|
|||||||||
Home > Careers
Regulatory Enforcement Case SpecialistProvide advice on enforcement matters generally and recommendations on the assessment of civil penalties against financial institutions covered by the provisions of the Bank Secrecy Act (BSA). Receive, review, and analyze enforcement matters referred by regulatory agencies, financial institutions, FinCEN organizations, or others, to recommend whether civil penalty or other enforcement action is warranted. Work with clients to resolve discrepancies, explain requirements, or determine recommendations. Recommend curative or enforcement actions. Monitors activities of financial institutions to determine trends, patterns, problems, and other information related to BSA violations. Prepare reports, decision memoranda, or summaries to communicate recommended or indicated action. |
|