Office of Inspector General

OIG Reports
1990 to Present

The OIG is required by the Inspector General Act to make its reports available to the public. Summaries of audits reports can be found in the OIG Monthly Updates. The list of issued reports below is given with links to summaries and when available complete reports.

Complete reports are in Adobe Acrobat format, which allows them to be viewed in their printed form without having the software that created them. If you don't have the Adobe Acrobat viewer, you can download it free of charge from Adobe's home page, along with instructions on how to set it up.

Reports

Choose SBA Program Area

Business Loans and Lending Oversight

• 8-18 – Audit of Six SBA Guaranteed Loans, 09/08/08
• 8-12 – Oversight of SBA Supervised Lenders, 05/09/08
• 8-09 – Loan Classifications and Overpayments on Secondary Market Loans, 3/26/08, 3/26/08
• 8-08 – UPS Capital Business Credit’s Compliance with Selected 7(A) Lending Requirements, 3/21/08
• 7-28 –SBA’s Oversight of Business Loan Center, LLC, 7/11/2007
• 7-23 - SBA’s Audit of the Guarantee Purchase Process for Section 7(A) Loans at the National Guaranty Purchase Center, 5/8/2007
• 7-21 - SBA’s Use of the Loan and Lender Monitoring System, 5/2/2007
• 7-18 – Audit of the Office of Lender Oversight Corrective Action Process, 3/14/2007
  
• 7-17 – Audit of an SBA Guaranteed Loan to Irom CNC Machining, Inc. And Irom Imaging, Inc., 3/12/2007
• 7-15 – Audit of an SBA Guaranteed Loan to Malta, Montana, 2/12/2007
• 7-10 – Audit of an SBA Guaranteed Loan, Grand Rapids, Michigan, 1/16/2007
• 7-09 – Audit of an SBA Guaranteed Loan, San Fransisco, California, 1/9/2007
• 7-08 - Audit Of The SBAExpress And Community Express Loan Purchase And Liquidation Process, 12/29/06
• 7-07 – Audit of an SBA Guaranteed Loan to One One Nine Consulting Corp.DBA ADOBEST, 12/29/2006
• 7-06 – Audit of an SBA Guaranteed Loan to Just A Cut Lawn Care Inc., 12/28/2006
• 7-05 - Audit of an SBA Guaranteed Loan to Palmarejo Service Station, 12/20/06
• 7-02 – Audit of an SBA Guarantied Loan 10/23/06


• 6–35 - Audit of Deficiencies in OFA’s Purchase Review Process for Backlogged Loans, 9/29/06


• 6-34 – Management Advisory Report, Policies and Procedures for the SBAExpress and CommunityExpress Loan Programs , 9/29/06


• 6-26 - Advisory Memorandum Report, Survey of the Quality Assurance Review Process, 7/12/06


• 6-22 - Audit of an SBA Guarantied Loan, 5-17-06


• 6-17 – Audit of an SBA Guarantied Loan 3/20/06


• 6-16 – Audit of an SBA Guarantied Loan 3/20/06


• 6-14 – Audit of an SBA Guarantied Loan 3/2/06


• 6-09 - Audit of SBA's Administration of the Supplemental Terrorist Activity Relief (STAR) Loan Progran 12/23/05
  
• 6-07 - Review of the 1502 Reporting Process 12/9/05
  
• 5-26 - Audit of SBA Guarantied Loan 9/28/05
  
• 5-27 PLP Processing Restrictions for Paying off Existing SBA Debt in Change of Ownership Transactions 9/27/05


• 5-21 - Audit of SBA Guarantied Loan 7/15/2005
• 5-09 Management Advisory Report on Pre-Demand Letters for Delinquent 9/11 Disaster Loans 1/11/2005


• 4-43 Audit of an Early Defaulted Loan 9/17/2004
  
• 4-40 Audit of a SBA Guarantied Loan 09/13/2004
  
• 4-39 Management Advisory Report on the Transfer of Operations to the National Guaranty Purchase Center 8/31/2004
  
• 4-38 Audit of a SBA Guarantied Loan to Lenzell, Inc. 08/24/2004
  
• 4-37 - Memorandum Report - Survey of Risk Management by Industry Code 08/11/2004
  
• 4-36 Audit of an Early Defaulted Loan to Midwest Rotary Maniforms Company 08/10/2004
  
• 4-33 Audit of an SBA Guarantied Loan 7/30/2004
  
• 4-32 Audit of an SBA Guarantied Loan to Rose Enterprises, Inc. 7/29/2004
  
• 4-29 Audit of an Early Defaulted Loan 7/12/2004
  
• 4-28 Audit of an SBA Guarantied Loan to Wynne Telecom, Inc. 7/9/2004
  
• 4-26 Audit of an Early Defaulted Loan 6/22/2004
  
• 4-25 Audit of an Early Defaulted Loan 6/22/2004
  
• 4-13 Audit of An Early Defaulted Loan 3/2/2004
  
• 4-06 Audit of Guaranteed Loan to Himalayan Enterprises d/b/a Conoco Food Mart 1/8/2004
  
• 4-04 Audit of Guarantied Loan to Concord Wire Company 12/23/2003
  
• 4-02 Audit Report-Early Defaulted Loan 11/24/2003
  
• 4-01 Audit of Early Defaulted Loan 11/24/03
  
• 3-43 Insufficient Proof of Citizenship Status for SBA Loans 9/30/03
  
• 3-41 Audit of a SBA Guaranteed Loan to Concrete Transport, Inc. 9/29/2003
  
• 3-40 Audit of An Early Defaulted Loan to Stickney & Poor Spice Company 9/24/2003
  
• 3-38 Audit of Early Defaulted Loan 9/22/2003



• 3-36 Audit of an Early Defaulted Loan to P. O'Reilly Enterprises, Inc. 8/19/2003



• 3-31 Audit of an Early Defaulted Loan to A & S Business, Inc. 6/24/2003



• 3-30 Audit of Early Defaulted Loan to 2B Systems, Inc. 6/19/2003



• 3-27 Audit of an Early Defaulted Loan to Club Rarity 5/22/2003
  
• 3-26 The Microloan Program: Moving Toward Performance Management 5/13/03
  
• 3-25 Audit of an Early Defaulted Loan 4/24/2003
  
• 3-21 Equity Injection in the SBA 7(a) Loan Guaranty Program [PDF] 3/31/2003
  
• 3-16 Guaranty Purchase Processing: Directors’ Survey and Responses and Loan Officers’ Survey Responses [PDF] 3/18/2003

• 3-15 Audit of the Guaranty Purchase Process 3/17/2003



• 3-10 Audit of 504 Loan Program Oversight 2/6/2003



• 3-07 Audit of an Early Defaulted Loan to My T Quick 1/23/2003



• 3-01 Audit of an SBA Guaranteed Loan to Webcot Farms and Gin Co., Inc. 12/19/02
  


• 2-35 Audit of Early Defaulted Loan to Kalindi LLC/Magnet Properties, LLC. 9/30/02
  
• 2-32 Audit of SBA Guaranteed Loan to R.L.B. Vending, Inc. d.b.a. Break Time Vending 9/30/02
  
• 2-30 Audit of SBA-Guaranteed Loan to Earth Treasures, Inc. Dallas, TX. 9/24/02
  
• 2-29 Audit of Internal Control Over Colson Services Corporation’s Contract as Central Servicing Agent for SBA’s Certified Development Company Loan Program 9/16/02
  
• 2-27 SBA's Experience with Defaulted Franchise Loans [PDF], 9/16/02
  
• 2-23 Audit of SBA Guaranteed Loan to RSC Enterprises, Inc. 8/7/02
  
• 2-21 Audit of SBA Guaranteed Loan 8/5/02
  
• 2-19 Audit of Borrowers with Prior Defaulted Loans 5/28/02
  
• 2-15 Audit of SBA Guaranteed Loan to Colorado Taco Corporation 3/29/02
  
• 2-13 Audit of SBA-Guaranteed Loan to CFM Bracket Company Incorporated 3/21/02
  
• 2-12 Improvements Are Needed in the Small Business Lending Company Oversight Process 3/20/02
  
• 2-05 Audit of SBA Loan 2/27/02
  
• 2-03 Audit of SBA Loan to Darshan's Paradise Inn 2/27/02
  
• 2-01 Audit Report of Loan Origination and Servicing Practices of Net 1st National Bank 10/29/01
  
• 1-19 PLP Oversight Process 9/27/01
  
• 1-16 SBA's Follow-Up on SBLC Examination 8/17/01
  
• Timeliness of Formal Character Determinations on Loan Applicants (#01-03-01) [PDF] 3/30/01
  
• 1-13 Audit of an Early Defaulted Loan to Alexander's Auto Salvage, Inc. 3/27/01
  
• 1-10 Audit of an Early Defaulted Loan 3/09/01
  
• District Office Perspectives on SBA's Preferred Lenders Program Review Process (00-12-01) 12/20/00
  -- (Appendix to the Memorandum)
  
• 1-01 Results Act Performance Measurement for the 7(a) Business Loan Program 12/4/00
  
• Data Issues Regarding the Processing Centers (00-09-01) 9/28/00
  
  
• 0-24 Y2k Loan Program 8/22/00
  
• 0-22 Audit of an Early Default Loan 7/26/2000
  
• 0-21 Audit of a Y2K Loan 7/20/2000
  
• 0-18 Audit of an Early Defaulted Loan to Volumetrics, Inc. 6/27/00
  
• 0-17 Audit of an Early Defaulted Loan 4/28/00
  
• 0-15 Audit of SBA's Proposed Systems Development Methodology 3/30/2000
• 0-14 Audit of 7(a) Service Fee Collection - 3/30/2000
• 0-12 Audit of an Early Defaulted Loan. 3/28/00
  
• 0-11 Audit of Early Defaulted 7(a) Loan to Nadi Manufacturing, Inc. 3/28/2000
  
• 0-10 Audit of an Early Defaulted Loan 3/23/00
  
• 0-09 Audit of an Early Defaulted Loan to GLT Management Company 3/22/2000
  
• 0-08 Audit of an Early Default Loan 3/6/2000
  
• 0-05 Audit of an Early Defaulted Loan 2/14/2000
  
• 0-04 Lindsay Food Mart 1/2/2000
  
• 0-03 Summary Audit of 7(a) Loan Processing 1/11/2000
• 0-01 Audit of an Early Defaulted Loan 10/6/1999
  
• 9-25 Audit of an Early Defaulted Loan 9/24/99
  
• 9-21 Audit of Early Defaulted Loan 9/10/1999
  
• 9-16 Kansas City District Office 7(a) Loans, 8/4/99
• 9-14 Portion of a 7(a) Loan Ineligible for SBA Guarantee 7/29/1999
  
• 9-11 Non-Tax Delinquent Debt 7/28/99
• 9-05 Audit of Colorado District Office 7(a) Loans 2/24/1999
  
• 9-04 North Carolina District Office 7(a) Loans 2/10/1999
  
• 9-02 Mt. Baker Brewing Company 12/3/98
  
• 8-8-F-002-028 Audit of Los Angeles District Office 7(a) Loans 9/30/98
• 8-F-6-008-023 Defaulted Loan Made by Arkansas Capital Corporation 7/31/98
• 8-7-F-020-022 Audit of Wisconsin District Office 7(a) Loans 7/22/1998
• 8-7-F-018-021 Internal Revenue Service (IRS) Verification Requirements for Purchased Businesses 7/13/98
• Emergent Business Capital 7/13/98
• 8-8-F-003-019 Audit of New Jersey District Office 7(a) Loans 7/8/1998
• 7(a) Loan Processing - Buffalo District Office 7/8/98
• SBA Express Pilot Program - Full Text June 1998 Adobe Acrobat
• 8-7-F-019-014 Audit of Atlanta District Office 7(a) Loans 5/13/1998
• Loan Agents and the Section 7(a) Program - Full text March 1998 Adobe Acrobat
• 8-7-S-001-013, Use of Audited Financial Statements to Monitor the Small Business Lending Companies 4/28/98
• Loan Liquidations 2/27/98
• 8-6-F-007-006 New Ventures Certified Development Company 12/31/97
• 8-6-F-007-004 Southern Nevada Certified Development Company 12/1/97
• 8-6-F-007-003 Nevada State Development Company 11/26/97
• 8-6-F-005-002 LowDoc Loan Program Summary 11/24/97
• Fraud Detection in SBA Programs - Full text November 1997 Adobe Acrobat
• 8-6-F-006-001 First National Bank of Coffee County, GA 10/31/97
• 7-5-H-011-026 Business Loan Guarantee Purchases 9/30/97
• 7-7-F-019-024 West End Plaza Recreational Center 9/25/97
• LowDoc Program at Dallas District Office 7/31/97
• 7-7-F-007-021 LowDoc Program at the Washington District Office 7/18/97
• 7-7-F-009-020 LowDoc Loans at the Santa Anna District Office 7/8/97
• 7-7-F-006-017 LowDoc Loans at the Atlanta District Office 7/7/97
• 7-7-F-002-016 Defaulted Loan Made by Eastside Bank and Trust 6/30/1997
• Increasing Lender Liquidation Responsibility in the Section 7(a) Business Loan Program - Full text April 1997 Adobe Acrobat
• 7-4-E-001-009 Early Default of Guaranteed Loans 2/18/97
• 7-6-F-006-002 Defaulted Loans Made By Allied Lending Corp. 11/29/96
• Best Practices of Section 7(a) Lenders - Full Text November 1996 Adobe Acrobat
• 6-5-E-002-022 The LowDoc Loan Program 9/30/96
• Business Loan Center 9/20/96
• Inspection Report 96-06-002, 7(a) General Business Loan Program Loss Rate, June 1996 (full text)
• Woodway Bank & Trust Co. 4/26/96
• Home Federal Savings Bank 11/20/95
• Meridian Bank 10/18/95
• 5-3-W-010-018 Sources of Credit Elsewhere, 9/18/95
• Adminstration of $825,000 credit line by LA DO 8/18/95
• Cordoba Corporation Guaranteed Loan 8/10/95
• 5-3-H-004-006 SBA Loan Servicing and Debt Collection Activities 3/31/95
• Emergent Business Capital 2/28/95
• Central Wisconsin Harwoods, Inc. 11/25/94
• Job Creation and the 7(a) Guaranteed Loan Program - Summary November 1994
• 4-3-E-009-023 CDC Job Opportunity Reporting 9/30/94
• Dallas District Office CLP & PLP Lenders 3/31/94
• Signet Bank of Maryland 2/18/94
• Baltimore District Office Preferred Lender Program Monitoring 2/18/94
• Auction Sales of SBA Collateral 1/10/94
• Preferred Lenders Program - Summary November 1993
• Tara State Bank 10/22/93
• Standard Chartered Bank 10/22/93
• Oversight of Colson Services Corp 6/16/93
• Colson Services Corporation 12/3/92
• Absence of Asset Liquidation Plans by SBA 11/23/92
• Loan Liquidations 9/30/92

Disaster Loans

• 8-19 – Early-Defaulted Gulf Coast Disaster Loans, 9/12/08
• 8-17 - Disaster Loan File Transfer and Servicing Delays, 7/18/08
• 8-15 - The Disaster Loss Verification Process, 6/17/08
• 8-10 (Reissued) Annual Credit Reviews for Gulf Coast Hurricane Disaster Loan Disbursements, 6/17/08
• 8-11 – Withdrawal of Disaster Loan Applications to Individuals and Businesses Impacted by the Gulf Coast Hurricanes, 3/28/08
• 8-10 – Annual Credit Reviews for Gulf Coast Hurricane Disaster Loan Disbursements, 3/28/08
• 8-07 – Review of the Adequacy of Supporting Documentation for Disbursements, 01/29/08
• 7-34 – The Quality of Loans Processed Under the Expedited Disaster Loan Program, 9/28/07
• 7-30 – Cancellation of Approved Disaster Loans to Individuals and Businesses Impacted by the Gulf Coast Hurricanes, 9/7/07
• 7-29 - SBA’s Quality Assurance Reviews of Loss Verifications, 7/23/2007
• 7-26 – Audit of Liquidation of Disaster Loans, 6/1/2007
• 7-25 – Duplicate Benefit Adjustments to Disaster Assistance Loans Associated With Housing and Urban Development Grants, 5/15/2007
• 7-22 – Securing Collateral for Disaster Loan Disbursements, 5/9/2007
• 7-20 - Audit of Borrower Acceptance of Disbursements, 4/17/2007
• 6–31 – Advisory Memorandum Report: Flexible Staffing of SBA Personnel During Times of Emergencies or Catastrophes to Aid Disaster Loan Processing, 9/25/06
• 6-29 – Audit of Loan Disbursements Following the 2005 Gulf coast Hurricanes Katrina, Rita, and Wilma, 9/19/06
• 6-28 - Advisory Memorandum Report, Preliminary Assessment of Controls over the Automated Coordination of Disaster Assistance Benefits Distributed by Mississippi Development Authority’s Grant Assistance Program, 9/25/06
• 6 – 24 - Advisory Memorandum Report: Review of the Disaster Credit Management System – Performance Test Plan , 6/8/06
• 6-21 – The Disaster Credit Management System Update Project Needs a Certification and Accreditation Prior to Production, 4/27/06
• 6-20 - Improvement is Needed in Interface Error Correction between SBA's DCMS and FEMA's NEMIS 3/31/06
• 6-12 - Disaster Application Referrals with $0 Income from FEMA Online Registration have Increased Costs and the Demand for SBA Resources 2/17/2006
• 6-11 - Problems with Processing a Number of Disaster Loan Application Declines within DCMS 2/2/2006
• 5-10 - Advisory Memorandum on Defaulted Disaster Loan 01/31/2005
• 5-09 Management Advisory Report on Pre-Demand Letters for Delinquent 9/11 Disaster Loans 1/11/2005
• 3-13 Audit of Economic Injury Disaster Loans3/14/03
• 2-14 Audit of an Early Defaulted Disaster Loan 3/26/02
• 2-10 Audit of Early Defaulted Disaster Loan 3/12/02
• 1-06 Results Act Performance Measurement for the Disaster Assistance Program 2/15/01
  
• 9-15 Disaster Home Loan Servicing Centers 8/3/1999
  
• 9-09 Audit of Early Defaulted Disaster Loans Northridge Earthquake 3/31/99
  
• 8-6-F-005-016 Audit of Declined Disaster Loans 6/3/98
• 7-6-F-003-023 Approval of Disaster Home Loans 9/4/97
• 7-5-F-002-019 Audit of the Credit Alert Interactive Voice Response System 7/7/97
• 7-6-F-005-004 Disaster Loans Assigned to the LA District Office 12/23/96
• 7-6-F-004-001 Disaster Loan Fraud Complaints 11/8/96
• Work Assignments of Disaster Personnel 2/6/96
• Disaster Assistance Program - Summary December 1992

Small Business Investment Companies

• 5-22 - Audit of the SBIC Liquidation Process 7/28/2005
• 4-21 The SBIC Program: At Significant Risk For Losses May 24, 2004
  
• 3-33 Audit of SBIC Oversight  07/01/2003
• 3-17 Complaint by Applicant for SBIC License 3/20/2003
• Small Business Investment Company Best Practices - Full Text August 1994 Adobe Acrobat
• First Wall Street SBIC 8/13/93
• SBIC Liquidation Function 3/31/93
• MESBIC Merger Proposal 3/31/93
• First Growth Capital, Inc. 3/29/93
• Pyramid Ventures 3/17/93
• Salween Financial Services 3/4/93
• Helio Capital, Inc. 12/18/92
• Greater Philadelphia Ventures 12/14/92
• North Riverside Capital Corp. 10/5/92
• Interequity Capital Corp. 9/30/92
• Valley Capital Corporation 9/24/92
• Esquire Capital Corporation 9/21/92
• Quantum Capital Partners, Ltd. 9/17/92
• Venture Opportunities Corp. 8/24/92
• AMT Capital, Ltd. 8/24/92
• First City, Texas Ventures 8/10/92
• FJC Growth Capital Corporation 8/7/92
• User Fees & Sale of SBIC Debentures 7/30/92
• BT Capital Corporation 7/1/92
• Flushing Capital Corporation 6/16/92
• Rutgers Minority Investment Company 6/12/92
• San Joaquin Business Investment Group, Inc. 5/12/92
• Pioneer Ventures, L.P. 4/28/92
• International Paper Capital Formation, Inc. 4/1/92
• Monarch- Naragansett Ventures, Inc. 3/27/92
• FBS Small Business Investment Co. 3/3/92
• Chicago Community Ventures, Inc. 2/18/92
• J & D Capital Corporation 1/22/92
• Formosa Capital 1/17/92
• Rand SBIC, Inc.1/14/92
• Hickory Venture Capital Corporation 1/13/92
• East Coast Venture Capital, Inc. 1/6/92
• Bentley Capital 12/6/91
• UNCO Ventures, Inc. 12/5/91
• Jiffy Lube Capital Corporation 11/5/91
• South Texas SBIC 10/23/91
• Regulations for Section 301(d) Licensees 6/13/90

Surety Bond Guarantees

• 4-12 Independent Accountants' Report on the Performance Audit of Farmington Casualty Company 2/11/2004
• 2-24 Audit of Loss Adjustment Expenses Incurred on Quality Trust, inc. Bonds 8/19/2002
• 2-07 Audit of Safeco/First National Insurance Company 2/28/02
• 2-06 Audit of CNA Surety Companies 2/28/02
• 1-18 Audit of Farmington Casualty Company 9/21/01
• 1-07 Audit of Indemnity Insurance Company of North America 2/22/01
• 1-05 Audit of St. Paul Surety 2/1/01
• 1-04 Audit of National Insurance Company 1/22/2001
• 1-03 Audit of Range Insurance Company 1/18/01
• 1-02 American Contractors Indemnity Co. 12/27/00
  
• 0-26 Results Act Performance Measurement-SBG 9/25/00
  
• 0-23 American Reliable Insurance Companies 8/21/00
  
• 9-26 Great American Insurance Company 9/28/99
  
• 9-20 Bankers Insurance Group 9/10/99
  
• 9-17 Insurance Company of the West/Explorer 8/19/99
  
• 9-13 Gulf Insurance Group 7/28/99
  
• 9-10 Contractors Bonding & Insurance Surety 3/31/99
  
• 9-06 Fidelity & Deposit Co. of Maryland 3/22/99
  
• 9-03 CNA Surety Companies 1/29/99
  
• 8-8-H-004-027 SBG Fee Refunds 9/30/98
  
• 8-8-H-009-026 Audit of Safeco/First National Surety Company 9/30/98
  
• 8-8-H-007-024 Reliance Surety Company 9/29/98
  
• Amwest Surety Insurance Co 4/23/98
• 7-7-H-006-025 Fidelity and Deposit Company of Maryland – Claims for [FOIA Ex. 4] 9/30/97
• 7-6-H-007-008 Audit of Fidelity and Deposit Company of Maryland’s Underwriting Process 2/14/97
• 7-6-H-007-005 SBA Form 994, "Surety Bond Assistance," 1/30/97
• Surety Bond Guarantee Program - Summary September 1995
• Indiana Lumbermans Mutual Insurance Co 3/31/95
• American Bonding Company 6/4/93
• Universal Surety of America 5/17/93
• Fidelity & Deposit Company of Maryland 10/19/92
• TransAmerica Premier Insurance Company 8/11/92
• Amwest Surety Insurance Company 12/6/91

Government Contracting and Business Development

• 8-14 Non-Native Managers Secured Millions of Dollars From 8(a) Firms Owned by Alaska Native Corporations Through Unapproved Agreements, 8/7/08
• Review of Blackwater Compliance with Small Business Laws As Requested by Cong. Waxman, 7/25/08
• 8-16 – Acceptance of VBP Group into the 8)a) Program and Subsequent Contract Award by SBA , 7/18/2008
  
• 7-33 – Review of SBA’s Subcontracting Assistance Program, 9/28/2007
  
• 7-27 – Size Determinations Made By District Offices, 6/27/2007
  
• 7-24 – Review of SBA Monitoring and Support of 8(A) Procurements Related to the Gulf Coast Hurricanes of 2005, 5/10/2007
  
• 7-19 - Audit of Two 8(a) Sole-source Contracts Awarded to Contractors in SBA’s Mentor Protégé Program, 3/30/2007
• 6-32 - Economically Disadvantaged Status of an 8(A) Program Participant’s Owner, 9/25/06
• 6-27 - Compliance with 8(A) Business Development Program Requirements, 9/8/06
• 6-23 - HUB Zone Program Examination and Recertification Processes 5/23/06
• 6-19 – Review of a Company’s 8(a) Business Development Program Eligibility, 3/20/06
• 6-18 - The Central Contractor Registration Needs Large Business and Small Business Designation Improvements 3/21/06
• 6-15 - Audit Of Monitoring Compliance With 8(a) Business Development Regulations During 8(a) Business Development Contract Performance 3/16/06
• 5-24 - Criteria for Overcoming the Presumption of Social Disadvantage is Needed 9/28/05
• 5-20 - Audit of the Contract Bundling Process 05/20/2005
• 5-18 - Review of the Mentor-Protege Program 04/18/2005
• 5-16 - Review of Selected Small Business Procurements 3/8/2005


• 5-15 Large Businesses Receive Small Business Awards 2/24/2005


• 5-14 SBA Business Procurement Awards Are Not Always Going to Small Businesses 2/24/2005


• 5-11 Review of a Cooperative Agreement to HP Small Business Foundation 2/11/2005


• 5-04 Review of the Small Disadvantaged Business Certification Program 11/4/2004


• 4-31 Audit of Expenses for Meals and Refreshments Incurred by the Latino Coalition Foundation on SBA 7(j) Cooperative Agreement 07/19/2004
• 4-22 Business Development Provided by SBA's 8(A) Business Development Program 6/2/2004
• 4-20 Audit Report of Small Business Set-Aside Contract to Measurement Instruments, Inc. 5/18/2004
• 4-15 - SACS/MEDCOR: Ineffective and Inefficient
• 4-05 SBA’s Federal and State Technology Partnership (FAST) Program 12/30/2003
• 3-09 Program Vulnerability Memorandum on Pro-Net Registrant Data Integrity Warnings and Certification 2/7/2003
• 3-05 Audit of Eligibility of 15 HUBZone Companies and a Review of the HUBZone Empowerment Contracting Program’s Internal Controls 1/22/03
3-02 SBA’s Federal and State Technology Partnership (FAST) Program [PDF] 1/6/2003

• 2-33 Audit of 7(j) Management and Technical Assistance Program Cooperative Agreement Administration Activities 9/30/02


• A1-01 FY 1999 Cost Allocation Study 12/7/00


• 0-31 Boscart Construction, Inc. 9/30/00
  
• 0-30 SBA’s Administration of MBELDEF 9/30/00
  
• 0-29 MBELDEF Cosponsorship 9/30/00
  
• 0-19 Small Disadvantaged Business Certification Program Obligations and Expenditures 6/30/2000
• 8-8-H-006-025 GSA-Kansas City 8(a) Sole Source IDIQ Contracts 9/29/98
  
• 8-7-H-002-017 NOAA Computer Contracts 6/18/98
• 8-7-H-009-008 Magnum Technologies, Inc. 2/18/98
• 8-7-H-004-007 International Data Products1/21/98
• 6-5-E-001-021 8(a) Basic Ordering Agreements9/25/96
• 6-5-H-006-017 8(a) Regular Dealers8/21/96
• Manufacturing Technology, Inc. 5/15/96
• Government Micro Resources, Inc. 3/29/96
• J. W. Collins & Associates 3/11/96
• Naing International Enterprises 2/23/96
• 6-5-H-001-007 S. W. Day Construction Corporation 1/30/96
• 95-10-001 SBA's Prime Contracts and Subcontracting Programs, 10/31/95
• Diversified International Services Corporation 9/29/95
• 5-3-E-101-021 8(a) Competitive Business Mix Requirements 9/29/95
• Brokering of 8(a) Contracts 9/30/94
• 8(a) Continueing Eligibility Reviews 9/30/94
• Pulsar Data Systems 8/15/94
• NAVCOM Systems, Inc. 5/31/94
• SBA's Award of 8(a) Contracts to ASCI 5/16/94
• I-NET, Inc., Final Report 3/23/94
• Pilot Review of CPA Audit Reports 1/19/94
• W.M.P. Security Service Company 7/14/93
• Galaxy Scientific Corporation 6/29/93
• Technautics, Inc. 5/21/93
• Certificate of Competency Program - Summary April 1993
• 7(j) Management and Technical Assistance Program - April 1993
• Breakout Program 3/31/93
• Administration of the 8(a) Program 3/31/93
• Contractors Planning Group 1/28/93
• I-NET, Inc.- Interim Report 1/19/93
• TRESP Associates, Inc. 1/13/93
• Drake University Section 7(a) Agreement 11/6/92
• Best Foam Fabricators, Inc. 9/30/92
• Contract Audit Closing Statement 7/10/92
• Final Costs Incurred 5/13/92
• Advanced Integrated Technology 3/31/92
• Dikita Enterprises of Texas, Inc. 2/11/92
• Denver Minority Business Development Group 1/13/92
• Government Micro Resources, Inc. 2/13/92

Entrepreneurial Development

• 8-05 - Audit of Grant Disbursements to Women's Business Centers, 11/20/07
• 4-30 - Single Audit of Federal Financial Assistance Programs Service Corps of Retired Executives (SCORE) 7/13/2004


• 4-27 - Audit of San Francisco District Office Administrative Activities Related to the Silicon Valley Business Development Center 6/29/2004
• 4-23 - Audit Report Auditee: University of the Virgin Islands 6/2/2004


• 3-23 Audit of Selected Aspects of the Service Corps of Retired Executives (SCORE) Program 4/11/2003
  
• 3-22 Office of Veterans Business Development’s Monitoring of Cooperative Agreement No. SBAHQ-99-O-0004 to TEP Consulting, Inc. 4/2/2003
  
• 3-18 Audit of Grants to the Texas Center for Women’s Business Enterprise 3/20/2003
  
• 2-25 Audit of Georgia District Office Sponsorship Activities 8/26/02
• 2-11 Advisory Memorandum Report on SBA's Evaluation and Monitoring of the Vermont Women's Business Center 3/19/02
  
• 1-17 The Vermont Women's Business Center, 9/19/01
  
• Coordination and Performance Measurement in SBA's Entrepreneurial Development Programs,
  No. 00-09-02 (Html) or (PDF) - September 2000
  
• 0-07 Idaho Falls Regional SBDC 3/2/00
  
• 9-22 North Texas Women’s Business 9/15/99
  
• 9-12 Audit of Cooperative Agreement No. SBA-HQ-96-W-0014 awarded to the North Texas Women's Business Development Center 7/28/99
  
• Performance Measurement in the SBDC Program - Full Text September 1998 Adobe Acrobat
  
• 8-7-F-004-005 Hawaii Small Business Development Center 12/24/97
• 7-6-H-001-006 Maryland Small Business Development Center 2/6/97
• Virginia Small Business Development Center 9/30/96
• California Small Business Development Center 1/11/96
• Puerto Rico District Monitoring of SBDC 8/31/95
• University of Puerto Rico SBDC 6/30/95
• Washington State Small Business Development Center 8/1/94
• Howard University SBDC 11/15/93
• University of Alaska SBDC 1/13/93
• University of Wisconsin SBDC 12/7/92
• Iowa State Small Business Development Center 11/6/92

Agency Management and Financial

• 9-05 – Audit of SBA’s FY 2008 Financial Statements – Management Letter, 12/17/08
• 9-04 – GFRS for Fiscal Year 2008, 11/14/088
• 9-03 – Audit of SBA’s FY 2008 Financial Statements, 11/14/08
• 9-01 – SBA’s Implementation of an HSPD-12 Card Issuance System, 10/6/08
• 8-13 – Planning for the Loan Management and Accounting System Modernization and Development Effort, 5/14/08
• 8-06 – SBA's FY 2007 Financial Statements - Management Letter ,12,14/07
• 8-04 – GFRS for Fiscal Year 2007, 11/17/07
• 8-03 – Audit of SBA’s FY 2007 Financial Statements , 11/15/2007
• 8-02 –Controls Over Access to Employee Emails by SBA Managers, 10/19/2007
• 7-31 –Audit of E-Application System, 9/27/2007
• 7-16 – Result of KPMG Vulnerability Technology Security Assessment, 3/6/07
• 7-14 - Evaluation of The Small Business Administration's Information Security Program, 2/22/2007
• 7-13 - Audit Review of the Small Business Administration’s Protection of Sensitive Agency Information, 2/9/2007
• 7-12 - Efforts to Assist Small Businesses Compete in International Trade, 1/29/2007
• 7-11 – Audit of SBA’s FY 2006 Financial Statements – Management Letter, 1/17/2007
• 7-04 – Audit Report, GFRS for Fiscal Year 2005, 11/17/2006
• 7-03 - Audit of SBA’s FY 2006 Financial Statements, 11/15/06
• 6-33 - Concerns Related to SBA’s Acquisition Personnel Education and Training, 9/29/06
• 6–31 – Advisory Memorandum Report: Flexible Staffing of SBA Personnel During Times of Emergencies or Catastrophes to Aid Disaster Loan Processing, 9/25/06
• 6-30 – Audit of OCIO Contract Awards for Agency Mission-Critical Services, 9/25/06
• 6-25 – Audit of SBA’s Implementation of the Improper Payments Information Act, 6/21/06
• 6-13 - Human Capital Planning in SBA's Office of Financial Assistance 3/2/2006
• 6-10 Audit of SBA's FY 2005 Financial Statements - Management Letter 1/18/2006
• 6-08 – Audit of SBA’s Informations Systems Controls for FY 2005 12/22/05
• 6-06 Advisory Memorandum Report on SBA's Closing Package Intragovernmental Activity and Balances 12/2/05
• 6-05 – GFRS for Fiscal Year 2005 11/18/05
• 6-04 Audit of SBA’s FY 2005 Financial Statements 11/15/05
• 6-01 Independent Evaluation of SBA's Information Security Program 10/7/2005
• 5-29 Memorandum Advisory Report - SBA Needs to Implement a Viable Solution to Its Loan Accounting Migration Problem 9/30/05
• 5-28 Review of SBA Procedures for Cash Gifts 9/30/05
• 5-23 Audit of SBA's Administration of Its Special Appropriation Grants 9/21/05
• 5-19 Advisory Memorandum on Consolidation of SBA's Systems Subject to FISMA 05/20/2005
• 5-17 Audit of SBA's Continuity of Operations Planning Program 3/30/05
  
• 5-13 Audit of SBA's FY 2004 Financial Statements - Management Letter 02/23/2005
• 5-12 Audit of SBA's Information Systems Controls FY 2004 2/24/2005
• 5-07 Advisory Memorandum Report on SBA's Federal Intragovernmental Activity and Balances Data 12/2/2004
  
• 5-05 Audit of SBA’s FY 2004 Financial Statements 11/15/2004


• 5-02 Independent Evaluation of SBA’s Information Security Program10/7/2004
  
• 4-44 Audit Report - Summary Audit of SBA-Sponsored and Cosponsored Events Conducted by District Offices 9/24/2004
  
• 4-42 - Audit of SBA's Email System 9/10/2004
• 4-41 - Audit of Selected SBA Computer General Support Systems 9/10/2004


• 4-35 - Single Audit of Federal Financial Assistance Programs Bronx Museum of the Arts 8/3/2004


• 4-34 Audit of SBA’s Process for Complying with the Federal Managers’ Financial Integrity Act Reporting Requirements 7/29/2004
  
• 4-24 - Single Audit of Federal Financial Assistance Programs Greenpoint Manufacturing and Design Center 6/15/2004


• 4-19 Audit of SBA’s Information Systems Controls Fiscal Year 2003 4/29/2004
  
• 4-18 Audit of SBA’s Loan Application Tracking System 4/5/2004
  
• 4-17 Audit of SBA’s FY 2003 Financial Statements – Management Letter 03/23/04
  
• 4-16 Audit of SBA’s Administration of the Procurement Activities of Asset Sale Due Diligence Contracts and Task Orders 3/17/04
  
• 4-14 Enforcement of SBA’s Information Technology Enterprise Architecture During the Development of the Disaster Credit Management System 3/2/2004
  
• 4-11 Advisory Memorandum Report on SBA’s Federal Agencies’ Centralized Trial-Balance System (FACTS) Data 2/3/2004
  
• 4-10 Audit of SBA’s FY 2003 Financial Statements 1/30/2004
  
• 4-09 Review of SBA Purchase Cards1/26/2004
  
• 4-08 Advisory Memorandum Report on SBA's Federal Intragovernmental Activity and Balances Data 1/23/04
  
• 4-07 Audit of Puerto Rico & US Virgin Island District Office Cosponsored and SBA-Sponsored Activities 1/20/2004
  
• 4-03 Cosponsorship Activities – Los Angeles District Office 12/17/2003
  
• 3-42 Audit of Travel Card and Purchase Card Controls 9/29/2003
  
• 3-39 Monitoring of SBA’s Implementation of the Disaster Credit Management System 9/29/2003
  
• 3-37 Independent Evaluation of SBA’s Information Security Program 9/17/2003
  
• 3-35 Audit of the National Women Business Council 7/28/2003
  
• 3-34 Audit of SBA’s Compliance with Joint Financial Management Improvement Program Property Management System Requirements7/23/03
  
• 3-32 Audit of SBA’s Acquisition, Development and Implementation of the Joint Accounting and Administrative Management System 6/30/03
  
• 3-29 Supplemental Report Related To Cotton & Company’s Agreed-Upon Procedures Report On Sensitive Payments 5/29/2003
  
• 3-28 Advisory Memorandum: Problems with SBA’s Directives Management System 5/22/03
  
• 3-24 Audit of SBA’s FY 2002 Financial Statements Management Letter 4/14/03
  
• 3-20 Audit of SBA’s Information System Controls for FY 2002 3/31/2003
  
• 3-19 Audit of SBA Oversight of the Due Diligence Contractor for Asset Sales 3 & 4 3/31/2003
  
• 3-14 Audit Report on TEP Consulting, Inc. 3/14/2003
  
• 3-12 Advisory Memorandum Report on SBA’s Federal Intragovernmental Activity and Balances Data 2/6/03
  
• 3-11 Advisory Memorandum Report on SBA’s Federal Agencies’ Centralized Trial Balance System (FACTS) Data 2/6/03
  
• 3-08 Audit of SBA’s Oversight of the Fiscal Transfer Agent for the 7(a) Loan Program 1/30/03
  
• 3-06 Audit of SBA’s FY 2002 Financial Statements 1/30/03
  
• 3-03 Audit of SBA’s Implementation of its Cyber-based Critical Infrastructure Protection Plan 1/10/03 1/10/03
  
• 2-34 Audit of SBA's Controls over the Access, Disclosure, and Use of Social Security Numbers by Third Parties 9/30/02
  
• 2-28 Advisory Memorandum Report on SBA's Information Security Program9/12/02
  
• 2-26 Review of "Out-of-Sequence" Payments 9/3/02
  
• 2-22 Travel of SBA's Former [FOIA Ex. 6] Regional Administrator 8/7/2002
  
• 2-18 Audit of SBA’s Information Systems Controls Fiscal Year 2001 5/6/02
  
• 2-17 SBA's FY 2001 Financial Statements Management Letter 4/12/02
  
• 2-16 Review of Asset Sale Due Diligence Contract 3/29/02
  
• 2-09 Advisory Report on Federal Intragovernmental Activity and Balances 3/4/02
  
• 2-08 Advisory Report on Federal Agencies' Centralized Trail Balance System 3/4/02
  
• 2-04 Audit of SBA's FY 2001 Financial Statements 2/27/02
  
• 2-02 Modernizing Human Resources Management [PDF], 5/31/02.
  
• 1-21 Audit of SBA's UNIX Operating Systems 9/28/01
  
• A1-06 SBA's Computer Security Program 9/28/01
  
• A1-05 SBA's Use of Government Cars and Hired Car Services 9/27/01
  
• 1-15 SBA's FY 2000 Financial Statements Management Letter 8/15/01
  
• 1-14 Paper Report Production 8/3/01
  
• Report On The Results of SBA Management Challenge Discussion Groups (04-04-01) [PDF]
  
• 1-12 Audit of SBA's Information Systems Controls Fiscal Year 2000 3/27/01
• 1-09 SBA's Planning and Assessment for Implementing Presidential Decision Directive 63 3/26/01
  
• 1-08 SBA's 2000 Financial Statements 2/28/01
  
• A1-03 Advisory Memorandum Report on Development of the Loan Monitoring System 2/23/01
  
• 0-28 Rhode Island District Advisory Council 9/29/00
  
• 0-27 Critical Infrastructure-PDD-63 9/27/00
  
• 0-25 Results Act Performance Measurement for the Small Business Investment Company Program 9/2/00
  
• 0-20 SBA's Financial Reporting Process 7/11/00
  
• 0-16 Information Systems Control 4/24/00
  
• 0-15 Systems Development Methodology 3/30/00
  
• 0-14 Section 7(a) Service Fee Collections 3/30/00
  
• Audit of SBA's FY 1999 Financial Statements Management Letter (0-13) - 3/29/2000
• Audit of SBA's FY 1999 Financial Statements (0-06) - 2/29/2000
• Audit of SBA's FY 1998 Financial Statements - Management Letter (0-02) - 12/16/99
• FY 1998 Financial Statements (9-24) - 9/20/99
• 9-23 Survey of Electronic Records Management 9/15/99
  
• 9-19 SBA's Information Systems Controls - 9/2/99
  
• Certified Development Company Program (Html) or (PDF) - September 1999
  
• 9-18 Special Appropriations Grants 8/24/99
  
• Management Issues in a "Paperless" Environment (Html) or (PDF) - June 1999
  
• Checklist for Managers Planning a "Paperless" Office (Html) or (PDF) - June 1999
  
  
• 99-01 Budget Execution Process - 4/29/99
  
• 9-08 Giving of Self Partnership 3/24/99
  
• 9-07 On-Line Women’s Business Center 3/22/99
  
• 9-01 West Virginia High Tech Foundation 10/27/98
  
• 8-7-H-008-015 Audit of SBA's 1997 Financial Statements - Management Letter 5/20/98
• SBA's Financial Reporting System - 7/11/2000
• 8-7-H-008-010 SBA's FY 1997 Financial Statements 3/2/98
• Disbursement Processing - C&W Schedules 3/11/98
• SBA's FY 1997 Financial Statements Management Letter 3/2/98
• User Technology Associates 6/6/97
• Grant Proposal West Virginia High Tech Consortium 4/25/97
• 7-6-H-008-012 SBA's FY 1996 Financial Stmts Management Letter 4/11/97
• Grant Closeout Procedures 3/31/97
• 7-6-H-008-010 SBA's FY 1996 Financial Statements 2/28/97
• 7-7-H-001-007 West VA High Tech Foundation Consortium 2/10/97
• 7-6-H-005-003 Electronic Funds Transfer 12/20/96
• Framework for Considering the Centralization of SBA Functions - Full text December 1996 Adobe Acrobat
• 6-5-S918-020 Mailing Service Contractor 9/23/96
• Boone, Young & Associates 9/20/96
• SBA's FY 1995 Financial Statements Management Letter 5/31/96
• SBA's FY 1995 Financial Statements 5/1/96
• GeoDemographics, Ltd. 3/29/96
• Daniel Dennis & Co. 1/24/96
• Correa, Duarte & Co. 1/24/96
• Jack Faucett Associates 1/17/96
• National Center for Genome Resources 9/29/95
• National Education Center for Women in Business 8/4/95
• SBA's FY 1994 Financial Statements Management Letter 6/28/95
• National Center for Genome Resources - Interim 6/7/95
• SBA's FY 1994 Financial Statements 6/1/95
• Population & Marketing Analysis Center 3/31/95
• Richmond, VA District Office Imprest Fund 3/23/95
• SBA's FY 1993 Financial Statements Management Letter 12/13/94
• New Hampshire International Trade Resources 11/3/94
• PMAC - Pre-Award Audit 9/30/94
• SBA's FY 1993 Financial Statements 8/31/94
• Transfer of Employees 5/3/94
• Anti-Lobbying 3/14/94
• Prompt Payment Act Compliance 3/3/94
• Consulting Services (CAAS) 1/31/94
• Population & Marketing Analysis Center 1/18/94
• Accounting System and Grant Proposal 9/1/93
• SBA's FY 1992 Financial Statements 7/16/93
• Creative Associates International, Inc 6/1/93
• Irving Burton Associates, Inc. 5/25/93
• Energy Management & Conservation Survey 2/25/93
• Business Assistance Trust Fund 2/5/93
• Anti-Lobbying Act 1/29/93
• Mid-West Women's Business 11/25/92
• SBA's FY 1991 Financial Statements 10/19/92

Other Reports

• Office of Advocacy - Summary October 1991

 

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send your request citing the title, report number, and date of issue to:

Small Business Administration
Office of Inspector General
Auditing Division
409 S. Third Street, S.W.
Washington, DC 20416-4112

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