Attachment 1 to OPM Director's Memorandum

WASHINGTON, DC, AREA EMERGENCY DISMISSAL OR CLOSURE PROCEDURES

Introduction
Possible Y2K Work Disrputions
OPM's Responsibilities
Agencies' Responsibilities
Emergencies Before the Workday Begins
Emergencies During Normal Work Hours


The following guidelines apply to situations that prevent significant numbers of employees in the Washington, DC, area from reporting for work on time or which require agencies to close all or part of their activities, including adverse weather conditions (snow emergencies, severe icing conditions, floods, earthquakes, and hurricanes), air pollution, disruption of power and/or water, interruption of public transportation, possible Year 2000 (Y2K) work disruptions, and other emergency situations.

These procedures apply to all executive agencies (except the U.S. Postal Service) inside the Washington Capital Beltway. Facilities outside the Beltway may prefer to develop their own plans, since they are subject to different emergency and traffic conditions than those inside the Beltway. In unusual situations, however, the Office of Personnel Management (OPM) may issue guidelines affecting facilities outside the Beltway, as well.

It is essential that Federal agencies in the metropolitan area comply with this area-wide plan and the announced decisions on dismissal or closure. Agencies should avoid independent action because any change in the work hours of Federal workers in the Washington, DC, area requires careful coordination with municipal and regional officials to minimize disruption of the highway and transit systems.

Agencies that find it necessary to exclude certain offices or activities from this plan should notify OPM of such exemptions and update such notices when necessary. Application of this guidance must be consistent with the provisions of applicable collective bargaining agreements or other controlling policies, authorities, and instructions.

Possible Y2K Work Disruptions

In the event of major unanticipated Y2K work disruptions affecting large numbers of Federal agencies and employees on an area-wide basis, OPM will use the emergency dismissal or closure procedures for the Washington, DC, area as the basis for announcing an area-wide policy on emergency dismissal or closure of Federal activities. In the event of isolated Y2K work disruptions affecting an individual agency or component of an agency, or a particular office building or small geographic area within the Washington, DC, area, the head of each agency (or an appropriate designee) is authorized to use his or her discretionary authority to excuse employees not designated as "emergency employees" from duty. The procedures for communicating such decisions to affected employees must be established well in advance of January 1, 2000.

OPM's Responsibilities

1. In the Washington, DC, area, the Office of Personnel Management (OPM) is the Federal Government's point of contact with municipal governments and regional organizations, such as the Washington Metropolitan Area Transit Authority (METRO). OPM officials will consult with appropriate municipal and regional officials before making a decision on closure, dismissal, or special leave treatment, and will brief the Director of OPM on highway, transit, and emergency conditions.

2. The Director of OPM will then make a decision on whether to curtail Federal operations. This decision is based on the need to keep Federal operations functioning as normally as possible and on concern for the safety of Federal employees.

3. We will notify the personnel director of each agency of any decision to close Federal agencies, any announced "unscheduled leave" or "adjusted home departure" policy, or any decision to dismiss Federal employees before the close of the normal workday using the "adjusted work dismissal" policy. Information will be available on our website at http://www.opm.gov. We request that all agencies making a different decision notify our Office of Communications at (202) 606-1800, FAX (202) 606-2264, or email oc@news.gov.

Agencies' Responsibilities

1. At least annually, agencies should provide written procedures for emergency dismissal or closure to employees working in the Washington, DC, area. The notice should tell employees how they will be notified and include the text of the media announcements to be used and a detailed explanation of their meaning. The notice also should explain that if an "unscheduled leave" policy is announced, employees must contact their agencies to request to use annual leave, leave without pay, and/or previously earned compensatory time off or credit hours.

2. At least annually, agencies should identify emergency personnel and notify them in writing that they are designated as "emergency employees." The term "emergency employee" is used to designate those employees who must report for work in emergency situations. The notice should include the requirement that "emergency employees" report for, or remain at work in emergency situations and an explanation that dismissal or closure announcements do not apply to them unless they are instructed otherwise. Agencies must be careful to designate which employees are "emergency employees" for the purpose of possible Y2K work disruptions and which employees are "emergency employees" for the purpose of adverse weather conditions and other emergency situations. (Note: Employees designated as "emergency employees" for the purpose of possible Y2K work disruptions typically will include those on the agency's "business recovery team" or "day 1 team.") If an agency determines that a situation requires employees not designated as "emergency employees" to report for, or remain at work during an emergency, the agency should establish a procedure for notifying them individually.

3. Agencies are responsible for determining closure, dismissal, and leave policies for employees on shift work and alternative work schedules (i.e., flexible or compressed work schedules) and for informing employees of these policies.

Emergencies Before the Workday Begins

The Office of Personnel Management will provide one of the following five announcements to the media when an emergency occurs before the workday begins. (For additional guidance on excused absence, see the paragraph following this table.)

Emergency Announcement What Announcement Means Additional Guidance
1. "The Federal Government is OPEN; employees are expected to report for work on time." Federal agencies will open on time, and employees are expected to report for work as scheduled. Agencies should be as flexible as possible in approving annual leave or LWOP for employees who face emergency situations or other hardships (e.g., when schools/child care centers open late or are closed).
2. "Federal agencies are operating under an UNSCHEDULED LEAVE policy. Employees may take leave without prior approval. Employees must notify their agencies that they are taking leave." Federal agencies will open on time, but employees not designated as "emergency employees" may take annual leave or leave without pay (LWOP) without the prior approval of their supervisors. "Emergency employees" are expected to report for work on time. Employees must inform their supervisors if they plan to take annual leave or LWOP.
3. "Federal agencies are operating under an ADJUSTED HOME DEPARTURE policy. Employees are requested to leave home ## hours later than their normal departure time." Federal agencies will open on time, but employees not designated as "emergency employees" should adjust their normal home departure time consistent with the announcement, and those who arrive late will be excused without loss of pay or charge to leave. "Emergency employees" are expected to report for work on time. Agencies may use OPM's "Handbook on Alternative Work Schedules, December 1996" (section 12, "Flexible Work Schedules," paragraph 1) to determine the "normal arrival and departure times" of employees on flexible work schedules. The handbook is available on OPM's website at http://www.opm.gov/oca/aws.
4. "Federal agencies are operating under an ADJUSTED HOME DEPARTURE/

UNSCHEDULED LEAVE policy. Employees are requested to leave home ## hours later than their normal departure time. Employees unable to come to work may take leave without prior approval."

Federal agencies will open on time, but employees not designated as "emergency employees" should adjust their normal home departure time consistent with the announcement. Those who arrive late will be excused without loss of pay or charge to leave. Employees unable to come to work may take leave without prior approval and will be charged leave for the entire workday. "Emergency employees" are expected to report for work on time. Employees must inform their supervisors if they plan to take annual leave or LWOP.

5. "Federal agencies are CLOSED." Employees not designated as "emergency employees" are excused from duty without loss of pay or charge to leave. "Emergency employees" are expected to report for work on time.

Employees on alternative work schedules (AWS) are not entitled to another AWS day off "in lieu of" the workday on which the agency is closed.

Workdays on which a Federal activity is closed are nonworkdays for leave purposes. Employees who are on approved leave before the closure must be granted excused absence. This does not apply to employees on LWOP, military leave, suspension, or in a nonpay status.

Excused Absence-Agencies may excuse an employee without loss of pay or charge to leave (i.e., grant a reasonable amount of excused absence) if the employee is unavoidably delayed in arriving for work. Factors such as distance, availability of transportation, the need to make alternative child care arrangements, and the success of other employees in similar situations should be considered in determining the amount of excused absence to grant. However, employees have no entitlement to excused absence. Agencies must notify employees of the procedures to be followed in this situation.

Emergencies During Normal Work Hours

When an emergency situation occurs during normal work hours, OPM may announce that the Federal Government is operating under an "ADJUSTED WORK DISMISSAL" policy. When this announcement is made, employees should be dismissed relative to their normal departure times from work. For example, if a 3-hour "ADJUSTED WORK DISMISSAL" policy is announced, workers who normally leave their offices at 5:00 p.m. would be authorized to leave at 2:00 p.m. (For additional guidance on excused absence, see the paragraph following the table below.)

How is leave handled when an "ADJUSTED WORK DISMISSAL" policy is announced?

Employee Action Leave Policy
Employee is on duty. Agency should grant excused absence for the remainder of the workday following the employee's authorized time of dismissal even if the employee is scheduled to take leave later in the day.
Employee leaves before official announcement of "ADJUSTED WORK DISMISSAL" policy is made. The agency should charge leave or absence without leave (AWOL), as appropriate, for the remainder of the workday.
Employee leaves before the time set for his or her dismissal (with supervisory approval). The agency should charge leave for the period remaining before the employee's time of dismissal and should grant excused absence for the remainder of the workday following the employee's time of dismissal, even if the employee is scheduled to take leave later in the workday.
Employee is scheduled to return from leave after official announcement of "ADJUSTED WORK DISMISSAL" policy is made, but before his or her time of dismissal. The agency may approve leave, require the employee to return to work, or grant excused absence for the period before the time of dismissal and should grant excused absence for the remainder of the workday following the employee's time of dismissal, even if the employee is scheduled to take leave later in the workday.
Employee is absent on previously approved leave (annual, sick, or leave without pay (LWOP)) for the entire workday. The agency should continue to charge the employee leave for the entire workday.
Employee fails to report for work. The agency should charge AWOL or permit the employee to request annual leave, sick leave, or LWOP, as appropriate, for the entire workday. Exceptions to this policy should be made only in unusual circumstances.

Excused Absence-Agencies may excuse an employee without loss of pay or charge to leave (i.e., grant a reasonable amount of excused absence) to avoid hardships, e.g., when younger children are released from school/child care centers earlier than the announced dismissal time and no alternative forms of child care are available. However, employees have no entitlement to excused absence. Agencies must notify employees of the procedures to be followed in these situations.


Updated 14 February 2000