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                                                           1
          1                      UNITED STATES OF AMERICA
          2                    NUCLEAR REGULATORY COMMISSION
          3                                 ***
          4                           BRIEFING ON EEO
          5                                 ***
          6                           PUBLIC MEETING
          7
          8
          9                                  Nuclear Regulatory Commission
         10                                  Commission Hearing Room
         11                                  11555 Rockville Pike
         12                                  Rockville, Maryland
         13
         14                                  Thursday, June 25, 1998
         15
         16              The Commission met in open session, pursuant to
         17    notice, at 2:02 p.m., the Honorable GRETA J. DICUS
         18    presiding.
         19
         20    COMMISSIONERS PRESENT:
         21              GRETA J. DICUS, Member of the Commission
         22              EDWARD McGAFFIGAN, JR., Member of the Commission
         23              NILS J. DIAZ, Member of the Commission
         24
         25
                                                                       2
          1    STAFF AND PRESENTERS SEATED AT THE COMMISSION TABLE:
          2              JOHN MINNS, Selection Subcommittee
          3              PETER BLOCH, Management Diversity Subcommittee
          4              IRENE LITTLE, OSBCR
          5              JOE CALLAN, Operations
          6              PATRICIA NORRY, Management Services
          7              JIM McDERMOTT, OHR
          8              JEANETTE COPELAND, Paraprofessional Subcommittee
          9              DAVID DIEC, PMS, APAAC
         10              SAM COLLINS, NRR
         11              HUB MILLER, Region I
         12
         13
         14
         15
         16
         17
         18
         19
         20
         21
         22
         23
         24
         25
                                                                       3
          1                        P R O C E E D I N G S
          2                                                     [2:02 p.m.]
          3              COMMISSIONER DICUS:  Good afternoon, ladies and
          4    gentlemen.  The Chairman has asked me to deliver the opening
          5    and closing remarks to the briefing today and to express her
          6    very sincere regret at being unable to attend unfortunately
          7    due to a recent death in her family.  She felt, however,
          8    that it was important not to cancel or postpone this
          9    briefing, even though she is away from the office today, and
         10    she is attending a funeral.
         11              The purpose of our meeting today is to discuss the
         12    status of the NRC's equal employment opportunity -- the
         13    EEO -- program for the period from July 1, 1997, through
         14    March 31 of 1998.
         15              As you probably know already, the EDO is to report
         16    to the Commission at semiannual public meetings on the
         17    status of the EEO efforts, the progress of the program, and
         18    any associated problems.  The Commission held its last EEO
         19    briefing on October 14, 1997.  As a result of that briefing,
         20    the Commission requested that this briefing include a
         21    presentation by the Director of NRR and a regional
         22    administrator on the implementation of EEO program policies,
         23    including statistical information on the number and types of
         24    advanced degrees that are held by the professional staff in
         25    NRR.  Therefore, the briefing today will include
                                                                       4
          1    presentations by Mr. Sam Collins, the Director of NRR, and
          2    Mr. Hub Miller, the Region I Regional Administrator.
          3              The SECY paper 98-137, copies of which are
          4    available at the entrances to this room, contains additional
          5    information and data on the status of the NRC's EEO program,
          6    the response to the Commission's SRM on the last briefing,
          7    and activities of the EEO advisory committees,
          8    subcommittees, and the Joint Labor-Management EEO Committee.
          9              The paper represents the continuing cooperative
         10    work of the Office of Small Business and Civil Rights, Human
         11    Resources, the EDO's office, the advisory committees,
         12    subcommittees, and the Joint Labor-Management EEO Committee.
         13              I encourage you to continue your efforts to work
         14    together to make improvements and accomplish clear results
         15    in meeting our EEO goals.
         16              Now on that note and on behalf of my fellow
         17    Commissioners, I welcome the presenters and all employees in
         18    the audience who have demonstrated by your presence an
         19    interest in and commitment to the NRC EEO program.  I look
         20    forward to hearing about the progress we are making and the
         21    results that we have achieved in the EEO area, and I would
         22    like particularly to welcome a newly formed subcommittee,
         23    the Paraprofessional Subcommittee, and I look forward to the
         24    contribution they will make in the EEO process.
         25              Clearly our goal is an equitable environment for
                                                                       5
          1    all our employees, and we will continue to respond to the
          2    changing environment within government, and within the
          3    industries we license and regulate.  These industry changes
          4    include deregulation, restructuring, and utility mergers. 
          5    We must continue our efforts to be more efficient, to
          6    streamline agency programs, and to reduce unnecessary budget
          7    expenditures.  Always remember, however, that challenge is a
          8    pathway to opportunity.
          9              Would any of my fellow Commissioners like to make
         10    a comment at this time?
         11              [No response.]
         12              Then given that, Mr. Callan, executive director of
         13    operations, if you will please proceed and introduce the
         14    people at the table.
         15              Thank you.
         16              MR. CALLAN:  Thank you, Commissioner Dicus, and
         17    good afternoon everyone.
         18              We are indeed pleased to be here today to provide
         19    the Commission with information on the current status of the
         20    Agency's EEO program.  As you pointed out, Commissioner
         21    Dicus, this briefing will cover the period since the last
         22    EEO briefing on October 14, 1997.  Joining me on my right is
         23    Patricia Norry, the Deputy Executive Director for Management
         24    Services, and Jim McDermott, the Deputy Director, Office of
         25    Human Resources.  Joining me on my left is Irene Little,
                                                                       6
          1    Director, Office of Small Business and Civil Rights.  Irene
          2    will now introduce the EEO Advisory Committee
          3    representatives.
          4              Irene?
          5              MS. LITTLE:  Thank you, Joe.
          6              To my left is Peter Bloch, the chairperson of the
          7    Management Diversity Subcommittee; John Minns, the
          8    chairperson of the Selection Subcommittee; to Mr.
          9    McDermott's right is Jeanette Copeland, who is the
         10    chairperson of the Paraprofessional Subcommittee, and David
         11    Diec, chairperson of the Performance Monitoring
         12    Subcommittee, who is also chair of the Asian Pacific
         13    American Advisory Committee.  These are the presenters who
         14    will be speaking today.
         15              Also participating in the briefing are several
         16    people in the well.  I would ask that they would stand as I
         17    call their names.
         18              We have Sue Smith, EEO counselor; Elliott Greher,
         19    chairperson of the Affirmative Action Advisory Committee;
         20    Raymond Holt, acting chairperson of African American
         21    Advisory Committee; Paul Narbut, chairperson of the
         22    Committee on Age Discrimination; Charleen Raddatz,
         23    chairperson of the Federal Women's Program Advisory
         24    Committee; Jose Ibarra, chairperson of the Hispanic
         25    Employment Program Advisory Committee; Mike Weber,
                                                                       7
          1    chairperson of the Joint Labor-Management EEO Advisory
          2    Committee.  Also joining us today is Peter Hearn, who's
          3    president of the National Treasury Employees Union.
          4              Thank you.
          5              MR. CALLAN:  Thank you, Irene.
          6              In addition to the committee members, we have two
          7    NRC managers participating in the briefing to discuss their
          8    implementation of EEO program policies.  They are Sam
          9    Collins, the director of NRR, and I believe next to him Hub
         10    Miller, the regional administrator of Region I.
         11              And before I turn the discussion over to Pat
         12    Norry, let me just say that although the Agency continues to
         13    operate in an environment of limited resources, the
         14    objectives of the EEO program are and will remain relevant
         15    as we carry out our management responsibilities.  I firmly
         16    believe that the accomplishment of our EEO goals will
         17    enhance individual and organizational performance,
         18    contribute to the regulatory effectiveness of the NRC, and
         19    help ensure that NRC remains a strong and viable
         20    organization.  I believe the Agency is doing a credible job
         21    of maintaining and in some cases enhancing work force
         22    diversity, and we are taking specific actions to manage our
         23    diverse work force more effectively.
         24              And with that, I will now ask Pat Norry to provide
         25    details about our progress and a summary of our response to
                                                                       8
          1    the staff requirements memorandum.
          2              Pat?
          3              MS. NORRY:  Thank you, Joe, Commissioners.
          4              May I have the first slide, please.
          5              I would like to briefly highlight our responses to
          6    the information requested by the Commission in the SRM from
          7    the last EEO briefing.  There is more detailed information
          8    on each one of these items in the paper itself.
          9              First we gathered data and compared NRC strategy
         10    for hiring entry-level women and minorities for technical
         11    positions with the hiring strategies of DOE, EPA, and NASA. 
         12    We found that our success in these categories is similar to
         13    that of the other agencies.  With NRC's accepted status and
         14    flexible hiring authority, and the fact that we use a
         15    variety of recruitment sources, our efforts to attract women
         16    and minorities for entry-level technical positions have been
         17    relatively successful.  There's more information in the
         18    paper on the specifics that are characteristic of the other
         19    agencies, but the comparison looks pretty good.
         20              Secondly, we're in the process of enhancing our
         21    merit selection tracking matrix to capture demographics of
         22    applicants on best-qualified lists, and we believe this
         23    enhanced system will let us assess the selection trends and
         24    patterns and develop better strategies for hiring.
         25              We were asked to look at the extent to which our
                                                                       9
          1    contract with the Southwest Research Center requires
          2    compliance with EEO regulations, and indeed it does, as do
          3    our contracts, Federal Government contracts with all
          4    entities doing business with the Government.  In the case of
          5    the Southwest Research Center, they have really gone beyond
          6    what is strictly required and have an active minority
          7    recruiting plan.
          8              In order to enhance our recruitment efforts we've
          9    used a variety of marketing strategies, including brochures
         10    and display materials and ads.  What we're looking for there
         11    is to show specifically the challenging technical jobs that
         12    the Agency has, and we have a brochure which we'll be
         13    sending up for the Commissioners to look at when we get
         14    developed, which should be fairly soon.
         15              In addition what we do with the people who are
         16    going out on recruitment trips, we give them very specific
         17    details about the technical positions that are available so
         18    that they're able to characterize them correctly.
         19              We develop recruitment plans that show all of the
         20    career fairs and the onsite campus interviews, and we
         21    coordinate these with all the offices and with the regions,
         22    and we try to get people to participate in these recruitment
         23    efforts who can discuss the specific technical positions
         24    available.
         25              We reestablished the technical intern program, and
                                                                      10
          1    that of course includes positions in both headquarters and
          2    the regions.  We recently made employment offers to one
          3    Asian male, one Asian female, one African-American male, one
          4    African-American female, three white men, and four white
          5    women.
          6              One of the major challenges in our entire
          7    recruitment effort is attracting and hiring and retaining
          8    Hispanics.  That has been a major focus and will continue to
          9    be.  We have advertised in newspapers and journals that
         10    target Hispanics.  We maintain liaison with universities and
         11    colleges, at institutions that have a high representation of
         12    Hispanic students, and they have been helpful in identifying
         13    candidates for us.  This year we have made four selections
         14    of Hispanic employees, but more needs to be done.
         15              With respect to the priorities of our efforts in
         16    the EEO program, there are four major areas.  They include
         17    enhancing opportunities for women and minorities in
         18    professional positions; expanding the pool of minorities and
         19    women in supervisory management and senior positions;
         20    enhancing efforts to attract and retain employees with
         21    disabilities; and improving communication about the Agency's
         22    EEO objectives.
         23              While the NRC continues to be challenged by budget
         24    and FTE reductions and mandates to reduce supervisory
         25    ratios, these four goals remain the focal point of our
                                                                      11
          1    activities.
          2              May I have the next slide, please.
          3              The first area of emphasis shows that we made 59
          4    hires, and of those, 69 percent were white males, 7 percent
          5    were white females, and 24 percent were minorities.  A total
          6    of 11 positions were authorized for the technical intern
          7    program.  Of the offers that I mentioned before, five so far
          8    have been accepted.  And in addition, the Office of
          9    Administration has established and filled three
         10    administrative intern positions -- two black women and one
         11    white woman.
         12              Also, in order to enhance opportunities, qualified
         13    graduates who participated in our historically black college
         14    and university research program are being considered for
         15    technical positions at NRC.
         16              May I have the next slide, please.
         17              COMMISSIONER McGAFFIGAN:  The intern program has
         18    been up and down, and our budgets unfortunately seem to be
         19    headed down.  There's about a $16 million cut in the core
         20    budget aside from DOE in both Houses, $16-$17 million.  Will
         21    we have to reassess very shortly again the viability of the
         22    intern program given a 4-percent reduction in our budget?
         23              MS. NORRY:  I believe the prevailing view is that
         24    we ought to continue it; that even though we are going down
         25    in overall staffing, that the intern program provides the
                                                                      12
          1    kind of skills and talents we're going to need for the
          2    future, and that ought to be one of the things that gets
          3    maintained.  That's the general thinking at this point.
          4              COMMISSIONER McGAFFIGAN:  Okay.
          5              MS. NORRY:  May I next slide, please.
          6              Even with the impact of downsizing and working
          7    toward a supervisory ratio of 8 to 1, we have made some
          8    progress in our goals.  The total on-board number of
          9    permanent employees during this period decreased and the
         10    total number of supervisory positions has declined, but the
         11    number of minorities in the feeder group, which is Grades 13
         12    to 15, has increased from 347 to 356 and the number of women
         13    in SES and SLS positions has also increased.
         14              May I have the next slide, please.
         15              We have continued our recruitment and retention
         16    efforts in this area.  We in addition to the recruitment and
         17    retention efforts, we ensure that reasonable accommodations
         18    are provided to employees as required by law.
         19              For example, we recently installed additional
         20    automatic door devices and special telephone services for
         21    three hearing-impaired employees.
         22              May I have the next slide, please.  This is the
         23    one that focuses on improving communications about EEO and
         24    Affirmative Action objectives.  In addition to incorporating
         25    the EEO goals within each office's operating plan, we are
                                                                      13
          1    also close to completing an updated Affirmative Action Plan
          2    which will be distributed to the entire agency.  We believe
          3    that these will go a long way toward communicating to all
          4    employees what we are trying to achieve in the EEO program.
          5              We have of course implemented a Managing Diversity
          6    process in the agency and that has been completed in the
          7    first stage.  We conducted sessions for supervisors and
          8    managers in Headquarters and two of the regions and we will
          9    complete the other two regions shortly, then we will provide
         10    a session for other supervisors in management in
         11    Headquarters.
         12              The next steps will be on some more practical
         13    information for all employees on how Managing Diversity can
         14    work for them.
         15              Now I would like to ask Irene Little to provide
         16    highlights of the issues addressed by the EEO advisory
         17    committees.
         18              MS. LITTLE:  Thank you, Pat.  The EEO advisory
         19    committees and the joint Labor-Management EEO advisory
         20    committee have continued their team effort with the Office
         21    of Small Business and Civil Rights and with Human Resources
         22    to support the agency's overall EEO program.
         23              The committee's overall focus has been in four
         24    areas:  improvement of the merit selection process; review
         25    of career development initiatives; support for a Managing
                                                                      14
          1    Diversity Process within the agency; and assessment of
          2    policies and practices that impact employees in clerical
          3    support and paraprofessional positions.
          4              The Managing Diversity subcommittee provided the
          5    impetus and some input for the agency's Managing Diversity
          6    process which was mentioned by Pat earlier.  By the end of
          7    this fiscal year, we should have completed our orientation
          8    of managers and supervisors and in FY '99 we will initiate
          9    our orientation sessions for employees.
         10              The Performance Monitoring subcommittee has
         11    completed its review of the agency's career development
         12    initiatives and has made several recommendations.
         13              One of the subcommittee's major recommendations
         14    was restoration of the intern program.  Here again that
         15    program has been restored.
         16              We will continue our review and response to the
         17    remaining recommendations made by the subcommittee.
         18              The Merit Selection subcommittee developed several
         19    recommendations that were included and discussed in the last
         20    EEO briefing.  In response to one of their recommendations,
         21    the Office of Human Resources is developing a question and
         22    answer brochure to assist employees in gaining a better
         23    understanding of the merit selection process.  A draft copy
         24    of that brochure has been provided to the Selection
         25    subcommittee Chairperson.
                                                                      15
          1              We have also provided the committee a draft
          2    response to the remaining recommendations that were
          3    submitted several months ago.
          4              We will continue to work with the Selection
          5    subcommittee to finalize both documents, the brochure and
          6    the response to their recommendations and report on the
          7    outcome of this at the next EEO briefing.
          8              A newly-formed Paraprofessional subcommittee has
          9    been established --
         10              COMMISSIONER DICUS:  A question, please.
         11              COMMISSIONER McGAFFIGAN:  I don't want to make
         12    this specific -- but have there been any allegations made in
         13    recent months as I think there was at one of the previous
         14    meetings about precooking the qualification statements so
         15    that it is tailored to a single individual or -- I mean that
         16    is the heart of this issue, isn't it, this merit selection,
         17    whether things get precooked to a particular individual?
         18              Then this brochure presumably is meant to help,
         19    but what other steps are you taking to make sure that
         20    doesn't happen?
         21              MR. McDERMOTT:  I think -- this is Jim
         22    McDermott -- I think the -- and John, correct me if I am
         23    wrong -- it wasn't so much precooking the announcements and
         24    things like that ahead of time as a view that in selecting
         25    officials' minds there is a small subset of truly viable
                                                                      16
          1    candidates and people they don't know of haven't had the
          2    exposure, things like that, has somehow sealed off the
          3    process.
          4              I don't want to mischaracterize what the views
          5    were last time, so jump in if you feel that that is not
          6    correct.
          7              MR. MINNS:  I will cover this when I give my
          8    presentation.
          9              COMMISSIONER McGAFFIGAN:  Okay, I'll wait.
         10              MS. LITTLE:  If I can add, one of the things we
         11    did last time is we accepted based on the recommendation of
         12    the Selection subcommittee a check-sheet that the HR
         13    specialist utilized with the management official to make
         14    sure that they are looking at broad rating factors to
         15    prevent just this kind of narrowly-focused rating criteria.
         16              We have had a couple of instances where that has
         17    been brought to my attention.  I discussed it with HR and we
         18    have resolved that issue, so yes, we have that in place and
         19    I believe it is in use throughout the HR community for all
         20    of the postings.
         21              MR. McDERMOTT:  We get a curious phenomenon in
         22    some postings, where the results revealed only two kinds of
         23    candidates, those not qualified and those graded A.  It's
         24    not what you would think would be an expected distribution. 
         25    That gets to the issue that Irene is mentioning, where what
                                                                      17
          1    kind of a set of factors did we set up?  Where did we set
          2    the bar and at what stage of the process is the bar set at
          3    this or that level -- so we are looking at that.
          4              COMMISSIONER DICUS:  Let me follow up on that, to
          5    Commissioner McGaffigan's question.  Perhaps you want to
          6    address this when you do your presentation but in light of
          7    that, when we have an unsuccessful candidate, a qualified
          8    but unsuccessful candidate for a position because the other
          9    candidate was better qualified, do we ever give to these
         10    unsuccessful candidates on where they might be lacking in
         11    their skills, knowledge, experience and what they might need
         12    to do to fix that so that they may be successful in the
         13    future?
         14              MS. NORRY:  We tried to do that in cases where we
         15    can see obvious problems with an application for instance
         16    where with just some additional help that application could
         17    have been made a lot better, so we work with individuals.
         18              We also encourage managers to talk with people who
         19    were not selected and pass on any information that might be
         20    helpful to them in trying to apply for future positions.  If
         21    people contact HR and ask for information, HR will find that
         22    information and try to share it with them, so -- we need
         23    more of that though.
         24              We definitely need more feedback.  It is very
         25    frustrating when people are told no, there's nothing wrong
                                                                      18
          1    with you particularly -- you just haven't been selected for
          2    the last 10 positions you applied for.  That is not helpful
          3    and we work very hard with managers to try to steer away
          4    from that.
          5              COMMISSIONER DICUS:  Maybe it would be helpful if
          6    we are able to transmit the message to the employees that we
          7    encourage this with the managers and maybe start tracking in
          8    some way this becomes a program that we look at.
          9              MR. McDERMOTT:  We developed fairly recently a
         10    course for managers and quite honestly the impetus of that
         11    was we've got to do a better job of talking to non-selected
         12    employees and that course has been delivered around a number
         13    of locations.
         14              Some of the managers are -- Bill Kane and I have
         15    talked and they are doing something very good in NMSS to
         16    improve communication about the outcome of the selection
         17    processes.
         18              I hope to see this spread.
         19              COMMISSIONER DIAZ:  Maybe encouragement is not the
         20    right word -- there might be a better word to use that will
         21    be more specific and will express our desires to actually
         22    have feedback available to those people who do not make it
         23    in a more -- just call it accountable manner.
         24              MR. McDERMOTT:  Okay.
         25              MS. LITTLE:  The fourth subcommittee that has been
                                                                      19
          1    established, recently established, has been the
          2    Paraprofessional subcommittee and they have started to
          3    review some of the practices that impact career advancement
          4    of administrative staff, but they have not submitted to us
          5    any recommendations at this time.
          6              We certainly appreciate the time and effort that
          7    the subcommittees and the advisory committees have expended,
          8    identifying the issues and concerns, and making
          9    recommendations that they think will improve the program and
         10    have a positive impact on employees in general and we are
         11    going to ask David Diec to give some additional comments
         12    about committee activities.  He will be speaking on behalf
         13    of the advisory committees.  David?
         14              MR. DIEC:  Thank you.  Good afternoon, members of
         15    the Commission, Executive Director for Operations, the
         16    Office of Small Business and Civil Rights.  I am David Diec.
         17              It is an honor for me to represent a diverse
         18    background of NRC employees including African-Americans,
         19    Asian-Pacific Americans, people who are concerned with age
         20    discrimination, women, and Hispanic-Americans -- here today
         21    to express our views and concerns regarding the Nuclear
         22    Regulatory Commission's Equal Employment Opportunity, EEO,
         23    program.
         24              The EEO advisory committee's report as indicated
         25    in SECY 98-137 is structured in two parts.  First is the EEO
                                                                      20
          1    joint briefing statements including reports from the four
          2    subcommittees, and second is the individual statement from
          3    each of the advisory committees.
          4              Representatives from the joint subcommittees who
          5    are at the table today, including myself, will answer any
          6    questions you may have regarding the EEO joint briefing
          7    statements and the subcommittees' reports.
          8              The advisory committee chairs also are available
          9    to answer questions relating to individual advisory
         10    statements.  By way of background, we have formed three
         11    joint subcommittees with members from each of the advisory
         12    committees as well as from SBCR and HR in 1996, as Ms. Pat
         13    Norry alluded earlier, that to help the agency identify and
         14    enhance opportunity for advancement for minorities and
         15    women, expand the pool or minority and women for higher
         16    positions as well as to attract, develop and retain
         17    employees with disabilities as well as improve the
         18    communication about the EEO and affirmative action
         19    objectives.
         20              The joint subcommittees are Performance
         21    Monitoring, which I chair; Managing Diversity, which is
         22    chaired by Judge Bloch; the Selection subcommittee, which is
         23    chaired by Mr. John Minns.
         24              Additionally, we have recently formed the
         25    Paraprofessional subcommittee to address issues that may
                                                                      21
          1    impact the administrative assistant staff, which is chaired
          2    by Ms. Jeanette Copeland, and Ms. Copeland will make a brief
          3    statement pertaining to her work immediately after my
          4    statements.
          5              Commissioners, this is the fifth time that the
          6    committee has consolidated those issues that have common
          7    interests into a joint statement.  The committees in
          8    consultation with SBCR and HR have continued a team approach
          9    and have worked together to address and resolve the open
         10    joint statement issues and questions raised by the committee
         11    in the last EEO briefing, SECY 97-197.
         12              We are pleased to report that steady progress has
         13    been made in several areas.  We applaud the agency decision
         14    to restore the NRC Intern Program.  We strongly believe that
         15    this program will continue to be an effective means of
         16    providing opportunities for minorities and women.
         17              We also believe that the agency's decision to
         18    implement a Managing Diversity process will have a positive
         19    payoff.
         20              A number of recommendation made by the Selection
         21    subcommittee either have been adopted by the management or
         22    are under cooperative discussion.  Mr. John Minns will make
         23    a statement regarding the Selection subcommittee work
         24    following Ms. Copeland's statement and finally Judge Bloch
         25    will report to you his statement regarding accomplishments
                                                                      22
          1    about the Managing Diversity.
          2              Members of the Commission, the mutual cooperation
          3    and the open communication among the advisory committees
          4    SBCR and HR are crucial and are generally effective in
          5    resolving longstanding issues.  However, two issues continue
          6    to be of concern to our EEO advisory committees
          7    collectively.
          8              The first is an issue that has been raised several
          9    times but little progress has been made.  It was first
         10    raised with regard to Asian-Pacific Americans but appears to
         11    affect all minorities and women.  That is, limited
         12    representation in the SES and a longer than average time in
         13    grade, particularly at the Grade GG-14 level.
         14              The second issue is the potential adverse impact
         15    on EEO-related activities, especially in the training area
         16    during the downsizing and budgetary constraints.
         17              In gather data for the analyses, and in talking to
         18    our constituents, we continue to sense that NRC employees
         19    are skeptical as to the fairness of the system intended to
         20    provide equal opportunity for all, especially with the
         21    current downsizing and budgetary constraints.
         22              We are however confident that the recommendation
         23    we proposed to resolve the issues, if fully implemented,
         24    will continue to contribute to the development of the
         25    effective policy alternatives and will lead to a more
                                                                      23
          1    equitable system.
          2              In conclusion, the EEO advisory committees
          3    appreciate the attention that the Commission has given to
          4    our concerns and with that I would like to --
          5              COMMISSIONER DICUS:  Some questions.
          6              MR. DIEC:  Yes.
          7              COMMISSIONER McGAFFIGAN:  You say if fully
          8    implemented your concerns on these two issues could be dealt
          9    with.  With the $16 million budget reduction facing us and
         10    perhaps more in future years -- we were facing a $100
         11    million budget reduction over two years a few weeks ago --
         12    can they possibly be fully implemented, and with some of the
         13    report language about management?  It sounds -- from the
         14    House language they are even more concerned about too many
         15    managers, which means presumably too many 15s and SESers, so
         16    the whole system given the direction we seem to be getting
         17    from the Congress is going to make it very difficult on both
         18    of these issues, the training cutbacks.
         19              It comes down to if you are not bringing very many
         20    people in, and we may not be in order to avoid RIFs and that
         21    terrible word, there isn't much -- you have ongoing training
         22    for the people you have and you need to keep that up, but we
         23    are in this terrible box and I don't know how soon we are
         24    going to get out of it.
         25              So are there -- it isn't really your task, but at
                                                                      24
          1    some point you all in order to get your initiatives
          2    implemented are going to have to suggest other mechanisms
          3    for observing cuts or something.
          4              MR. DIEC:  Employees are aware -- are keenly aware
          5    of the situation that the agency is going through.  We are
          6    expecting to do more with less, and I think that we are all
          7    prepared to do more with less.
          8              However, having that as a constant reminder to our
          9    later day activities, without opportunities for employees to
         10    provide the best, or to do the best with the appreciation
         11    from the management, so that employees are -- feel
         12    appreciated and needed.
         13              The issue of having the opportunities for
         14    employees to enhance their career or to move up in a career
         15    ladder is important to everyone of us.  Having a system in
         16    line that allows everyone to fairly compete, regardless of
         17    the number of opportunities.  If we have a lot of
         18    opportunities, by all means, it is going to be great.  But
         19    if the opportunities are far and few in between, however,
         20    there are certain opportunities available regardless of his
         21    situation.  If employees are having the ability to compete
         22    squarely and selected for, and they are fully aware of their
         23    limitation and capability, I think that is what we are
         24    looking for, rather than having the system that we don't
         25    really know whether or not or effort is going to be
                                                                      25
          1    appreciated or opportunities are.
          2              COMMISSIONER McGAFFIGAN:  Do we -- I'll direct
          3    this to management, do we have an idea as to how many 15 or
          4    SES level slots are likely to come available in the coming
          5    fiscal year, given a $16 million reduction in our budget? 
          6    Is that something you -- and how soon do you know such
          7    things?
          8              I mean if you didn't know this October 1st, I'll
          9    give you an out, how would you publicize it then, that this
         10    is realistically -- I mean because part of this is
         11    communication.  That sort of came out at this morning's
         12    thing that I watched on television as well.  Part of it is
         13    just -- is communication, so that people understand what the
         14    score is.  Because I think it was the 14 group which is
         15    being talked about, which was one of the areas, I think they
         16    came up red for job satisfaction this or whatever this
         17    morning.
         18              So, and that's -- so, go back to my original
         19    question.  When can you convey what the likelihood of
         20    opportunities are, knowing that there is going to be some
         21    variation as the year goes on?
         22              MS. NORRY:  I think, as you know, Commissioner, we
         23    are looking now at how we can meet our goal of 8 to 1 in
         24    supervisory ratio.  That is clearly going to require some
         25    additional reductions at the top.  You can't get there
                                                                      26
          1    entirely by reducing levels of supervision at the lower
          2    levels.  We are looking at that now.  We are going to be
          3    getting some information out to the offices.  And once all
          4    that is sorted out, we will have a better feel.
          5              We are communicating and we need to ask the office
          6    directors to continue to communicate with their staffs about
          7    these necessary reductions.  And when we know how all this
          8    is sorted out, we have to be sure that the word gets out.
          9              But it is clear that we are going to have to
         10    reduce in the upper level positions.  I think that this puts
         11    greater pressure on us, as David said, to make sure that
         12    what opportunities are available are done fairly and are
         13    provided to all in a way that meets merit selection
         14    principles.
         15              MR. CALLAN:  Just one point I would make,
         16    Commissioner, and that is that only a fraction of the GG-15
         17    positions are impacted by this 8 to 1 effort, because fewer
         18    than half of our GG-15s are supervisors.  And we do not have
         19    any overall effort to get the number or the percentage of
         20    15s down.  We limit -- we try to limit the number of GG-14
         21    positions and above to about 44 percent.  Is that right?
         22              MR. McDERMOTT:  Fifty-five.
         23              MR. CALLAN:  Fifty-five percent or -- yeah, 55. 
         24    So that's -- we are a very highly graded agency, that's a
         25    very generous allocation of positions to GG-14 and GG-15
                                                                      27
          1    positions.  So that -- we don't see any reduction in that
          2    percentage.
          3              COMMISSIONER McGAFFIGAN:  Can I follow up on that?
          4              COMMISSIONER DICUS:  Yeah.
          5              COMMISSIONER McGAFFIGAN:  Do you get into trouble
          6    with OPM or because we are an accepted agency, we have the
          7    flexibility to have that high a grade structure?
          8              MR. CALLAN:  It's always a point of contention,
          9    isn't it?
         10              MS. NORRY:  It is something we -- it is a point of
         11    contention, but we don't get in trouble with OPM.  We are
         12    required to let them know certain things about SES, of
         13    course, because we do come under their jurisdiction for SES. 
         14    But the rest of it, they know we are highly graded and so
         15    far they haven't made a fuss about it.
         16              COMMISSIONER McGAFFIGAN:  And we don't have -- I
         17    mean one of my experiences in government as a fairly junior
         18    foreign service officer was having -- I was in the White
         19    House Science Office, I was trying to get my secretary a
         20    higher grade, and I had this young 23-or-so year old OPM
         21    person come in and sort of audit her job to make sure that
         22    she was worthy of this promotion.  That doesn't happen to
         23    us?
         24              MS. NORRY:  No.
         25              MR. CALLAN:  We do it to ourselves.
                                                                      28
          1              [Laughter.]
          2              COMMISSIONER DICUS:  Okay.  I think we can move
          3    on.
          4              MS. COPELAND:  Hi, I am Jeanette.  I am Jeanette
          5    Copeland.  I the Chairperson of the Para-Professional
          6    Subcommittee.
          7              COMMISSIONER DICUS:  Okay.  Could you speak a
          8    little more into the mike, please?
          9              MS. COPELAND:  Okay.  I am not used to this.
         10              COMMISSIONER DICUS:  That's okay.
         11              MS. COPELAND:  The subcommittee was formed in
         12    November of 1997, so we really haven't voiced a lot of our
         13    issues, except what our goals are that we are planning.  And
         14    one of the goals is that we are trying to review the
         15    agency's awards, comparing the technical staff to the
         16    para-professional staff, that's the administrative,
         17    secretary, licensing assistants to see that the kinds of
         18    awards that they have received, the trends that have
         19    followed in the kinds that they have received.
         20              We are also reviewing the administrative position
         21    descriptions because we are trying to determine if the
         22    administrative staff is compensated across the board
         23    uniformly.  So we are trying to look at other agencies as
         24    well as within our own agency.
         25              Finally, we are looking at the administrative
                                                                      29
          1    opportunities and career paths, and would hope that the
          2    Upward Mobility Program could be reinstituted.  We know that
          3    has significantly decreased, and because of the office
          4    technology coming in, more so into the agency, that the
          5    administrative staff is feeling like they are being cut out
          6    and that we feel like they need more advancement and
          7    training.
          8              MS. LITTLE:  Okay.  Thank you.  Any questions?
          9              [No response.]
         10              MS. LITTLE:  All right.
         11              MR. MINNS:  Thank you.
         12              MS. LITTLE:  Thank you.
         13              MR. MINNS:  I am pleased to be invited to address
         14    the Commissioners today.  My subcommittee was formed to
         15    address areas of concern jointly identified by the seven EEO
         16    Advisory Committees.  The Selection Subcommittee comprises
         17    NRC employees and knowledgeable managers from Human
         18    Resources and Small Business and Civil Rights, who choose,
         19    in addition to their jobs, to take on additional
         20    responsibilities in the EEO area.
         21              Last year we made 23 recommendations concerning
         22    the merit selection process.  Most of the recommendations
         23    will help to improve employee communication -- will help to
         24    improve the communication process between the employees and
         25    managers.  In cases in which pre-selection is perceived, the
                                                                      30
          1    merit selection process will serve employees as an informal
          2    mechanism for bringing such perceptions to the attention of
          3    management.
          4              Although we submitted these recommendations for
          5    comments in May 1997, we have only recently received
          6    responses.  One of the responses is the merit staffing at
          7    the NRC, which represents HRS replies to one of our
          8    recommendations.  The Selection Subcommittee plans to review
          9    the responses in great detail in the coming weeks and will
         10    work with HR and SBRCR cooperatively to agree on changes
         11    that will be made.
         12              Our interest is to ensure that the tone and
         13    content of these documents are in line with our
         14    recommendation and they demonstrate full management support. 
         15    We want to continue our cooperative process because we
         16    believe that communications and management skills will be
         17    increasingly important as the agency downsizes.  That's all
         18    I have.
         19              COMMISSIONER DICUS:  Okay.  Thank you.
         20              Commissioner, do you have questions?
         21              [No response.]
         22              COMMISSIONER DICUS:  Okay.  Thank you.
         23              Mr. Bloch.
         24              MR. BLOCH:  Thank you.  My committee is Managing
         25    Diversity Committee, and I want to begin by saying that it
                                                                      31
          1    has been a joy working with the managers and employees who
          2    are diverse and working together to make this agency more
          3    effective in EEO.
          4              I would like to emphasize something that John just
          5    said.  He is talking about the pre-cooked positions in part,
          6    and it is still a work in progress.  I think we are working
          7    on it effectively, but the recommendations that came from
          8    the committees have not yet been formally acted on by the
          9    staff.  That's what we are hoping to work together with them
         10    on in the future.
         11              We have been very pleased in the area of Managing
         12    Diversity that the agency is starting a new initiative.  We
         13    consider it a very important initiative, and the training of
         14    the managers and the planned training of the employees is
         15    extremely important.
         16              This initiative will be good for that agency
         17    because we are in a terrible box, because this doesn't
         18    require hiring new people, it requires treating the people
         19    we have better and making them more effective.
         20              In this regard, I want to mention Dennis Rodman. 
         21    Dennis Rodman is mentioned because he is an example of a
         22    rather odd character who would make most of us uncomfortable
         23    if we were on the same basketball team, but without him the
         24    Bulls wouldn't have won two world championships.  And the
         25    idea is that in our work place there are many people who
                                                                      32
          1    would make us uncomfortable because they are not of our
          2    background, they didn't grow up with us.  Maybe they don't
          3    even have the same intellectual style that we have, but they
          4    could add to the process if they were fully incorporated.
          5              And the problem is that to do that, managers have
          6    to be able to, very frankly, look at their own weaknesses in
          7    dealing with people who are not like them.  That is not an
          8    easy program to implement.
          9              And I would like to mention that Commissioner
         10    McGaffigan and I were looking at the same TV program this
         11    morning.  I noticed that there were a number of the findings
         12    that seemed to be relevant to how well we are don't in using
         13    people effectively right now.
         14              The most striking finding was question No. 33,
         15    which is the management style that the NRC encourages
         16    employees to give their best, and only 33 percent of our
         17    employees said yes.  And that compares with a national norm
         18    of 52 percent.  So there is room for improvement.  And if we
         19    can improve in that area, my belief is that we are going to
         20    improve job satisfaction in this agency and people are going
         21    to know that if there are more openings in the future, that
         22    they will be treated fairly, because on a day to day basis
         23    they are being used more effectively.
         24              I would just like to conclude that it is very
         25    important that this program be implemented seriously, that
                                                                      33
          1    it not become window dressing, as can easily happen in a
          2    management program, and that there be a lot of management
          3    attention paid to it so that it will be as effective as all
          4    of us dream it should be.  We all want a better agency. 
          5    Managing Diversity is a way of approaching that.
          6              COMMISSIONER DICUS:  Thank you very much.
          7              Commissioner Diaz.  Questions?
          8              COMMISSIONER DIAZ:  No.
          9              COMMISSIONER McGAFFIGAN:  I think it is three
         10    championships that Dennis has been --
         11              [Laughter.]
         12              MR. BLOCH:  A better basketball fan than I.
         13              MS. LITTLE:  We need to have a brief change of
         14    scenery right here.  Okay.
         15              MS. NORRY:  Sue Smith is one of the EEO
         16    counselors.  And I believe last time we came before you we
         17    pointed out the tremendously vital role that the EEO
         18    counselors play, and we thought it would be good to have one
         19    of them come on behalf of all the counselors and talk about
         20    their activities.
         21              Sue.
         22              MS. SMITH:  Thank you.  Commissioners Dicus, Diaz,
         23    McGaffigan, the primary role of the EEO counselor is to
         24    facilitate informal resolution of allegations of
         25    discrimination between the involved parties whenever
                                                                      34
          1    possible.  The goal of the counseling process is to resolve
          2    the complaint at the lowest possible level.  After meeting
          3    with the complainant and conducting fact-finding, the
          4    counselor will generally make contact with the first line
          5    supervisor and move up the management chain, as necessary to
          6    attempt resolution.
          7              Individuals who feel they have been subjected to
          8    discrimination must contact an EEO counselor within 45 days
          9    of the event giving rise to their allegation.  The EEO
         10    counselor has 30 days to complete fact-finding and attempt
         11    resolution.  And additional 60 days resolution -- excuse me,
         12    an additional 60 days extension may be granted if the
         13    employee and counselor feel resolution is imminent.
         14              If the issue is not resolved, the counselor
         15    notifies the employee in writing, advising him or her of
         16    their right to file a formal complaint.  If a formal
         17    complaint is not filed, the counselor has no further role. 
         18    However, if a formal complaint is filed, the counselor
         19    prepares a detailed report of counseling activities.
         20              A significant amount of the EEO counselor's time
         21    is spent in discussions with individuals regarding issues
         22    that never materialize into formal complaints, and that is
         23    my primary focus today.  I gathered information from several
         24    EEO counselors regarding themes and issues that employees
         25    bring to them at the informal stage but often do not raise
                                                                      35
          1    as formal complaints.
          2              These include, No. 1, performance appraisals. 
          3    Employees' perceptions that ratings across the board are
          4    being lowered to fully satisfactory without good reason.
          5              Two, pre-selections.  Employees still feel that
          6    this is a real problem within the agency.  They feel that it
          7    wastes the time of employees in filling out application
          8    packages, of HR staff in reviewing the applications and
          9    arranging for panels and of management in interviewing those
         10    applicants.  Employees would like to see greater use of
         11    accretion of duties when management already has someone in
         12    mind for a vacant position.
         13              Three, unfair distribution of awards, lack of
         14    recognition for excellent and outstanding work, and
         15    favoritism by managers.
         16              Four, lack of communication from managers,
         17    especially during periods of change.  Change is anything
         18    that departs from that which the employee has become
         19    accustomed.  For example, the impact of, quote, "new
         20    standards for performance appraisals," or going through a
         21    reorganization.  These changes bring about insecurities
         22    among employees.  Employees would like to see management
         23    involve staff during the planning process, not just inform
         24    them after plans have already been made to enact the
         25    changes.
                                                                      36
          1              Some of these issues are not issues of
          2    discrimination.  My experience has been that EEO counselors
          3    serve as a sounding board for many, many issues.  I have
          4    been an EEO counselor for over eight years, and I find the
          5    role of an EEO counselor to be a critical, challenging and
          6    rewarding one.  Thank you for the opportunity to speak.
          7              COMMISSIONER DICUS:  Thank you.  Let me ask you a
          8    question on this performance appraisal situation where
          9    employees' perceptions that ratings across the board are
         10    being lowered to fully satisfactory without good reason.  Is
         11    that perception or is that a fact?  Do we know?
         12              MR. McDERMOTT:  In some offices it is fact.  Why
         13    is that happening?  Joe and I talk about it, too.  We said,
         14    you know, we have -- we have been cruising along for many
         15    years with 95 percent or more of our employees rated
         16    outstanding or excellent.  You know, it was turning into a
         17    pass-fail system.  Outstanding was pass, excellent was fail. 
         18    It was really not healthy in our view.  You didn't spread a
         19    rating, and it was not good for employees because we are
         20    lumping them too much.
         21              And we talked about changing the systems.  We
         22    talked -- we see a lot of people.  But one thing that fresh
         23    eyes did was looked at -- and I am looking at Joe, looked at
         24    the manual chapter, and he said, what if we would do what it
         25    says in this manual chapter?  As in apply the definitions of
                                                                      37
          1    outstanding, excellent and fully successful, which is a
          2    dirty word in the NRC performance appraisal -- the words
          3    themselves aren't all that bad -- if we applied them more
          4    exactly.
          5              And if you did that, you know, sort of a code word
          6    in outstanding is rare and exceptional contribution during
          7    the rating period.  And nobody was getting anything well
          8    done, everything was rare or medium rare in the prior
          9    system.
         10              So the answer is, yeah, it was a fact.  We looked
         11    at those and some people whose performance level really
         12    stayed the same found their rating down a notch in the last
         13    rating year, and that was not applied uniformly across the
         14    agency.  We said let's try it and see, and it had various
         15    results.
         16              COMMISSIONER DICUS:  So what sort of plans do you
         17    have in mind, or what sort of brainstorming have you done to
         18    see that if this is the proper move to take, that it is
         19    going to be done uniformly that?  Because that is
         20    problematic if it is here and there.
         21              MR. McDERMOTT:  Yeah, you got to do something
         22    about it.
         23              COMMISSIONER DICUS:  And I think this is helping
         24    to lead to that problem.
         25              MR. McDERMOTT:  First of all, level the playing
                                                                      38
          1    field across the agency.  And then -- and this is sort of --
          2    at present, I haven't unveiled this to Ms. Norry yet.  But
          3    one of the things --
          4              [Laughter.]
          5              MR. McDERMOTT:  One thing that generates a lot of
          6    heat about this is the uses to which we put performance
          7    appraisal, and particularly the performance appraisal
          8    document.  Everybody wants it to be a vehicle for good,
          9    candid, constructive communication, but then we say, but
         10    we're going to use it in merit selection, same document.  So
         11    employees are saying, you know, if you damn me with faint
         12    praise, I'm dead, and employees have come to me and said, if
         13    I don't get an outstanding, I'm out of the running in a
         14    merit competition.
         15              So the point I want to revisit and review is, is
         16    that really worthwhile or are we working against ourselves
         17    when we say, you know, let's have good, straightforward
         18    objective performance appraisals, and then, you know, try
         19    and get that exactly even across the agency -- no way.  It's
         20    like school -- there are some easy markers and there are
         21    some hard markers, and there will always be both kinds of
         22    markers.
         23              So I want to get that kind of softened or --
         24    soften the impact of that in the performance or in the merit
         25    selection process.  I think it would take some heat out of
                                                                      39
          1    it.
          2              COMMISSIONER McGAFFIGAN:  I will say that based on
          3    my experience in government, and my entire work experience
          4    has been in government, although not very often in the
          5    system in which most of the employees work, I think it's
          6    real important that you get away from a 95 percent O&E;.
          7              I had a terrible experience -- I didn't, but I
          8    watched a terrible experience at Los Alamos a few years
          9    back.  They had essentially a pass-fail system.  You didn't
         10    even have to write.  There was no communication with the
         11    employees.  If you checked somebody fully satisfactory, that
         12    was the end, and if you found something wanting, you had to
         13    write a long report.  So what did people do?  They checked
         14    the box and the performance appraisal system lasted ten
         15    minutes.
         16              Then they had to do a RIF, and they had an
         17    informal system where everybody got in a room and rated
         18    their employees and figured out who was going to get -- 800
         19    people had to get RIFed.  The amount of litigation was
         20    unbelievable.
         21              So I think you have -- you have to have a system,
         22    I think, where the reputation of the person, the person who
         23    gets asked at four o'clock on Friday to get the work done
         24    that needs to get done or whatever lines up with what their
         25    written appraisal does, and it has to be done on a uniform
                                                                      40
          1    basis across the agency, it can't be one part of the agency
          2    doing it and another part not.
          3              So I encourage the direction, but I think there's
          4    all sorts of implementation problems when you fall into the
          5    Los Alamos syndrome to work your way back out of it.
          6              I had another lab in my state, Sandia, which every
          7    year identified the bottom 25 percent, and they were
          8    identified, they knew who they were, and that was a more
          9    industrial approach and it worked.  It was much better --
         10    much better communication because people knew whether they
         11    were in the top 25 percent, middle 50, or the bottom 25,
         12    they knew where they were.
         13              MS. NORRY:  And I would just add that one of the
         14    ways you get this done, in addition to -- last year was the
         15    first year we really made an attempt across the board, and
         16    you're going to have these kinds of problems.  But the
         17    communication is key.  Some offices did a much better job of
         18    that than others, and we have to make sure that that happens
         19    uniformly.
         20              The other thing is senior managers must be held
         21    accountable for what the results and what's happening in
         22    their offices.  They must be held accountable for that.  And
         23    that's built into the system against which people are
         24    appraised.
         25              COMMISSIONER DICUS:  Mr. Callan?
                                                                      41
          1              MR. CALLAN:  I'm sorry.  I was just going to jump
          2    in.  This is such an important subject, I don't make any
          3    excuses for contributing to this discussion.
          4              I would just make two points.  One is that much of
          5    what we have heard so far this afternoon the way of
          6    concerns, frustrations, can be linked to the lack of an
          7    honest and fair appraisal process.
          8              Our merit selection process breaks down if you
          9    don't have honest appraisals, honest and fair appraisals;
         10    our award program breaks down if you don't have honest and
         11    fair appraisals.  So it's very important that we normalize
         12    the agency and establish and honest and fair process.
         13              It has been problematic.  You know, the effort to
         14    get to that vision predates me here.  I was regional
         15    administrator when we were trying in earnest to get -- I
         16    think the regions made a lot of progress a couple of years
         17    ago, and if I don't mind saying so, sort of led the agency
         18    in a way, setting the example.
         19              This year, for the first time, and I applauded the
         20    staff not too long ago, the senior managers, I think we have
         21    made as much progress this year in getting all the offices
         22    in the region fairly normalized, not where we need to be,
         23    but it's as close as, I think, we have ever ben, at least
         24    since I have been around.  So I'm encouraged by the progress
         25    we made this year in that regard.
                                                                      42
          1              COMMISSIONER DICUS:  Yes.
          2              COMMISSIONER DIAZ:  Just going back on the same
          3    issue, Ms. Norry, you said that you have to make sure that
          4    these things happen.  I think the question that we would
          5    like answered is, how do you make sure that it happens?  In
          6    other words, the issue is what implementation of what needs
          7    to be done, you know, this program, this outline, is going
          8    to take place so when we get here six months from now, we
          9    won't revisit this issue, which is a very important issue. 
         10    And I think that Commissioner McGaffigan, you know, is quite
         11    correct, it is the heart of how we are going to address not
         12    only one issue, but a multitude of issue, and I think it is
         13    critical.
         14              So might I encourage you to try to not say, you
         15    know, we're going to make sure, but we would like you to get
         16    back with how are you making sure?  It's the how that's
         17    important.
         18              MS. NORRY:  Okay.
         19              COMMISSIONER DIAZ:  Thank you.
         20              MS. NORRY:  Yes.
         21              COMMISSIONER DICUS:  Thank you.
         22              MS. NORRY:  I would just like to point out that
         23    these EEO counselors -- this is all volunteer time and they
         24    all have regular full-time jobs, more than full-time jobs,
         25    and they do a tremendous service in working things out so
                                                                      43
          1    that many of these issues do not get to the stage where they
          2    have to be filed formally.
          3              So thank you.
          4              COMMISSIONER DICUS:  Thank you.
          5              MS. NORRY:  We will now have statements from Sam
          6    Collins and Hub Miller.
          7              Sam, would you go first, please?
          8              MR. COLLINS:  Certainly.  Good afternoon,
          9    Commissioners.  i welcome the opportunity to speak for the
         10    NRR team on this important topic.  As indicated this morning
         11    in various ways, people are our most valuable resource, and
         12    that's certainly true in NRR.  Personally, after being here
         13    for a little over a year, I am certainly proud of the NRR
         14    team and what we have accomplished.
         15              Ms. Norry has covered many statistics.  I'm going
         16    to focus the majority of my presentation on process, because
         17    I believe, as mentioned here earlier, the tools that we have
         18    to work with as far as the stated constrictions, if you will
         19    -- in some cases, they're opportunities, but in today's
         20    environment, they are, in fact, constrictions that we have
         21    to manage our staff, and as Hub and I are here primarily as
         22    representatives of offices that have to take the concepts
         23    that were talked about here earlier and the guidelines and
         24    actually apply them to very large organizations and diverse
         25    organizations at that.
                                                                      44
          1              NRR is committed to EEO goals and objectives.  We
          2    are a product of many very talented individuals.  We have a
          3    number of opportunities that arise over the course of the
          4    year.  Our staff is budgeted at approximately 645
          5    individuals.  Just as a matter of comparison, it looks like
          6    that number is going down approximately 65 over the next
          7    fiscal year, although that's still to be worked out in
          8    detail.  But those are the types of challenges that, day to
          9    day, we face with implementation of the programs.
         10              Many of those individuals who are members of the
         11    NRR staff were represented here today and spoke prior to
         12    myself, and we are very involved in the process.
         13              Of the total on-board number, which is closer to
         14    630 right now within NRR, Hispanics represent 2 percent,
         15    African-Americans represent approximately 8 percent,
         16    Asian-Pacific Americans 15 percent, whites 75 percent. 
         17    Classically, over the past two to three years, the staff has
         18    been composed of approximately 24 percent women and 76
         19    percent men.  That's how the demographics work out.
         20              We have been focusing heavily on communications. 
         21    That was mentioned here earlier.  We have instituted a
         22    number of processes to try to work through some of the
         23    communication barriers and layers, referred to as a clay
         24    layer this morning, I think, in response to the survey
         25    conducted by OIG.
                                                                      45
          1              We have had approximately 25 responses to our
          2    web-based SET process that we have where people can submit
          3    issues, including those similar to what we talked about
          4    today to the NRR executive team, and we respond to those and
          5    we put the answers back out on the web.
          6              Many of those deal with hiring, they deal with
          7    selections, they deal with organizational changes, and
          8    that's a way of communicating specific issues up and down
          9    the line.
         10              We have regularly all-hands meetings, and we're
         11    such a large organization, we have to break that up into two
         12    meetings.  But we fill the vast part of the auditorium
         13    approximately once every two to three months, and we have
         14    topics which we speak to.
         15              One of those, interestingly enough, was
         16    appraisals, and we conducted these all-hands meetings
         17    towards the end of last year's appraisal period, and the
         18    very topic was, how do we ensure that people receive an
         19    honest and fair appraisal?  We covered the manual chapter,
         20    we covered the definition of the words in the manual
         21    chapter, we discussed the statistics for NRR, how they
         22    compared with the other offices, and we actually ended up
         23    working as a team with the staff, the bargaining unit
         24    eligible staff, to determine how were we going to get from
         25    where we are now, which was clearly not an appraisal system
                                                                      46
          1    which sent a meaningful message to individuals in most
          2    cases, to a point where we had a better gradation of
          3    approach and a more honest exchange of views.
          4              To the credit of the bargaining unit staff, they
          5    said, just go ahead and do it, but ensure that it's done
          6    equitably, and that people do, in fact, receive a meaningful
          7    message.  I had a second session with the managers, and the
          8    managers were much more reluctant.
          9              But as a group, we did address at least in part
         10    with last year's appraisal a shifting of those numbers so
         11    that they were somewhat more representative of the overall
         12    agency, and I think we have another slight adjustment to
         13    make, perhaps.  But overall, the numbers have declined from
         14    outstanding, have been grouped in the middle around
         15    excellent, and there has been about a 3 percent increase in
         16    the FS.  So I think we're achieving that goal and we have
         17    done it in a way that perhaps is more responsive to your
         18    question, Commissioner Diaz, for a program office
         19    implementation.
         20              How do we hold our managers accountable?  Each
         21    manager has an attribute of their performance plan which
         22    deals with rating employees, which deals with performance of
         23    employees and addressing that performance of employees.  So
         24    there is a mechanism by which senior managers can cascade
         25    down through the organization to hold the first-line
                                                                      47
          1    supervisors, and then back up the line, individuals
          2    accountable for those honest appraisals.
          3              Is it always done?  Probably not.  Is it an area
          4    we need to focus on more?  Yes.  And SES is no different. 
          5    We have been in a process by which, at least by the past two
          6    years, and I'm sure it took place to some extent before I
          7    arrived, where we, in fact, ranked the SES as a prelude to
          8    SES appraisals to ensure that the message that goes out is
          9    not taken in a silo in a large organization.
         10              In fact, we have input from each member of the
         11    executive team on that rating because we see each other very
         12    differently as we assess each other's performance and the
         13    various roles that we play.  And the ET comes to a consensus
         14    on the overall stack up of senior executives, and then we
         15    ensure that the appraisals are graded that way.
         16              We have had some problems.  Last year, we did a
         17    post-performance appraisal review of SES and we found out we
         18    still had inconsistencies.  When you looked at the highs and
         19    lows within the rankings and you looked at the words in the
         20    system, they didn't always match.  So we have more work to
         21    do, but clearly we have a way to judge that and to measure
         22    it, so we'll continue to do that.
         23              I think it's perhaps a perception by the
         24    individuals who are subjected to the general grading
         25    performance system that we perhaps do not go to that level
                                                                      48
          1    of detail with in SES because it's an FS pass-fail type of
          2    system, but, in fact, we do within the NRR organization.
          3              Continuing on briefly, we have established a
          4    number of working committees.  We have an awards
          5    subcommittee that we use now.  We used to perform awards
          6    granting on a division level, in some cases on the branch
          7    level.  Now we do it on an office level.
          8              Those award packages are brought up in front of
          9    the executive team for NRR and they are screened by each
         10    division director.  Working with NTU, we provide the award
         11    packages to NTU for them to review, and we receive some
         12    meaningful comments from NTU on those award packages, having
         13    to do primarily with consistency and whether the message is
         14    appropriate given the award.
         15              That process is working, at least to my mind, very
         16    well, and I'm sure you'll have the opportunity to hear NTU's
         17    opinion, but I think that's an opportunity we took advantage
         18    of.
         19              The same with training.  Because of the limited
         20    amount of training funds and the opportunity to be
         21    inequitable in that area, we're screening the awarding of
         22    training funds -- in some cases, they're significant; paying
         23    for advanced degrees, for example -- through the same
         24    committee as we have for awards to ensure that we're
         25    consistent and ensure that any appeals are approached
                                                                      49
          1    overall and there is equity within NRR.
          2              Moving on, we have a number of challenges, and
          3    some of those were articulated earlier today concerning the
          4    eight to one, concerning the staffing reductions.  I think
          5    as we work through that process, communication is going to
          6    be very important.
          7              I intend to involve the staff as well as the
          8    bargaining unit in these areas because I anticipate that
          9    it's going to push us into potential reorganizations and
         10    into different lines of responsibilities and perhaps into
         11    different supervisory levels where we will be entertaining
         12    less SES first-line supervisors and perhaps more GG-15
         13    first-line supervisors, and that will be the subject of more
         14    discussion with our partners.
         15              We have had some opportunities in SES.  Two new
         16    SES -- one white male, one white woman -- have been
         17    appointed.  One African-American woman and one Asian-Pacific
         18    woman were selected for 14 positions, and two
         19    African-American women were selected for GG-12
         20    administrative positions.
         21              We had a question earlier.  Commissioner
         22    McGaffigan, you asked about the intern program.  We have
         23    termed that program the entry level program within NRR. 
         24    There are some differences having to do with the number of
         25    rotations and the types of rotations that individuals are
                                                                      50
          1    receiving, and we have a number of detailed statistics in
          2    that area.
          3              There is an error in the SECY paper, and I would
          4    like to just clarify that for you.  We have actually made
          5    twelve offers, not eight, for the entry level program, and
          6    we have had seven people accept that.  Of the people who
          7    have accepted, we have 57 percent minorities, and that
          8    number is four, one white woman, two white men, for a total
          9    of seven.  And we have a number of declines, which include
         10    one minority, two women, and two white men.  So we are
         11    having some success in that area.  We anticipate continuing
         12    that.
         13              The primary difference between the intern program
         14    and the entry level program is that we target specific
         15    technical disciplines for the entry level program, and those
         16    individuals are assigned in that discipline area right from
         17    the initiation of the program rather than serve rotations
         18    throughout the agency and then choose an area of expertise
         19    in concert with agency needs at the end of an intern
         20    program.  So it's more targeted towards focused areas as
         21    well as immediate contribution.
         22              Let me go on to address one of the other areas
         23    that was an IOU.  Let me find the right section here.  That
         24    has to do with advanced degrees.  Carl Paperello got me in
         25    this box last SEO meeting, and working with Katherine Green
                                                                      51
          1    and Susan and Jennifer in the NRR team, who works in this
          2    area of recruiting and EEO.  We have probably more
          3    statistics than you care to hear, but let me just briefly
          4    tell you where we are with advanced degrees.
          5              We have 86 percent degree holders in NRR. 
          6    Forty-five percent of those are advanced degrees, and I have
          7    a breakdown of those if anyone is interested.  For the
          8    professional staff, 98 percent of individuals are degree
          9    holders and 53 percent have advanced degrees.  Of the
         10    administrative staff, 57 percent are degree holders and
         11    seven are advanced degrees.  Of the clerical staff, 4 of 66
         12    are degree holders and one of those individuals has an
         13    advanced degree.
         14              So within the NRR, we are very highly educated by
         15    degree, and I think that shows in the quality of the work,
         16    and we'll continue to reinforce those.
         17              We have done that in the past through the
         18    accommodation of training funds for advanced degrees, and we
         19    have had to cut back somewhat in that area this year, and I
         20    think we have heard some of the feedback from that
         21    discussion.  I think that's either an area we need to focus
         22    on given the priorities of where we spend the funds or it's
         23    just reality given where we are with the budget, or a
         24    combination of both.
         25              I'm going to cut short my presentation.  If there
                                                                      52
          1    are any questions, I'll be glad to respond to those now or
          2    at the end.
          3              COMMISSIONER DICUS:  Okay.  Commissioner Diaz?
          4              COMMISSIONER DIAZ:  No.
          5              COMMISSIONER DICUS:  Commissioner McGaffigan?
          6              COMMISSIONER McGAFFIGAN:  The one piece of news I
          7    think you've -- there's a lot of news, but the one piece
          8    that maybe people stopped on was the notion that you were
          9    going to go down from 645 to 580, which is 50 below your
         10    current on board.
         11              How do you do that while managing all of these
         12    issues that we talked about with the first panel?  It just
         13    strikes me that it makes life very difficult, because you're
         14    -- when we deal with budgets, we deal with things like, you
         15    know, 2500 hours versus 2700 hours for core inspection, and
         16    there are some FTE associated with that, but then when you
         17    have to get down to managing, say we go to 2500 hours,
         18    advancing that a year, there are real FTEs in some region
         19    that have to be managed somehow.
         20              MR. COLLINS:  Right.
         21              COMMISSIONER McGAFFIGAN:  So how do you reduce 50
         22    from your on board --
         23              MR. COLLINS:  Right.
         24              COMMISSIONER McGAFFIGAN:  -- and fit it within all
         25    these other boundary conditions?
                                                                      53
          1              MR. COLLINS:  I understand the question.
          2              Just to clarify, of course, the budget process is
          3    working through, as well as the Commission approval.
          4              COMMISSIONER McGAFFIGAN:  I understand.
          5              MR. COLLINS:  But as an illustration --
          6              [Laughter.]
          7              MR. COLLINS:  Or adjustments.  We have options.
          8              Working with Hub, because certainly the program
          9    office, along with defining the programs and procedures and
         10    processes, work with the regions for implementation.  So we
         11    can't divorce ourselves from the impact on the regions, and
         12    that's a very real issue because that's our product in most
         13    cases.
         14              I'm going to cover probably two areas briefly. 
         15    One is attrition, and attrition is not an insignificant
         16    factor when you have an office the size of NRR.  The
         17    statistics would show, as brought to me by Katherine and her
         18    team, that we lose about two people per pay period.  So
         19    that's about 52 per year, and that's fairly consistent over
         20    the past years.
         21              So the numbers are not as significant of a
         22    challenge perhaps as the type of individual and the
         23    expertise of the individual that we have as a mix to work
         24    with within NRR to achieve our program goals, and therein
         25    lies somewhat of a challenge given a very real concern that
                                                                      54
          1    has been expressed not only this morning, but perhaps today
          2    in that we have people who have a long history, we have a
          3    lot of technical expertise within the agency.  We have to
          4    have a balance of entry level programs and those who are
          5    mature, knowledgeable regulators and program office staff to
          6    meet our goals.
          7              So the mix is the issue.  How do you maintain a
          8    robust system of turnover yet some semblance of stability to
          9    ensure that we can meet those goals?
         10              Reorganizations are the second area I would like
         11    to acknowledge, and we -- it probably seems to Pete that we
         12    do that continually, and to the staff somewhat also, and
         13    it's a truism.
         14              I think these numbers, though, that we are
         15    potentially looking at and that we looked at as part of the
         16    appropriations committee reviews force us to look into
         17    options in that area, and we can gain some efficiencies and
         18    some effectiveness, I think, by looking at the way we have
         19    historically been structured first if we are to look at some
         20    of these numbers in the future, how we need to be structured
         21    to do the work, and we can gain some efficiencies there.
         22              So I don't have as much of a concern about getting
         23    to the target number as I do ensuring that working with that
         24    number, we have the right grades of individuals, the right
         25    types of individuals, and they are in an organization that
                                                                      55
          1    provides support to get the work done, and that's the
          2    business of all of us here at the able, working with the
          3    bargaining unit staff, to ensure that we get from point A to
          4    point B.
          5              MR. CALLAN:  There is one nuance to these FTE
          6    numbers that's important, I think.
          7              This supposed or hypothetical 50 FTE cut that
          8    we're talking about is being driven not by FTE ceilings
          9    imposed on us, but by dollar ceilings.  So in order to
         10    realize the dollar savings that we need to realize, those
         11    losses have to occur early in the fiscal year.
         12              For example, ideally, 25 people would walk out 1
         13    October, and then you would realize that dollar savings for
         14    the entire year.  So it's really a very complex equation in
         15    terms of realizing a dollar savings.  We're not targeting an
         16    FTE goal by 30 September; we're trying to realize money.
         17              COMMISSIONER DIAZ:  If NRR -- I'm sorry.
         18              COMMISSIONER DICUS:  No, go ahead.
         19              COMMISSIONER DIAZ:  If NRR attrition is two people
         20    per pay period, what is the attrition rate in the entire
         21    agency?
         22              MR. McDERMOTT:  Right now, the attrition rate is
         23    about 5.6 percent, and it will probably come out to no more
         24    than a tenth of a percent off that one way or the other.
         25              COMMISSIONER DIAZ:  Five-point-six percent.
                                                                      56
          1              MR. McDERMOTT:  Yes.
          2              COMMISSIONER DIAZ:  Per year?
          3              MR. McDERMOTT:  Yes.
          4              MR. COLLINS:  There was one other brief area that
          5    we committed to discuss, and that was how were we addressing
          6    the Hispanic -- the need to have Hispanic opportunities
          7    within NRR and the Hispanic opportunity program that we
          8    have.
          9              We have been working in that area fairly
         10    aggressively for this past year.  Our HR staff, working with
         11    Paul Byrd and Jim, have been attempting to attract qualified
         12    individuals.  We had four -- we have four Hispanics among
         13    our 77 graduates for the intern program.  That's the formal
         14    intern program, if you will.  We had a Hispanic intern
         15    program who was a former Region IV employee who is here
         16    today attend a Society of Professional Engineers Job Fair. 
         17    That was a Hispanic-sponsored organization.  She met with
         18    representatives of the National Achievement Awards, and
         19    we're developing new relationships with universities.
         20              So I think we're out there looking for
         21    opportunities in those areas.  Our success rate is an area
         22    that continues to be a challenge, I believe, and I think
         23    that's indicative more of are we competitive, are we
         24    offering the right types of positions and the right type of
         25    attractions.  We have more opportunity for success in that
                                                                      57
          1    area at the entry level and the intern than we do at the
          2    more mature staff just because of some of those challenges
          3    with what it takes to hire experienced people.
          4              But we'll continue to work in that area, but I
          5    anticipate that will be a continuing challenge for us.
          6              COMMISSIONER DICUS:  Thank you.
          7              MS. NORRY:  Okay.  Hub?
          8              MR. MILLER:  Good afternoon.  I appreciate as well
          9    the opportunity to talk about Region 1 and our EEO efforts.
         10              We're working hard to increase diversity and to
         11    sustain an equitable work environment in the region, and
         12    this afternoon, I would like to just touch upon a number of
         13    the initiatives that we have undertaken, describe to you
         14    some of the challenges that we face, and then finally share
         15    with you also results.
         16              Let me begin with recruitment and hiring, because
         17    one of the biggest challenges we have faced this past two
         18    years has been filling a large number of reactor inspector
         19    staff vacancies.  This has been an extensive effort.
         20              We screened over 700 resumes, interviewed 135
         21    people, and to develop a high quality, diverse candidate
         22    pool, we did a number of things, quite a few things:  placed
         23    advertisements in various engineering publications and web
         24    sites with substantial minority and women readership; we
         25    renewed contacts with historically Black colleges and
                                                                      58
          1    universities as well as African-American and Hispanic
          2    student groups and professional organizations.  The region's
          3    EEO advisory committees helped us out quite bit in this
          4    regard.
          5              As a result of our efforts, we were able to hire
          6    25 highly qualified technical and professional people, which
          7    is quite a few people for an office the size of this region. 
          8    In that group were five women and minorities.
          9              We frankly found, and this echoes a bit what Sam
         10    said, difficulty in competing with private industry when it
         11    came to attracting experienced minority engineers.  So as
         12    the recruitment efforts proceeded, it became clear that
         13    being successful required us to focus at the college
         14    graduate intern level, and I'm happy to report, in fact,
         15    that these efforts recently paid off in the hiring of a
         16    Hispanic engineer who just joined us this past week as an
         17    intern.
         18              Intensive as our recruitment efforts were, they
         19    were just first steps, and we knew that.  Equipping this
         20    relatively large group of new hires with knowledge and
         21    skills to do an effective job posed a significant challenge
         22    for us.  So we structured a form of matriculation program
         23    that went beyond the normal required training, technical
         24    training that is provided to entry -- new entry or new
         25    hires.  We conducted numerous special training sessions.  In
                                                                      59
          1    fact, these sessions were delivered by mid- and senior-level
          2    managers in the region.
          3              Where appropriate, we extended work assignments in
          4    reactor -- or in resident inspector offices were provided to
          5    give the new hires practical site experience very early on
          6    in the matriculation process, which is important.
          7              We instituted a mentoring program to assure
          8    specific needs of individuals were given attention, and as a
          9    result, eleven of the 25 candidates have already been
         10    selected for resident inspector positions, and this includes
         11    two of the five minorities that I talked about.
         12              Six individuals have already completed the
         13    rigorous -- and it is very rigorous -- rigorous inspector
         14    certification process, and excepting our new intern, all of
         15    the remaining members of this group will be certified by the
         16    end of the year.
         17              I have focused a lot to this point on new
         18    recruits.  A different but equally important challenge, of
         19    course, relates to continuing staff development.  Much, in
         20    my mind, depends upon individual initiative when you talk
         21    about this, but to me, supervisors have to exercise a great
         22    deal of leadership.  The staff development must be an
         23    abiding concern of all supervisors and managers.  This
         24    involves many things.  It involves, of course, listening to
         25    staff aspirations, career goals, but also, very importantly,
                                                                      60
          1    providing honest, constructive feedback on performance, and
          2    this is something we give great attention to in the region.
          3              We have clearly communicated our expectations, I
          4    believe, to management.  Staff development is a major focus
          5    area of all of our management retreats in the region. 
          6    Virtually all the managers in the region have completed
          7    cultural diversity and merit staffing training.
          8              We had some problems early on in the recruitment
          9    effort with respect to the interviewing techniques, and so
         10    we provided techniques on interviewing that apply not just
         11    to new hires, but also to people in the advancement process. 
         12    It's a big part, I think, of dealing with the issues
         13    relating to pre-selection.
         14              I must also add that we have as a practice in the
         15    region for all selections, managers talk to individuals who
         16    are not selected to provide feedback and give constructive
         17    help on what they might do to be more competitive in future
         18    promotions.
         19              We have emphasized rotational assignments.  In the
         20    past two years, 30 individuals have been given various
         21    assignments in headquarters offices, in the resident
         22    inspector offices, team leader positions, and very special
         23    projects, and nearly half of those participants have been
         24    women and minorities.
         25              Training funds, as Sam said, are limited, and the
                                                                      61
          1    resources are limited, and we have established a training
          2    council in the region to, among other things, review all
          3    specialized training requests and monitor the status of
          4    required training, but beyond that, to look forward to
          5    identifying new training opportunities, limited as they are,
          6    to identify those.
          7              Perhaps the biggest challenge we face in the
          8    region in the EEO area relates to the regrettable fact that
          9    there are currently no women or minorities in permanent
         10    management positions in the region, and this situation is
         11    made especially difficult given the number of positions that
         12    we have had to eliminate to get to the current eight to one
         13    ratio, supervisors to staff, that we are currently at.  As a
         14    result of this, there have been no permanent management
         15    position -- management promotion opportunities in the past
         16    tow years in the region.
         17              Having said that, I believe it is vitally
         18    important that we provide opportunities to the staff to
         19    develop management skills, to equip staff to compete for and
         20    effectively fill these positions when they open up, and at
         21    some point, they will open up.
         22              Also on the positive side, I want to emphasize
         23    that largely due to special needs in the region to focus on
         24    a number of troubled plants, we have had a number of
         25    temporary promotion opportunities, seven in fact, and three
                                                                      62
          1    women have filled those positions and one Asian male were
          2    selectees for those seven temporary positions.
          3              I have to tell you in preparing for this and
          4    recently asking for staff feedback, I got feedback that was
          5    similar to some of what you heard this morning, and that is
          6    that there is concern on the part of the staff about what
          7    the future holds -- declining budgets, the limited
          8    opportunities that exist with the downsizing for promotion,
          9    in our region closure of some plants.  Among other things
         10    are the things that lead to this.  And so I think more than
         11    ever before we have to concern ourselves with creating a
         12    positive, supportive work environment.
         13              There are many things that you can talk about in
         14    this area, but we are doing a number of things largely that
         15    relate to quality of life and to creating a family-friendly
         16    work environment.  For example, on numerous occasions we
         17    have supported work at home and modified -- and other
         18    modified work schedules to support individuals facing
         19    illness and other special personal needs.  We are working
         20    with the regional affirmative action advisory committees to
         21    obtain their ideas and help in this area, and one recent one
         22    perhaps small but I think still helpful was the Bring Your
         23    Child to Work Day that we plan to have later this month,
         24    because I think this is the kind of thing that tends to
         25    build esprit de corps and a sense of teamwork amongst the
                                                                      63
          1    staff and management.
          2              With respect to awards, I think this is an
          3    important thing.  We also established an awards board to
          4    assure that we are handling that in an equitable way.  And I
          5    guess -- this is a broad area, and we could talk at length
          6    about it, but it's clear to me from the feedback I've gotten
          7    in the region and listening this morning that a big part of
          8    what we have to do at this difficult time is communicate,
          9    and I expect to be working with the partnership and with the
         10    advisory committees to step up.  We do a lot of
         11    communication in the regions through seminars, the
         12    inspector's seminars and the like, but I think this is an
         13    area where as events unfold here and there are the cuts that
         14    are coming and the like we have to redouble I think our
         15    efforts in this area.
         16              And so with that I'll be glad to answer any
         17    questions.
         18              COMMISSIONER DICUS:  Thank you.
         19              Commissioner Diaz?
         20              COMMISSIONER DIAZ:  No.
         21              COMMISSIONER DICUS:  Commissioner McGaffigan?
         22              COMMISSIONER McGAFFIGAN:  No.
         23              COMMISSIONER DICUS:  Okay.  Thank you.
         24              MS. NORRY:  Okay.  Thank you, Hub, and thank you,
         25    Sam.  This concludes our prepared presentations,
                                                                      64
          1    Commissioner Dicus.
          2              COMMISSIONER DICUS:  Okay.  Commissioner Diaz, I
          3    think you wanted to make some comments.
          4              COMMISSIONER DIAZ:  See, this is our kind of all
          5    over the place, because I was writing as we went on.  I
          6    think first, going back to Commissioner McGaffigan and Joe
          7    Callan's comment, I think we're well aware, and it keeps
          8    coming up, that the Agency might not be growing, and in fact
          9    it might downsize.  I think it is obvious that we all are
         10    emphasizing that even while that is happening we must
         11    maintain our focus on these efforts.  It should not be an
         12    excuse to just slack back or fall into some complacency,
         13    that it's vital to what we're doing.  It cannot be an
         14    excuse.  Reduced resources might actually be an opportunity
         15    to get better performance appraisals, to do all of the good
         16    things that we should do well.
         17              I wrote a series of things as we were going down. 
         18    For example, we keep hearing that accomplishments will
         19    enhance or initiatives will enhance.  I believe that at some
         20    time, hopefully in the near future, we will hear
         21    accomplishments have enhanced and initiatives have resulted. 
         22    Because what I see is that we have a very good
         23    infrastructure to implement EEO programs.  We have really
         24    gone the mile in establishing a lot of very good things.  We
         25    have the right people.  We have the right, you know, ideas. 
                                                                      65
          1    We have, you know, the right hopefully resources.
          2              The bottom line is how they get implemented.  And
          3    that issue is deeper than infrastructure.  It is a cultural
          4    issue that we need to face time and time again.  And that is
          5    the issue that these people that might not have the same
          6    color have the same right as anybody else if they're fully
          7    qualified to the same positions or to the same, you know,
          8    opportunity to enter.  And that is something that is, you
          9    know, it has to be realized.
         10              There is no doubt in my mind that blatant
         11    discrimination is really not the issue.  That we can take
         12    care of without an EEO program.  It's the more insidious
         13    discrimination, the one in which people don't even
         14    consciously realize they are discriminating.  That needs to
         15    be fought by initiative from the Commissions and by EEO
         16    programs.
         17              Those are the hard issues.  Those are the ones
         18    that need to be faced.  Those are the ones that need a
         19    cultural change.  Those are the ones that when it happens,
         20    then you will attract the right people.  You will be able to
         21    keep the right people.  There will be no question because
         22    people will feel that this place really wants them and that
         23    they are respected and that their civil rights are foremost.
         24              I see no reason why Hispanics are lagging behind
         25    or were already lagging behind thing.  It's, you know, and,
                                                                      66
          1    you know, I don't want to make it an issue because I am
          2    Hispanic.  But I think it is an obvious thing that is not
          3    only a national but is a case in here.  When we say
          4    something like we are similar to other agencies and that is
          5    taken as a measure of success, I think it should be taken as
          6    a measure of lack of success, not as a measure of success,
          7    because the other ones are not doing, that doesn't mean that
          8    we should not be doing.
          9              What should never happen in this Agency, what is
         10    not acceptable, is that any one minority, being woman,
         11    African American, Asian, Hispanic, not be given the
         12    opportunity to obtain a job when they are qualified for it. 
         13    And that's what an equal, you know, opportunity means.  It
         14    doesn't mean a lot of programs and a lot of initiative, but
         15    it means implementation.  Because the issue always is what
         16    you do at the bottom line, and not what words you put out. 
         17    It is important that as we get into an area in which we're
         18    going to require more efficiency, we realize that whether it
         19    is in the inspector program, or whether it is what we're
         20    doing here, the bottom line is implementation.  We have
         21    everything we need.  What we need to do is implement it.
         22              Thank you, Madam Chair.
         23              COMMISSIONER DICUS:  Thank you very much.
         24              Commissioner McGaffigan?
         25              COMMISSIONER McGAFFIGAN:  No.
                                                                      67
          1              COMMISSIONER DICUS:  At this time I would like to
          2    inquire as to whether the National Treasury Employees Union
          3    representative would like to make a comment.
          4              Please go to the podium.
          5              MR. HEARN:  Good afternoon, everybody.  I'd like
          6    to make some comments on what I've seen at this meeting in
          7    years past.  For a starter, on the handout, on page 2, you
          8    list the EEO program goals, and there seems to be a lack of
          9    goals for the new Paraprofessional Subcommittee.  I think
         10    that should be modified and goals that they see needed.
         11              Another issue I'd like to address is empowerment. 
         12    We've talked about the budget crunch, and that hurting
         13    upward mobility.  We have a large percentage of minorities
         14    in the NRC who are in what I call logjams.  They're at a
         15    grade where there's very little opportunity to go to the
         16    next grade.  And through empowerment, which there's an
         17    executive order out to implement that, I think we have to
         18    strive harder to implement it.
         19              You have to bring down functions from the SES down
         20    to the 15s, and they in turn, it doesn't stop there, they in
         21    turn have to turn over their lower-graded functions to the
         22    14s, and eventually you have people turning lower-graded
         23    functions down to the grade levels from 8 to 12, and you're
         24    going to be creating new paraprofessional positions, and
         25    they're sorely needed, as I'm sure Janet can attest to.
                                                                      68
          1              There are people down there that have got degrees,
          2    they're getting degrees, they're very well qualified. 
          3    There's a new field, information technology.  I'm not up on
          4    it, but I know it deals with transfer handling, cataloging
          5    information.  And we have 15s doing that.  They could
          6    probably pass that down, and I know there's some secretaries
          7    that have degrees or are taking college-level courses to
          8    learn this.  And you could probably move them up into these
          9    new-grade jobs.
         10              One of the mentions, David mentioned the problem
         11    with having the Asian Pacifics spend a lot of times at the
         12    GG-14 grade.  The IG's briefing this morning, he had a chart
         13    which had different characteristics in it, and the grade
         14    that stood out the most as being the most unhappy were the
         15    GG-14s.  And that's because they're frustrated that they
         16    can't get to the 15.  But the, like I said with the
         17    empowerment, you would expand some of the work in the 15
         18    area.  Also, as 15 leave, you shouldn't be hiring from the
         19    outside.  You should have a total freeze on the higher
         20    grades, and you should have the managers project where
         21    they're going to need the expertise in these higher grades,
         22    and then they should motivate the lower-graded professionals
         23    to enhance their skills and training to fulfill these
         24    grades.
         25              Another thing to observe is with the streamlining
                                                                      69
          1    and budget cuts the total numbers go down, the total
          2    salaries go down, total number of people go down, total
          3    number of 14's and above go down.  But the average grade
          4    goes up.  The average salary goes up.  You have people who
          5    are going to do more with less.  That means they have to
          6    enhance their skills, enhance their performance.  They need
          7    an enhancement in pay to do that.
          8              That's about the end of my comments.
          9              COMMISSIONER DICUS:  Okay.  Thank you very much.
         10              MR. HEARN:  Thank you.
         11              COMMISSIONER DICUS:  Would there be any further
         12    comments from the subcommittees?
         13              MR. NARBUT:  Just one, Commissioner.
         14              COMMISSIONER DICUS:  Would you please go to the
         15    podium.
         16              Thank you.
         17              MR. NARBUT:  This is not part of the agenda.  I'm
         18    Paul Narbut with the CAD.  But one thing I did notice in
         19    today's hearing is that we heard the word "age" mentioned
         20    twice, both in introductory statements, and I guess I'd ask
         21    that the future briefings include at least some discussion
         22    of age-related issues.  We have an aging society.  We have
         23    an aging work place here in NRC.  And we need to address
         24    those issues.  And I guess the central thought that I have
         25    is that we need to keep our aging employees motivated. 
                                                                      70
          1    There's always a danger of thinking you've reached the end
          2    of the trail, and there's no place to go.
          3              And that's the end of my statement.
          4              COMMISSIONER DICUS:  Okay.  Thank you very much.
          5              I would also like to offer the opportunity for
          6    comments from our other committees.  The Affirmative Action
          7    Advisory Committee?
          8              MR. GREHER:  My name is Elliott Greher, and I'm
          9    chairman of the Affirmative Action Advisory Committee.  I
         10    wanted to place an emphasis on the training and training
         11    funds.  We've cut them starkly.  That's not what we should
         12    do in this kind of environment.  If anything, we should
         13    raise them.  When we have a proportion of people who let's
         14    say are hydrologists who lead disproportionately to the
         15    number of problems, and I'm just picking on that particular
         16    area, without any knowledge about it, and we have to train
         17    other people to move into that area and to help out, we need
         18    training funds.
         19              In almost all the issues that were presented
         20    today, training funds would be a way of helping solve a
         21    problem, and we don't seem to -- instead of cutting the
         22    training funds.  So I very strongly support increasing
         23    training funds both for all of the employees in the NRC and
         24    for those people who are women or minorities of various
         25    kinds, including the handicapped, who could use those funds
                                                                      71
          1    to advance more surely and to provide for them a feeling of
          2    great satisfaction on the job in their own role.
          3              Thank you.
          4              COMMISSIONER DICUS:  Thank you.
          5              Comments from the Advisory Committee for African
          6    Americans?
          7              MR. HOLT:  No.
          8              COMMISSIONER DICUS:  Okay.  Any further comments
          9    from the Asian Pacific American Advisory Committee?
         10              MR. DIEC:  There is one additional comment that I
         11    would like to contribute, is that we would strongly
         12    encourage the management to look into rotation of assignment
         13    opportunities for employees, especially in the area that we
         14    don't have much of opportunities for promotions.  In doing
         15    that I think that it's not only enhanced the employees'
         16    ability to prove that they are worthy of doing more of the
         17    important projects or assignments, but also help them to put
         18    together a perhaps impressive resume for opportunities when
         19    the Agency has opportunities available.  And that is perhaps
         20    one of the most important things that we are hoping that
         21    will happen for all, so that we can have the ability to
         22    compete squarely and fairly.
         23              COMMISSIONER DICUS:  Okay.  Thank you.
         24              The Federal Women's Program Advisory Committee?
         25              MS. RADDATZ:  Thank you, Commissioner.
                                                                      72
          1              I was very happy to hear Hub say that he's using
          2    family-friendly work place issues as a way of addressing
          3    some EEO concerns.  As you may have noticed from the Federal
          4    Women's Program statement in your package, we've kind of
          5    departed from our traditional role of providing an analysis
          6    of the statistics to saying that we probably aren't going to
          7    be able to have a great impact on the amount of hires or
          8    even promotions given the environment in which we are.
          9              So what we would hope is that management could
         10    help to focus on making our jobs more desirable, to make us
         11    enjoy what we're doing more than we are, more than we do
         12    now.  And this sort of thing can be done by things like the
         13    work at home program, by offering the kinds of things that
         14    we've done with the Federal women's program, the Bring Your
         15    Kids to Work Day and that sort of thing.  I'd also like to
         16    see the Agency encourage things like organ donation and
         17    other family-oriented sorts of things.
         18              COMMISSIONER DICUS:  Thank you.
         19              And the Hispanic Employment Program Advisory
         20    Committee.
         21              MR. IBARRA:  Thank you.  We are concerned and you
         22    all talked, there was a lot of talk today about how hard it
         23    is to hire Hispanics and yet we have lost a lot of
         24    Hispanics.  Last year we lost like four.
         25              We need to concentrate on the ones of the
                                                                      73
          1    Hispanics that are here.  We need to make more opportunities
          2    for them and if we are going to recruit, I think all
          3    Hispanics at this agency are willing to go and recruit and I
          4    think we are very good salesmen.  I think we know our
          5    culture, our people, and I think we can make a difference.
          6              COMMISSIONER DICUS:  Thank you.  The Joint
          7    Labor-Management Equal Employment Opportunity Committee.
          8              MR. WEBER:  Good afternoon.  I will be brief.
          9              We have had a lot of meaty discussion this
         10    afternoon, got a lot of progress to make.  It's interesting
         11    and exciting and challenging for all of us to be a
         12    participant in that process.
         13              I would call your attention to the recommendations
         14    that the committee has in the paper.  One in particular that
         15    is directly relevant to the Commission is the committee's
         16    recommendation that the Commission decide what will happen
         17    to the Commissioner Assistance Pool.  That is a program that
         18    has been in place for some time, and the committee felt that
         19    that was a good opportunity to go forward and make progress
         20    in the EEO area and we don't want to dictate to the
         21    Commission by any means what the Commission would like to do
         22    with that but we certainly would like to call it to your
         23    attention.
         24              One other thing that I would offer is all the
         25    committees in a way work for the Commission, and so if there
                                                                      74
          1    are out of this great assemblage of meaty issues particular
          2    issues that the Commission is interested to hear from the
          3    committees on, I am sure the committees would be happy to
          4    entertain those topics.
          5              COMMISSIONER DICUS:  Okay, thank you.
          6              Actually, I want to make a comment about the
          7    Commissioners Assistance Pool or maybe it's the alleged
          8    Commissioners Assistance Pool -- I am not quite sure which
          9    it is, but I think it would be important.
         10              I would ask you -- I would like to have a history
         11    of that pool and where it was started, what happened, where
         12    it is now, are we using it.  I don't think I used it and
         13    does it have validity and should it continue or no.  If it
         14    continues, should it continue in some different format.
         15              I think it would be useful for us to have that
         16    information.
         17              COMMISSIONER McGAFFIGAN:  I could add to that.
         18              I was aware of the Commissioner Assistance Pool
         19    when I came in, about two years ago, and I think I ended up
         20    interviewing 43 people for the various positions in my
         21    office -- the Famous Forty I think we called them -- but in
         22    my own judgment there were some good people in the pool and
         23    there were some very, very good people who weren't in the
         24    pool.  I don't know quite how the competition to get in the
         25    pool had been run prior to my arriving and how old the data
                                                                      75
          1    at the pool was when I arrived but I think we do need a
          2    recommendation, as Commissioner Dicus has suggested, as to
          3    whether it is viable but it was remarkable some of the
          4    people who interviewed with me who made known their desire
          5    to -- some of them got jobs, some of them didn't -- but
          6    there were many who were not in the pool who were very, very
          7    good.
          8              COMMISSIONER DICUS:  Commissioner Diaz.
          9              COMMISSIONER DIAZ:  On a similar subject, I think
         10    I would like and I am sure the Commissioner would benefit
         11    from having a sanitized best qualified list in which
         12    positions are matched against selections without names -- no
         13    names of anybody -- but where we could see what position was
         14    here, who were the in best qualified list, was there any
         15    minorities, and who got selected.  No names -- but actually
         16    so we can see how the process is working, how many
         17    minorities are getting in the BQL and how many are being
         18    successful.  I think that certainly would help.
         19              MR. McDERMOTT:  We have that kind of information.
         20              COMMISSIONER DIAZ:  Thank you.
         21              COMMISSIONER DICUS:  Well, in closing again I very
         22    much would like to thank all of the employees in attendance
         23    here and those of you who are listening for your interest in
         24    these very important topics, and I would like to thank all
         25    of the participants for your views, your comments and your
                                                                      76
          1    suggestions.
          2              Clearly these briefings are comprehensive and it's
          3    a very complex subject, and I think our conversations today,
          4    during these conversations we have heard of our many
          5    successes and I think we have some opportunities.  They
          6    don't call them failures, they are opportunities -- so these
          7    are clearly in the performance appraisal.  It is core to so
          8    many of our activities and I think it is clear this needs
          9    some attention -- clearly in recruitment, diversity,
         10    fairness, fairness in representation, fairness in selection,
         11    and we have to do all these things in a changing environment
         12    as we go forward.
         13              As external and internal pressures will continue
         14    to challenge us as an agency, we are all responsible -- we
         15    have responsibilities in creating and promoting an
         16    environment in which all employees are provided an equal
         17    opportunity to display their talents, to compete for
         18    advancements, free of real or perceived preselection, and to
         19    contribute to the agency mission.
         20              First, I again urge managers and supervisors to
         21    continue to evaluate your employees fairly and objectively,
         22    to recognize those employees that demonstrate superior
         23    performance, and to provide opportunities for training and
         24    for development.
         25              Second, I would like to thank again those of you
                                                                      77
          1    who serve as EEO counsellors, providing a very critical
          2    function in this very important area, and I encourage you to
          3    continue your excellent performance.
          4              To all employees, the Commission thanks you for
          5    your efforts and we appreciate everything you have given to
          6    this agency.
          7              Now unless there are any other comments, then we
          8    will stand adjourned.
          9              [Whereupon, at 3:53 p.m., the briefing was
         10    concluded.]
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