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Other Commission Orders, Notices, and Information
Archive of older SEC Commission Orders, Notices and Information available include:
First Quarter
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
| Release No. |
Date |
Details |
| First Quarter |
| 33-9000 |
Jan. 14, 2009 |
List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
Other Release Nos.: 34-59248, 39-2460, IC-28600, IA-2830
File No.: S7-03-09
Comments Due: February 25, 2009
 Submit comments on S7-03-09
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| 33-8997 |
Jan. 12, 2009 |
Gabelli Funds, LLC (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Gabelli Funds, LLC, Waiver of the Rule 602(c)(3) Disqualification Provision)
File No.: 3-13332
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| 34-59218 |
Jan. 8, 2009 |
Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2 (Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Boston Stock Exchange, Incorporated)
File No.: 4-575
See also: Notice: Rel. No. 34-59101
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http://www.sec.gov/rules/other.shtml
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