Securities Commission
770 Washington Ave., Suite 570
Montgomery, AL 36130-4700
334-242-2984
Toll free: 1-800-222-1253 (AL)
Fax: 334-242-0240
E-mail: asc@asc.alabama.gov
www.asc.state.al.us/

Division of Banking and Securities
Department of Commerce, Community and Economic Development
PO Box 11807
150 3rd Street, Suite 217
Juneau, AK 99811-0807
907-465-2521
Toll free: 1-888-925-2521 (AK)
TTY: 907-465-5437
Fax: 907-465-2549
E-mail: dbsc@commerce.state.ak.us
www.commerce.state.ak.us

Securities Division
Arizona Corporation Commission
1300 West Washington, 3rd Floor
Phoenix, AZ 85007
602-542-4242
Toll free: 1-866-VERIFY9 (837-4399) (AZ)
Fax: 602-594-7470
E-mail: info@azinvestor.gov
www.azinvestor.gov

Arkansas Securities Department
Heritage West Bldg., Suite 300
201 East Markham,
Little Rock, AR 72201
501-324-9260
Toll free: 1-800-981-4429
Fax: 501-324-9268
E-mail: infor@securities.arkansas.gov
www.securities.arkansas.gov

Department of Corporations
1515 K St., Suite 200
Sacramento, CA 95814-4052
916-445-7205
Toll free: 1-866-275-2677
TTY: 1-800-735-2966
Fax: 916-322-8864
www.corp.ca.gov

Division of Securities
Department of Regulatory Agencies
1560 Broadway, Suite 900
Denver, CO 80202
303-894-2320
TTY: 1-800-659-2656
Fax: 303-861-2126
E-mail: securities@dora.state.co.us
www.dora.state.co.us/securities

Department of Banking
Government Relations and Consumer Affairs
260 Constitution Plaza
Hartford, CT 06103-1800
860-240-8299
Toll free: 1-800-831-7225
Fax: 860-240-8178
E-mail: banking.complaints@ct.gov
www.ct.gov/dob

Division of Securities
Department of Justice
State Office Bldg.
820 North French St., 5th Floor
Wilmington, DE 19801
302-577-8424
TTY: 302-577-5783
Fax: 302-856-5660
www.state.de.us/securities

Dept. of Insurance, Securities and Banking
810 First St., NE, Suite 701
Washington, DC 20002
202-727-8000
Fax: 202-535-1196
E-mail: disb@dcgov.org
disb.dc.gov

Division of Securities
Office of Financial Regulation
200 East Gaines St.
Tallahassee, FL 32399-0370
850-410-9805
850-410-9893
Toll free: 1-800-848-3792, opt. 2 (FL)
Fax: 850-410-9748
E-mail: ofr@flofr.com
www.flofr.com

Divison of Securities and Business Regulation
Office of the Secretary of State
Suite 802, West Tower
2 Martin Luther King, Jr. Drive, SE
Atlanta, GA 30334
404-656-3920
Toll free: 1-888-733-7427
Fax: 404-657-8410
E-mail: securities@sos.state.ga.us
www.sos.ga.gov/securities

Business Registration Division
Department of Commerce and Consumer Affairs
335 Merchant St.. Room 201
2nd Floor
Honolulu, HI 96813
808-586-2744
Fax: 808-586-2733
E-mail: breg@dcca.hawaii.gov
www.hawaii.gov/dcca

Department of Finance
800 Park Blvd., Suite 200
PO Box 83720 (zip 83720-0031)
Boise, ID 83712
208-332-8000
Toll free: 1-888-346-3378 (ID)
Fax: 208-332-8097
E-mail: finance@finance.idaho.gov
finance.idaho.gov

Securities Department
Secretary of State
300 W. Jefferson St, Suite 300A
Springfield, IL 62702
217-782-2256
Toll free: 1-800-628-7937 (IL)
Fax: 217-524-2172
www.sos.state.il.us

Securities Division
Office of the Secretary of State
302 W. Washington, Room E-111
Indianapolis, IN 46204
317-232-6681
Toll free: 1-800-223-8791 (IN)
Fax: 317-233-3675
www.state.in.us/sos

Securities and Regulated Industries Bureau
340 Maple St.
Des Moines, IA 50319-0066
515-281-4441
Toll free: 1-877-955-1212 (IA)
Fax: 515-281-3059
E-mail: iowasec@iid.state.ia.us
www.iid.state.ia.us

Office of the Securities Commissioner
618 South Kansas Ave.
2nd Floor
Topeka, KS 66603-3804
785-296-3307
Toll free: 1-800-232-9580 (KS)
Toll free: 1-888-40-SCAMS (KS)
Fax: 785-296-6872
www.ksc.ks.gov

Division of Securities
Department of Financial Institutions
1025 Capitol Center Dr., Ste. 200
Frankfort, KY 40601-3868
502-573-3390
Toll free: 1-800-223-2579
Fax: 502-573-2182
E-mail: kfi@ky.gov
www.kfi.ky.gov

Securities Division
Office of Financial Institutions
8660 United Plaza Blvd., 2nd Floor
Baton Rouge, LA 70809
225-925-4660
Fax: 225-925-4548
www.ofi.state.la.us

Office of Securities
121 State House Station
Augusta, ME 04333-0121
207-624-8551
Toll free: 1-877-624-8551 (ME)
TTY: 1-888-577-6690
Fax: 207-624-8590
www.maine.gov/pfr/securities/index.shtml

Securities Division
Office of the Attorney General
200 Saint Paul Place
Baltimore, MD 21202-2020
410-576-6360
Toll free: 1-888-743-0023 (MD)
TTY: 410-576-6372
Fax: 410-576-6532
E-mail: securities@oag.state.md.us
www.oag.state.md.us

Securities Division
Office of the Secretary of the Commonwealth
One Ashburton Place, 17th Floor, Room 1701
Boston, MA 02108
617-727-3548
Toll free: 1-800-269-5428 (MA)
TTY: 617-878-3889
Fax: 617-248-0177
E-mail: securities@sec.state.ma.us
www.sec.state.ma.us/sct

Securities Division
Office of Financial and Insurance Regulation
611 W. Ottawa St., 3rd Floor
PO Box 30220
Lansing, MI 48909
517-373-0220
Toll free: 1-877-999-6442
Fax: 517-241-6356
E-mail: ofis-sec-info@michigan.gov
www.michigan.gov/ofis

Department of Commerce
Division of Securities and Registration
85 Seventh Place East, Suite 500
St. Paul, MN 55101
651-296-4026
Toll free: 1-800-657-3602 (MN)
TTY: 651-296-2860
Fax: 651-296-4328
E-mail: securities.commerce@state.mn.us
www.commerce.state.mn.us

Securities Division
Business Regulation and Enforcement
Secretary of State's Office
700 North Street
PO Box 136 (Zip 39205)
Jackson, MS 39202
601-359-1350
Toll free: 1-800-256-3494
Fax: 601-359-1499
www.sos.state.ms.us

Commissioner of Securities
PO Box 1276
Jefferson City, MO 65102
573-751-4136
Toll free: 1-800-721-7996 (MO)
Fax: 573-526-3124
www.sos.mo.gov

Securities Division
State Auditor
840 Helena Ave.
Helena, MT 59601
406-444-2040
Toll free: 1-800-332-6148 (MT)
Fax: 406-444-3497
E-mail: stateauditor@mt.gov
www.sao.mt.gov

Bureau of Securities
Department of Banking & Finance
1230 "O" Street, Suite 400 (zip: 68508)
PO Box 95006
Lincoln, NE 68509-5006
402-471-3445
Fax: 402-471-3062
www.ndbf.org

Securities Division
Office of the Secretary of State
555 East Washington Ave.
Suite 5200
Las Vegas, NV 89101
702-486-2880
Fax: 702-486-2888
E-mail: nvsec@sos.nv.gov
www.sos.state.nv.us

Bureau of Securities Regulation
Department of State
107 N. Main Street
State House, Room 204
Concord, NH 03301-4989
603-271-1463
Fax: 603-271-7933
www.sos.nh.gov/securities

Bureau of Securities
Department of Law and Public Safety
PO Box 47029 (Zip 07101)
153 Halsey St., 6th Floor
Newark, NJ 07102
973-504-3600
Fax: 973-504-3601
www.njsecurities.gov

Securities Division
Regulation & Licensing Department
2550 Cerrillos Road
PO Box 25101 (Zip: 87504-5101)
Santa Fe, NM 87505
505-476-4580
Toll free: 1-800-704-5533 (NM)
Fax: 505-984-0617
www.rld.state.nm.us

Bureau of Investor Protection and Securities
Office of the Attorney General
120 Broadway
New York, NY 10271
212-416-8200
Fax: 212-416-8816
www.oag.state.ny.us

Securities Division
2 South Salisbury St.
Raleigh, NC 27601
919-733-3924
Toll free: 1-800-688-4507 (Investor Hotline)
Fax: 919-821-0818
www.sosnc.com

Securities Department
State Capitol -- 5th Floor
600 E. Boulevard Ave.
Bismarck, ND 58505-0510
701-328-2910
Toll free: 1-800-297-5124 (ND)
Fax: 701-328-2946
E-mail: ndsecurities@nd.gov
www.ndsecurities.com

Division of Securities
77 South High St.
22nd Floor
Columbus, OH 43215-6131
614-644-7381
Toll free: 1-800-788-1194 (Investor Protection Hotline)
Fax: 614-466-3316
www.securities.state.oh.us

Department of Securities
First National Center
120 North Robinson, Suite 860
Oklahoma City, OK 73102
405-280-7700
Fax: 405-280-7742
E-mail: general@securities.state.ok.gov
www.securities.ok.gov

Division of Finance and Corporate Securities
Department of Consumer & Business Services
350 Winter St., NE
PO Box 14480
Salem, OR 97309-0405
503-378-4140
Toll free: 1-866-814-9710
TTY: 503-378-4100
Fax: 503-378-6444
E-mail: dfcsmail@state.or.us
dfcs.oregon.gov

Securities Commission
Office of the Secretary
Eastgate Office Building, 2nd Floor
1010 North Seventh St.
Harrisburg, PA 17102-1410
717-787-8061
Toll free: 1-800-600-0007 (PA)
Fax: 717-783-5122
E-mail: pscwebmaster@state.pa.us
www.psc.state.pa.us

Office of the Commissioner of Financial Institutions
Centro-Europa Building - Suite 600, 1492 Ponce de Leon Avenue
PO Box 11855 (Zip: 00910-3855)
San Juan, PR 00907
787-723-8445
Toll free: 1-800-981-7711
Fax: 787-723-4225
E-mail: querellas@ocif.gobierno.pr
www.cif.gov.pr

Securities Division
Dept. of Business Regulation
1511 Pontiac Avenue
Building 69-1
Cranston, RI 02920
401-462-9500 (Business Regulation)
401-462-9527 (Securities)
TTY: 711 (In Rhode Island Only)
Fax: 401-462-9645
www.dbr.state.ri.us

Securities Division
Office of the Attorney General
PO Box 11549
Columbia, SC 29211-1549
803-734-9916
803-734-3970
Fax: 803-734-3677
www.scattorneygeneral.com//securities/index.html

Division of Securities
445 East Capitol Ave.
Pierre, SD 57501-3185
605-773-4823
Fax: 605-773-5953
www.state.sd.us/dcr/securities

Securities Division
Department of Commerce and Insurance
Davy Crockett Tower, Suite 680
500 James Robertson Pkwy.
Nashville, TN 37243
615-741-2241
Toll free: 1-800-863-9117 (TN)
Fax: 615-532-8375
www.state.tn.us/commerce/

State Securities Board
208 East 10th - 5th Floor (Zip: 78701)
PO Box 13167
Austin, TX 78711-3167
512-305-8300
Fax: 512-305-8310
www.ssb.state.tx.us

Division of Securities
Department of Commerce
160 East 300 South, 2nd Floor (Zip: 84111)
PO Box 146760
Salt Lake City, UT 84114-6760
801-530-6600
Toll free: 1-800-721-7233 (UT)
Fax: 801-530-6980
www.securities.utah.gov

Securities Division
Department of Banking, Insurance, Securities, & Health Care Administration
89 Main Street
Montpelier, VT 05620-3101
802-828-3420
Fax: 802-828-2896
www.bishca.state.vt.us/SecuritiesDiv/securindex.htm

Division of Securities and Retail Franchising
State Corporation Commission
PO Box 1197
Richmond, VA 23218
804-371-9051
Toll free: 1-800-552-7945 (VA)
TTY: 804-371-9203
Fax: 804-371-9911
www.scc.virginia.gov/srf

Securities Division
Department of Financial Institutions
PO Box 9033
Olympia, WA 98507-9033
360-902-8760
Toll free: 1-877-746-4334
TTY: 360-664-8126
Fax: 360-902-0524
www.dfi.wa.gov

Securities Commission
State Auditor's Office
State Capitol Bldg 1, Room W100
Charleston, WV 25305
304-558-2257
Toll free: 1-888-368-9507
Toll free: 1-888-509-6567 (Fraud Complaint)
Toll free: 1-888-368-9507 (Enforcement/Registration/CRD Req.)
Fax: 304-558-4211
E-mail: securities@wvsao.gov
www.wvsao.gov/securities/securities.asp

Division of Securities
Department of Financial Institutions
345 W. Washington Ave., 4th Floor (Zip: 53703)
PO Box 1768
Madison, WI 53701-1768
608-266-1064
Toll free: 1-800-47-CHECK (WI)
TTY: 608-266-8818
Fax: 608-264-7979
www.wdfi.org

Compliance Division
Office of the Secretary of State
State Capitol Bldg.
200 West 24th St.
Cheyenne, WY 82002-0020
307-777-7370
Fax: 307-777-7640
E-mail: compliance@state.wy.us
soswy.state.wy.us