| Name |
Type of
Leverage |
State |
Date Licensed |
Fund Category |
| ACP-I, LP |
Debenture |
OH |
01/08/04 |
Mezzanine |
| AEA Investors Small Business Fund L.P. |
Participating |
NY |
09/24/04 |
Later |
| Affinty Ventures IV, L.P. |
Participating |
MN |
09/02/04 |
Early |
| Ascent Venture Partners IV-A, L.P. |
Participating |
MA
|
4/21/2004
|
Early/Growth |
| Banyan Mezzanine Fund, LP |
Debenture |
FL |
12/12/03 |
Mezzanine |
| C3 Capital Partners, LP |
Debenture |
MO |
01/06/04 |
Mezzanine |
| Cogene Biotech Ventures II, L.P. |
Participating |
TX |
09/29/04 |
Growth |
| Core Capital Partners II-S, L.P. |
Participating |
DC |
08/02/04 |
Start-up/Growth |
| DeltaPoint Capital III, LP |
Non-Leveraged |
NY |
11/25/03 |
Later |
| Dunrath Capital Infrastructure Surety Fund, L.P. |
Participating |
IL |
09/28/04 |
Early Growth |
| Emergence Capital Partners SBIC, LP |
Participating
|
CA
|
8/16/2004
|
Early |
|
| Equinox Capital SBIC, L.P. |
Participating
|
CT
|
5/13/2004
|
Later |
| FCA Venture Partners III SBIC, L.P. |
Participating
|
TN
|
5/13/2004
|
Early/Growth |
| Fluke Venture Partners II, L.P. |
Participating
|
WA
|
5/13/2004 |
Early/Growth |
| High Peaks Ventures, L.P. |
Non-Leveraged |
NY |
04/01/04 |
Early/Growth |
| Hopewell Ventures, L.P. |
Participating |
IL |
09/09/04 |
Early/Growth |
| Horizon Ventures Fund II, L.P. |
Participating |
CA |
8/27/2004 |
Early/Growth |
| Ironwood Equity Fund, L.P. |
Participating |
CT |
8/27/2004 |
Later |
| JHW Greentree Capital, L.P. |
Participating |
CT |
09/29/2004 |
Growth |
| L. Capital Partners SBIC, L.P. |
Participating |
NY |
09/24/2004 |
Growth-Later |
| LaSalle Capital Group, L.P. |
Participating |
IL |
8/27/2004 |
Growth |
| Kinderhook Capital SBIC fund I, L.P. |
Participating |
NY |
6/28/2004 |
Growth |
| Marquette Capital Fund I, L.P. |
Debenture |
MN |
03/25/04 |
Mezzanine |
| MK Capital SBIC, LP |
Participating |
IL |
01/07/04 |
Early |
| Peppertree Capital Fund, L.P. |
Participating
|
OH
|
7/14/2004
|
Later |
| Peterson Partners III, L.P. |
Participating
|
UT
|
7/08/2004
|
Later |
| Pharos Capital Partners II, L.P. |
Participating
|
TX
|
5/13/2004
|
Early/Growth |
| Piper Jaffray Healthcare Capital IV SBIC |
Non-Leveraged
|
MN
|
8/2/2004
|
Start-up/Early |
| Praesidian Capital Investors, L.P. |
Debenture
|
NY
|
6/28/2004
|
Mezzanine |
| Rembrandt Venture Partners II, L.P. |
Participating |
CA |
8/27/2004 |
Early/Growth |
| Roaring Fork Capital SBIC, L.P. |
Participating |
CO |
09/09/2004 |
Growth |
| Scorpion Capital Partners, L.P. |
Participating |
NY |
8/27/2004 |
Later |
| Sunrise Equity Partners, LP |
Participating |
NY |
11/25/03 |
Growth |
| Sun Tx Fulcum Fund II -SBIC, L.P. |
Participating |
TX |
09/29/2004 |
Later |
| Triathlon Medical Ventures Fund, L.P. |
Participating |
OH |
09/24/04 |
Seed/Early |
| Trumpet SBIC Partners, L.P. |
Participating |
NY |
09/24/04 |
Growth |
| Walnut Private Equity Fund, L.P. |
Participating |
OH |
09/03/04 |
Later |
