Law and Regulation
2009 Enforcement Actions
The CFTC Division of Enforcement investigates and prosecutes alleged violations of the Commodity Exchange Act and Commission regulations. The CFTC takes enforcement actions against individuals and firms registered with the Commission, those who are engaged in commodity futures and option trading on designated domestic exchanges, and those who improperly market futures and options contracts.
Cooperation Factors in Enforcement Division Sanction Recommendations
(originally published 2004; revised March 1, 2007, see CFTC Press Release 5296-07)
January 15, 2009
January 15, 2009
January 9, 2009
January 8, 2009
CFTC Charges Philadelphia-area Resident with Operating $50 Million Ponzi Scheme, 5594-09
Last Updated: September 7, 2007