Skip Navigation Links
Centers for Disease Control and Prevention
 CDC Home Search Health Topics A-Z

National Vaccine Program Office

Welcome Center | What's New | Publications | Contact Us
Search NVPO
  red flashing square  Vaccine Conference
  red flashing square  NVAC Report: Strengthening the Supply of Vaccines in the U.S.
  Registry Support for
  Immunization
  Programs
  Progress
  Report
  Immunization
  Registry
  Clearinghouse
  Influenza (flu)
  Season 2003-2004
  Pandemic Influenza
  NVAC Resolutions
  Meeting Materials
  Severe Acute
  Respiratory
  Syndrome
  Smallpox Planning
  and Response
  Unmet Needs Projects
  Immunization
  Concepts
  Immunization
  Laws
  If We Stop
  Vaccinating
  Vaccine Safety
  Q&A
  Some of the People
  Who Stand Behind
  Vaccinations
  10 Tips on Evaluating
  Immunization
  Information on the
  Internet


In easy-to-understand language
Note: The terms "immunization," "vaccination," and "inoculation" are used to mean essentially the same thing throughout this site.
VACCINE PRODUCT APPROVAL PROCESS
The Food and Drug Administration�s (FDA) Center for Biologics Evaluation and Research (CBER) is responsible for regulating vaccines in the United States. Current authority for the regulation of vaccines resides primarily in Section 351 of the Public Health Service Act and specific sections of the Federal Food, Drug and Cosmetic Act.

Vaccine clinical development follows the same general pathway as for drugs and other biologics. A sponsor who wishes to begin clinical trials with a vaccine must submit an Investigational New Drug application (IND) to the FDA. The IND describes the vaccine, its method of manufacture, and the types of quality control testing done prior to administering the vaccine to humans. Also included is information about the vaccine�s safety and ability to elicit an immune response (immunogenicity) in animal testing. In addition, the IND contains the proposed clinical protocol (written description of a trial design) for a study in humans.

Pre-marketing (pre-licensure) vaccine clinical trials are typically done in three phases, as is the case for any drug or biologic. Initial human studies, referred to as Phase 1, are safety and immunogenicity studies performed in a small number of closely monitored subjects. Phase 2 studies enroll up to hundreds of subjects. Phase 2 studies often include dose-ranging studies (studies to evaluate the safety and immunogenicity of different vaccine doses). Finally, Phase 3 trials typically enroll thousands of individuals and provide the critical documentation of effectiveness and important additional safety data required for licensing. At any stage of the clinical or animal studies, if information provided to the FDA raises significant concerns about either safety or effectiveness, the FDA may request additional information or studies, or may halt ongoing clinical studies.

If successful, the completion of all three phases of clinical development can be followed by the submission of a Biologics License Application (BLA). To be considered, the license application must provide the multidisciplinary FDA reviewer team (composed of many types of specialists including medical officers, microbiologists, chemists, biostatisticians, etc.) with the efficacy and safety information necessary to make a risk/benefit assessment and to recommend or oppose the approval of a vaccine. Also during this stage, the proposed manufacturing facility undergoes a pre-approval inspection during which production of the vaccine as it is in progress is examined in detail.

Following the FDA�s review of a license application, the sponsor and the FDA may present their findings to the FDA�s Vaccines and Related Biological Products Advisory Committee (VRBPAC). This non-FDA expert committee (scientists, physicians, biostatisticians, and a consumer representative) provides advice to the Agency regarding the safety and efficacy of the vaccine for the proposed indication.

Vaccine approval also requires the provision of adequate product labeling to allow health care providers to understand the vaccine�s proper use, including its potential benefits and risks. This information allows health care providers to communicate with patients and parents, and to safely deliver the vaccine to the public.

The FDA continues to monitor the production of vaccines after the vaccine and the manufacturing processes are approved, in order to ensure continuing safety. After licensure, monitoring of the product and of production activities, including periodic facility inspections, must continue as long as the manufacturer holds a license for the product. Manufacturers are required to submit the results of their own tests for potency, safety, and purity for each vaccine lot to the FDA. They are also required to submit samples of each vaccine lot to FDA for testing. However, if the sponsor describes an alternative procedure which provides continued assurance of safety, purity and potency, CBER may determine that routine submission of lot release protocols (showing results of applicable tests) and samples is not necessary.

The process for approval of vaccines, as well as for drugs and other biologics, is designed to ensure both the safety and effectiveness of the product. Each phase of the pre-market clinical testing includes more people with each phase so that it becomes easier to detect adverse events. However, until a vaccine is given to the general population, all potential adverse events cannot be anticipated. Thus, many vaccines undergo Phase 4 studies�formal studies on a vaccine once it is on the market. Also, the government relies on the Vaccine Adverse Event Reporting System (VAERS) to identify problems after marketing begins. The VAERS system and how it works is discussed further on this website.

References:

National Vaccine Advisory Committee. "United States Vaccine Research: A Delicate Fabric of Public and Private Collaboration." Pediatrics, Vol. 100 (6), Dec. 1997, pp. 1015-1020.

Parkman PD, and MC Hardegree. "Regulation and Testing of Vaccines." In Plotkin SA, Orenstein WA, [eds.]. Vaccines, 3d ed. Philadelphia: Saunders, 1999, pp.1131-1143.

Stehlin, Isadora. "How FDA Works to Ensure Vaccine Safety." FDA Consumer Magazine, March 1996.

FDA, Center for Biologics and Research: http://www.fda.gov/cber/

Last updated: August 2001


Welcome Center | What's New | Publications | Contact Us

CDC Home | Search | Health Topics A-Z

Last updated: requires javascript


URL:

Centers for Disease Control and Prevention
National Vaccine Program Office