Jerusalem for allegedly planning to carry out a mass poisoning of patrons at a local café. One of the arrested individuals worked as a chef at the café. In January 2003, several individuals were arrested in Britain for plotting to add Ricin to the food supply on a British military base. Each of these incidents shows the potential for the nation's food supply to be used in an attack. FDA, at the direction of the Department of Health and Human Services, has established a 10-Point Program for ensuring the safety and security of the food supply. Based on this, FDA is employing overall strategies to (1) develop increased awareness among federal, state, local, and tribal governments and the private sector by collecting, analyzing, and disseminating information and knowledge (Awareness); (2) develop capacity for identification of a specific threat or attack on the food supply (Prevention); (3) develop effective protection strategies to "shield" the food supply from terrorist threats (Protection); (4) develop capacity for a rapid, coordinated response to a food borne terrorist attack (Response); and (5) develop capacity for a rapid, coordinated recovery from a food borne terrorist attack (Recovery).

Food Safety and Security

The Foods Program helps to protect the safety of the U.S. food supply by targeting efforts to minimize health and safety risks facing the U.S. public, and by quickly and accurately assessing and effectively managing those risks. FDA must work to develop profiles of possible or probable food threats and points of attack and must have the capacity to quickly and accurately identify potential or actual outbreaks at any point in the food chain, and take prompt action to mitigate their effects. Base funding will enable FDA to:

State Contracts/Grants

Laboratory Preparedness

Prior Notice and Foods Registration System

FDA Unified Registration and Listing System

Under the stringent time constraints mandated by the Bio terrorism Act of 2002, FDA fully implemented an on-line Food Facility Registration Module which is capable of handling 5,000 on-line registrations, (required from domestic and foreign facilities that manufacture/process, pack, or hold food for human or animal consumption in the United States), simultaneously via the Internet. In addition to responding to these requirements, FDA provided unified account management and single on-line entry point to be used for all of FDA Listing systems. As specified under the Bio terrorism Act, a paper process, including a paper processing facility, has been established to accept registrations via mail, fax, etc. to enter these into the electronic system, and to respond via paper to facilities doing business utilizing paper forms.

Information Technology

FDA Unified Registration and Listing System: The Unified Registration and Listing System (FURLS) supports the requirements of the Bio terrorism Act of 2002 as it relates to Food Facility Registration, Drug Facility Registration and Listing, and Prior Notice of Food Shipments into the United States. FDA began the FURLS effort by identifying opportunities for unification between the FDA Drug Facility Registration and Listing requirements with those of the Food Facility Registration Requirements.

Electronic Laboratory Exchange Network (eLEXNET): eLEXNET is the nation's first Internet-based data exchange system that allows Federal, State, and local laboratories to electronically share food safety sample and test data for various food-borne pathogens. The laboratories are able to access eLEXNET, regardless of their current system environment or level of automation.

SELECTED FY 2003 ACCOMPLISHMENTS

EFFICIENT RISK MANAGEMENT: THE MOST PUBLIC HEALTH BANG FOR OUR REGULATORY BUCK

Imports and Foreign Inspections

Domestic Inspections

Fruits and Vegetables

Cooperative Programs

Transmissible Spongiform Encephalopathies (TSEs)

Food Allergens

Food Safety
Food and Color Additives

Seafood Safety

What is HAACP?

HACCP involves seven principles:

Analyze hazards. Potential hazards associated with a food and measures to control those hazards are identified. The hazard could be biological, such as a microbe; chemical, such as a toxin; or physical, such as ground glass or metal fragments.

Identify critical control points. These are points in a food's production--from its raw state through processing and shipping to consumption by the consumer--at which the potential hazard can be controlled or eliminated. Examples are cooking, cooling, packaging, and metal detection.

Establish preventive measures with critical limits for each control point. For a cooked food, for example, this might include setting the minimum cooking temperature and time required to ensure the elimination of any harmful microbes.

Establish procedures to monitor the critical control points.Such procedures might include determining how and by whom cooking time and temperature should be monitored.

Establish corrective actions to be taken when monitoring shows that a critical limit has not been met -- e.g., reprocessing or disposing of food if the minimum cooking temperature is not met.

Establish procedures to verify that the system is working properly--for example, testing time-and-temperature recording devices to verify that a cooking unit is working properly.

Establish effective record keeping to document the HACCP system.This would include records of hazards and their control methods, the monitoring of safety requirements and action taken to correct potential problems. Each of these principles must be backed by sound scientific knowledge: for example, published microbiological studies on time and temperature factors for controlling foodborne pathogens.

 

Why is HACCP Needed?

New challenges to the U.S.food supply have prompted FDA to adopt a HACCP-based food safety system on a wider basis. One of the most important challenges is the increasing number of new food pathogens. For example, between 1973 and 1988, bacteria not previously recognized as important causes of food-borne illness--such as Escherichia coli O157:H7 and Salmonella enteritidis--became more widespread. There also is increasing public health concern about chemical contamination of food: for example, the effects of lead in food on the nervous system. Another important factor is that the size of the food industry and the diversity of products and processes have grown tremendously--in the amount of domestic food manufactured and the number and kinds of foods imported. At the same time, FDA and state and local agencies have the same limited level of resources to ensure food safety. The need for HACCP in the United States, particularly in the seafood and juice industries, is further fueled by the growing trend in international trade for worldwide equivalence of food products and the Codex Alimentarious Commission's adoption of HACCP as the international standard for food safety.

Chemical Contaminants, Pesticides and other Hazards

EMPOWERING CONSUMERS: IMPROVING HEALTH THROUGH BETTER INFORMATION

Education

Nutrition, Health Claims and Labeling

FDA Task Force on Consumer Health Information for Better Nutrition

In2003, FDA announced the establishment of the Task Force on Consumer Health Information for Better Nutrition. The Task Force is charged to provide recommendations to develop new procedures for the review of qualified health claims and to propose a consumer studies research agenda within six months. Under the leadership provided by FDA's Task Force, whose report was made public on July 10, 2003, FDA published guidance extending applicability of qualified health claims to conventional foods; established a process for reviewing qualified health claim petitions; developed scientific guidance for industry on evidence-based ranking of scientific evidence for such claims; established a consumer studies research agenda; and increased enforcement against unsubstantiated dietary supplement claims. FDA also published a final rule to require labeling of trans fat, the first major change to the Nutrition Facts panel in a decade.

Revealing Trans Fats to Reduce Risk of Coronary Heart Disease

In 2003, CFSAN published final regulations requiring food manufacturers to list Trans Fat on Nutrition Facts panels by January 1, 2006. This additional information will give consumers a more complete picture of fat content in foods -- allowing them to choose foods low in saturated fat, trans fat, and cholesterol -- all of which raise LDL ("bad") cholesterol that increase the risk of coronary heart disease (CHD). Along with saturated fat and cholesterol, trans fat on the food label gives consumers information needed to make food choices that help reduce the risk of CHD. This revised label will be of particular interest to people concerned about high cholesterol and heart disease.

According to the National Heart, Lung, and Blood Institute of the NIH, more than 12.5 million Americans have CHD, and more than 500,000 die each year-- making CHD one of the leading causes of death in the U.S. Increasing the understanding of consumers regarding the impact of dietary choices on risk of CHD is a key FDA goal (i.e., "Better Informed Consumers") in addressing this public health threat. The labeling of Trans fats is a key part of this effort.

IMPROVING PATIENT AND CONSUMER SAFETY

Dietary Supplements

Cosmetics

Other

FDA continues its food processing and packaging research and outreach programs at the National Center for Food Safety and Technology (Moffett Center) in Illinois, with a focus on contemporary food safety and security issues. The application for the cooperative agreement supporting NCFST has been received from the Illinois Institute of Technology, reviewed,approved, and the funding provided. NCFST is significantly expanding its research program through the development of a BSL-3 level laboratory and conduct of critical research to enhance food security, particularly in assessing food technologies that can reduce this risk.

PROTECTING AMERICA FROM TERRORISM

Implementation of Bio terrorism Legislation -- Registration and Prior-Notice

FDA published an interim final regulation that requires domestic and foreign facilities that manufacture/process, pack, or hold food for human or animal consumption in the United States to register with FDA by December 12, 2003. The interim final rule implements the Public Health Security and Bio terrorism Preparedness and Response Act of 2002 (the Bio terrorism Act), which requires domestic and foreign facilities to register with FDA by December 12, 2003, even in the absence of a final regulation. Registration is one of several tools that will enable FDA to act quickly in responding to a threatened or actual terrorist attack on the U.S.food supply by giving FDA information about facilities that manufacture/process, pack, or hold food for consumption in the United States. In the event of an outbreak of foodborne illness, such information will help FDA and other authorities determine the source and cause of the event. In addition, the registration information will enable FDA to notify quickly the facilities that might be affected by the outbreak. The FDA expects about 420,000 facilities to register under this requirement.

FDA also published an interim final regulation that requires the submission to FDA of prior notice of food, including animal feed, that is imported or offered for import into the United States. The interim final rule implements the Public Health Security and Bio terrorism Preparedness and Response Act of 2002, which requires that the prior notification of imported food to begin on December 12, 2003, even in the absence of a final regulation. This will allow FDA to know, in advance, when specific food shipments will be arriving at U.S.port's of entry and what those shipments will contain. This advance information will allow the FDA, working with U.S. Customs and Border Protection (CBP), to more effectively target inspections and ensure the safety and security of imported foods. The FDA expects to receive about 25,000 notifications about incoming shipments each day.

Proposed rules have also been published for Maintenance of Records and Administrative Detention of suspect foods provisions under the Act.

Food Security: New Legislation

Food Security: Emergency Preparedness

Foods
Program Activity Data

 

FY 2003
Actual

FY 2004
Estimate

FY 2005
Estimate

FOOD & COLOR ADDITIVE PETITIONS

 

Petitions Filed

8

18

18

Petitions Reviewed*

14

20

20

* Number reviewed includes those approved, withdrawn, or placed in abeyance because of deficiencies during the FY and some submissions that were received in the previous FY.

 
PREMARKET NOTITICATIONS FOR
FOOD CONTACT SUBSTANCES
 

Notifications Received

98

110

130

Notifications Reviewed**

91

110

130

**Number reviewed includes those that became effective or were withdrawn.

 

INFANT FORMULA NOTIFICATIONS

Notifications Received a

44

40

40

Notifications Reviewed b

54

40

40

aNumber of submissions received in current FY include some received late in the FY.
bNumber of submissions reviewed includes some submissions that were received in the previous FY.

 
 

NEW DIETARY INGREDIENT NOTIFICATIONS***

Submissions Receiveda

58

75

80

Submissions Reviewedb

58

72

76

***A single notification may address one or more new dietary ingredients. For example, FDA has received at least 15 notifications that pertain to 2 up to16 new dietary ingredients in a single notification.

aNumber of submissions received in current FY includes some received late in the FY that will be completed in the next FY when the 75-day due date occurs.
bNumber of submissions reviewed in the current FY includes some submissions that were received in the previous FY where the 75-day due date occurred in the current FY.

Field Foods

PROGRAM OUTPUTS-
DOMESTIC INSPECTIONS

FY 2003
Actual

FY 2004
Estimate

FY 2005
Estimate

 

Domestic Food Safety Program Inspections

7,218

7,000

7,750

Imported and Domestic Cheese Program Inspections

523

800

800

Domestic Low Acid Canned Foods/ Acidified Foods Inspections

623

600

600

Domestic Fish & Fishery Products (HACCP) Inspections

2,561

3,700

3,700

Import (Imported Seafood Program Including HAACP) Inspections

702

700

700

Juice HACCP Inspection Program (HACCP)

311

200

200

Interstate Travel Sanitation (ITS) Inspections

1,629

1,900

1,900

State Contract Food Safety ( Non HACCP) Inspections

5,909

7,177

7,177

State Contract Domestic Seafood HACCP Inspections

902

986

986

State Partnership Inspections

1,579

2,000

2,000

Total FDA and State Contract Inspections

21,957

25,063

25,813

State Contract and Grant Foods Funding

$4,600,000

$9,600,000

$32,600,000

--An estimated $28 million will be provided to the States for the Food Emergency Response Network; it will include $23 million in new funds for FY 2005 and $5 million in recurring funds from the FY 2004 appropriation.

Domestic Field Exams/Tests

9,748

5,385

5,385

Domestic Laboratory Samples Analyzed

14,505

17,000

17,000

 
PROGRAM OUTPUTS-
IMPORT/FOREIGN INSPECTIONS

FY 2003
Actual

FY 2004
Estimate

FY 2005
Estimate

All Foreign Inspections
145
255
255
 
Import Field Exams/Tests
78,659
60,000
97,000
Import Laboratory Samples Analyzed
25,736
31,700
32,000
 
104,395
91,700
129,000
In the spring of 2003, Operation Liberty Shield, a one-time multi-department, multi-agency national plan resulted in increased protections for America's citizens and infrastructure. By leveraging its resources with partners, FDA increased surveillance of domestic and imported foods and enhanced collaboration with state and other government agencies. FY 2003 Food Import Field Exams increased due to unanticipated activities that were the result of this one-time initiative.
Import Line Entry Decisions
5,975,567
7,100,000
8,300,000
Percent Physical Exams Import Entries
1.75%
1.29%
1.55%

FIELD COSMETICS

PROGRAM OUTPUTS-
DOMESTIC INSPECTIONS

FY 2003
Actual

FY 2004
Estimate

FY 2005
Estimate

All Inspections

142

100

100

Domestic Field Exams/Tests

519

75

75

PROGRAM OUTPUTS-
IMPORT/FOREIGN INSPECTIONS

Import Field Exams/Tests

2,894

700

700

Import Laboratory Samples Analyzed

254

100

100

Import Physical Exam Subtotal

3,148

800

800

Import Line Entries

753,809

900,000

1,000,000

Percent Physical Exams of Import Entries

0.42%

0.09%

0.08%