2005 CFR Title 17, Volume 1

Title 17--Commodity and Securities Exchanges CHAPTER I--COMMODITY FUTURES TRADING COMMISSION PART 4--COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
	4.1	Requirements as to form.
	4.5	Exclusion for certain otherwise regulated persons from the definition of the term ``commodity pool operator.''
	4.6	Exclusion for certain otherwise regulated persons from the definition of the term ``commodity trading advisor.''
	4.7	Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
	4.8	Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
	4.10	Definitions.
	4.11	Exemption from section 4n(3)(B).
	4.12	Exemption from provisions of part 4.
	4.13	Exemption from registration as a commodity pool operator.
	4.14	Exemption from registration as a commodity trading advisor.
	4.15	Continued applicability of antifraud section.
	4.16	Prohibited representations.
	4.20	Prohibited activities.
	4.21	Required delivery of pool Disclosure Document.
	4.22	Reporting to pool participants.
	4.23	Recordkeeping.
	4.24	General disclosures required.
	4.25	Performance disclosures.
	4.26	Use, amendment and filing of Disclosure Document.
	4.30	Prohibited activities.
	4.31	Required delivery of Disclosure Document to prospective clients.
	4.32	Trading on a Registered Derivatives Transaction Execution Facility for Non-Institutional Customers.
	4.33	Recordkeeping.
	4.34	General disclosures required.
	4.35	Performance disclosures.
	4.36	Use, amendment and filing of Disclosure Document.
	4.41	Advertising by commodity pool operators, commodity trading advisors, and the principals thereof.