The U.S. Equal Employment Opportunity Commission


Securities and Exchange Commission (SEC)

ADR Techniques: Mediation
Source of Neutrals: Inhouse
Contact: Deborah K. Balducchi, Director EEO
(202) 942-0040
Fran Paver, EEO Office
(202) 942-0043
(fax) (202) 942-9547
Web page: http://www.sec.gov/
Fiscal Year 2006 2007 2008
Size of Work Force 3,602 3,449  
Pre-Complaint Process
Completed/Ended Counselings 22 19  
Offered ADR 22 19  
Process in ADR 0 6  
Completed ADR 0 6  
Resolved Disputes 0 3  
Formal Complaint Process
Complaints Clousures 16 20  
Offered ADR 2 0  
Processed in ADR 2 0  
Completed ADR 2 0  
Resolved Disputes 0 0  

For FY 2000 through FY 2005, ADR activity was measured in both completed and pending counselings and complaints.

Fiscal Year 2000 2001 2002 2003 2004 2005
Size of Work Force 2,958 3,052 3,031 3,293 3,829 3,883
Pre-Complaint Process
Initial Counseling Contacts 24 28 22 18 39 28
Offered ADR N/A N/A 22 25 45 32
Processed in ADR 8 6 4 6 6 4
Completed ADR 0 4 5 8 7 4
Resolved Disputes 0 1 2 1 2 1
Formal Complaint Process
Complaints Filed 10 21 13 14 25 17
Complaints in Inventory 70 50 47 48 41 31
Offered ADR N/A N/A 13 1 0 1
Processed in ADR N/A 0 0 1 0 1
Completed ADR 3 0 0 1 0 1
Resolved Disputes 3 0 0 1 0 0

This page was last modified on October 20, 2008.

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