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Statement of Purpose for an Extension of Credit Secured by Margin Stock
The Securities Exchange Act of 1934 ('34 Act) authorizes the Federal Reserve to regulate securities credit issued by banks, brokers and dealers, and other lenders. The purpose statement is a recordkeeping requirement for banks, brokers and dealers, and other lenders, respectively, to document the purpose of their loans secured by margin stock.
Form #:  FR U- 1
Agency:  Overseas Private Investment Corporation
Common Name:   Statement of Purpose for an Extension of Credit Secured by Margin Stock
  TYPE PAGES SIZE (KB) CAPABILITY WHAT'S
NEEDED
pdf Both Form and Instructions 0 40 [2] Printable Only Adobe Reader Download  

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