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REGIONAL AND FIELD STRUCTURE
PANEL ONE
Scott Polakoff - Division of Supervision and Consumer Protection
Regional Director in Chicago
- Describe a Regional Office
- DSC, Legal, DOA, DIR, DIRM
- Number of employees
- Physical configuration
- Compare Regional Office Configuration between FDIC and other federal banking agencies
- Identify Client Base:
- Banks
- State Banking Departments
- FRB, OCC, OTS
- Trade Associations
- Compare Vertical Supervision and Horizontal Supervision
- Vertical
- Process Examination Reports
- Generate Enforcement Actions
- Meet with bankers
- Enforcement Actions
- Section 32
- 8(e)
- CMP
- Fair Lending
- Process Applications
- Provide Legal opinions
- Large Bank presentations (interagency)
- Horizontal
- Risk Committees
- Director Training Programs
- Field Territory Meetings
- Midwest Supervisors Meeting
- (FDIC, FRB, OCC, OTS, SEC, CFTC, NASD, State Bank, State Insurance, State Securities, etc.)
- Interagency Bank Supervisor Meeting
- (FDIC, FRB, OCC, OTS, State Banking Departments)
- CSBS District Meetings
- Speeches
Kathy Moe - Division of Supervision and Consumer Protection
Field Supervisor in Phoenix, Arizona
- Describe a Field Office Territory
- Field Office Operations
- Territory Configuration
- Explain Role of Risk Management and Compliance Field Supervisors
- Examination Process
- Examination Cycle - Safety and Soundness, Compliance and CRA
- Coordination with State Banking Departments and Regional Office
- Staffing and Executing On-site Exam Program
- Report of Examination
- Risk-Focused Examination Program
- Identifying Risk Profile and Establishing Examination Scope
- Use of Technology and Offsite Monitoring Tools
- Impact of Increasing Problem Institutions
- Compliance Refocusing
- Processing Examination Reports
- Field Supervisor Responsibility for Nonproblem Banks
- Industry Acceptance
- Banker Outreach Initiatives
- Knowledge of Institutions and Local Economy
- Banker Contact Program
- Meetings with Bank Board of Directors
- Development of Personnel
- FDIC Examiner Training Program
- Corporate University
Stan Ivie - Division of Resolutions and Receiverships
Deputy Director in Dallas
- Historical Overview
- Consolidated Office Structure
- Regional Office Structure
- One Office-Two Locations
- Dallas Field Office
- Matrix Management
- Integrated Program Areas
- Delegations of Authority
- Joint Committee Process
- Coordination with Regulatory Community
- Pre-Resolution Planning
- Early Access to Information
- Asset Valuation Review Process
- Bank Closings
- Closing Teams
- Customer Service
- Community Outreach
- Receivership Oversight
- Offsite Management
- Receivership Business Plans
- Regulatory Feedback Loop
- FDIC/SMU Symposium
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