[Code of Federal Regulations]
[Title 21, Volume 4, Parts 200 to 299]
[Revised as of April 1, 1997]
From the U.S. Government Printing Office via GPO Access
[CITE: 21CFR201.57]

[Page 19-28]
 
                        TITLE 21--FOOD AND DRUGS
 
CHAPTER I--FOOD AND DRUG ADMINISTRATION, DEPARTMENT OF HEALTH AND HUMAN SERVICES
 
PART 201--LABELING--Table of Contents
 
 Subpart B--Labeling Requirements for Prescription Drugs and/or Insulin
 
Sec. 201.57  Specific requirements on content and format of labeling for human prescription drugs.

    Each section heading listed in Sec. 201.56(d), if not omitted under 
Sec. 201.56(d)(3), shall contain the following information in the 
following order:
    (a) Description. (1) Under this section heading, the labeling shall 
contain:
    (i) The proprietary name and the established name, if any, as 
defined in section 502(e)(2) of the act, of the drug;
    (ii) The type of dosage form and the route of administration to 
which the labeling applies;
    (iii) The same qualitative and/or quantitative ingredient 
information as required under Sec. 201.100(b) for labels;
    (iv) If the product is sterile, a statement of that fact;
    (v) The pharmacological or therapeutic class of the drug;
    (vi) The chemical name and structural formula of the drug;
    (vii) If the product is radioactive, a statement of the important 
nuclear physical characteristics, such as the principal radiation 
emission data, external radiation, and physical decay characteristics.
    (2) If appropriate, other important chemical or physical 
information, such as physical constants, or pH, shall be stated.
    (b) Clinical Pharmacology. (1) Under this section heading, the 
labeling shall contain a concise factual summary of the clinical 
pharmacology and actions of the drug in humans. The summary may include 
information based on in vitro and/or animal data if the information is 
essential to a description of the biochemical and/or physiological mode 
of action of the drug or is otherwise pertinent to human therapeutics. 
Pharmacokinetic information that is important to safe and effective use 
of the drug is required, if known, e.g., degree and rate of absorption, 
pathways of biotransformation, percentage of dose as unchanged drug and 
metabolites, rate or half-time of elimination, concentration in body 
fluids associated with therapeutic and/or toxic effects, degree of 
binding to plasma proteins, degree of uptake by a particular organ or in 
the fetus, and passage across the blood brain barrier. Inclusion of 
pharmacokinetic information is restricted to that which relates to 
clinical use of the drug. If the pharmacological mode of action of the 
drug is unknown or if important metabolic or pharmacokinetic data in 
humans are

[[Page 20]]

unavailable, the labeling shall contain a statement about the lack of 
information.
    (2) Data that demonstrate activity or effectiveness in in vitro or 
animal tests and that have not been shown by adequate and well-
controlled clinical studies to be pertinent to clinical use may be 
included under this section of the labeling only under the following 
circumstances:
    (i) In vitro data for anti-infective drugs may be included if the 
data are immediately preceded by the statement ``The following in vitro 
data are available but their clinical significance is unknown.''
    (ii) For other classes of drugs, in vitro and animal data that have 
not been shown by adequate and well-controlled clinical studies, as 
defined in Sec. 314.126(b) of this chapter, to be pertinent to clinical 
use may be used only if a waiver is granted under Sec. 201.58 or 
Sec. 314.126(b) of this chapter.
    (c) Indications and Usage. (1) Under this section heading, the 
labeling shall state that:
    (i) The drug is indicated in the treatment, prevention, or diagnosis 
of a recognized disease or condition, e.g., penicillin is indicated for 
the treatment of pneumonia due to susceptible pneumococci; and/or
    (ii) The drug is indicated for the treatment, prevention, or 
diagnosis of an important manifestation of a disease or condition, e.g., 
chlorothiazide is indicated for the treatment of edema in patients with 
congestive heart failure; and/or
    (iii) The drug is indicated for the relief of symptoms associated 
with a disease or syndrome, e.g., chlorpheniramine is indicated for the 
symptomatic relief of nasal congestion in patients with vasomotor 
rhinitis; and/or
    (iv) The drug, if used for a particular indication only in 
conjuction with a primary mode of therapy, e.g., diet, surgery, or some 
other drug, is an adjunct to the mode of therapy.
    (2) All indications shall be supported by substantial evidence of 
effectiveness based on adequate and well-controlled studies as defined 
in Sec. 314.126(b) of this chapter unless the requirement is waived 
under Sec. 201.58 or Sec. 314.126(b) of this chapter.
    (3) This section of the labeling shall also contain the following 
additional information:
    (i) If evidence is available to support the safety and effectiveness 
of the drug only in selected subgroups of the larger population with a 
disease, syndrome, or symptom under consideration, e.g., patients with 
mild disease or patients in a special age group, the labeling shall 
describe the available evidence and state the limitations of usefulness 
of the drug. The labeling shall also identify specific tests needed for 
selection or monitoring of the patients who need the drug, e.g., microbe 
susceptibility tests. Information on the approximate kind, degree, and 
duration of improvement to be anticipated shall be stated if available 
and shall be based on substantial evidence derived from adequate and 
well-controlled studies as defined in Sec. 314.126(b) of this chapter 
unless the requirement is waived under Sec. 201.58 or Sec. 314.126(b) of 
this chapter. If the information is relevant to the recommended 
intervals between doses, the usual duration of treatment, or any 
modification of dosage, it shall be stated in the ``Dosage and 
Administration'' section of the labeling and referenced in this section.
    (ii) If safety considerations are such that the drug should be 
reserved for certain situations, e.g., cases refractory to other drugs, 
this information shall be stated in this section.
    (iii) If there are specific conditions that should be met before the 
drug is used on a long-term basis, e.g., demonstration of responsiveness 
to the drug in a short-term trial, the labeling shall identify the 
conditions; or, if the indications for long-term use are different from 
those for short-term use, the labeling shall identify the specific 
indications for each use.
    (iv) If there is a common belief that the drug may be effective for 
a certain use or if there is a common use of the drug for a condition, 
but the preponderance of evidence related to the use or condition shows 
that the drug is ineffective, the Food and Drug Administration may 
require that the labeling state that there is a lack of evidence

[[Page 21]]

that the drug is effective for that use or condition.
    (v) Any statements comparing the safety or effectiveness, either 
greater or less, of the drug with other agents for the same indication 
shall be supported by adequate and well-controlled studies as defined in 
Sec. 314.126(b) of this chapter unless this requirement is waived under 
Sec. 201.58 or Sec. 314.126(b) of this chapter.
    (d) Contraindications. Under this section heading, the labeling 
shall describe those situations in which the drug should not be used 
because the risk of use clearly outweighs any possible benefit. These 
situations include administration of the drug to patients known to have 
a hypersensitivity to it; use of the drug in patients who, because of 
their particular age, sex, concomitant therapy, disease state, or other 
condition, have a substantial risk of being harmed by it; or continued 
use of the drug in the face of an unacceptably hazardous adverse 
reaction. Known hazards and not theoretical possibilities shall be 
listed, e.g., if hypersensitivity to the drug has not been demonstrated, 
it should not be listed as a contraindication. If no contraindications 
are known, this section of the labeling shall state ``None known.''
    (e) Warnings. Under this section heading, the labeling shall 
describe serious adverse reactions and potential safety hazards, 
limitations in use imposed by them, and steps that should be taken if 
they occur. The labeling shall be revised to include a warning as soon 
as there is reasonable evidence of an association of a serious hazard 
with a drug; a causal relationship need not have been proved. A specific 
warning relating to a use not provided for under the ``Indications and 
Usage'' section of the labeling may be required by the Food and Drug 
Administration if the drug is commonly prescribed for a disease or 
condition, and there is lack of substantial evidence of effectivenes for 
that disease or condition, and such usage is associated with serious 
risk or hazard. Special problems, particularly those that may lead to 
death or serious injury, may be required by the Food and Drug 
Administration to be placed in a prominently displayed box. The boxed 
warning ordinarily shall be based on clinical data, but serious animal 
toxicity may also be the basis of a boxed warning in the absence of 
clinical data. If a boxed warning is required, its location will be 
specified by the Food and Drug Administration. The frequency of these 
serious adverse reactions and, if known, the approximate mortality and 
morbidity rates for patients sustaining the reaction, which are 
important to safe and effective use of the drug, shall be expressed as 
provided under the ``Adverse Reactions'' section of the labeling.
    (f) Precautions. Under this section heading, the labeling shall 
contain the following subsections as appropriate for the drug:
    (1) General. This subsection of the labeling shall contain 
information regarding any special care to be exercised by the 
practitioner for safe and effective use of the drug, e.g., precautions 
not required under any other specific section or subsection of the 
labeling.
    (2) Information for patients. This subsection of the labeling shall 
contain information to be given to patients for safe and effective use 
of the drug, e.g., precautions concerning driving or the concomitant use 
of other substances that may have harmful additive effects. Any printed 
patient information required under this chapter to be distributed to the 
patient shall be referenced under the ``Precautions'' section of the 
labeling and the full text of such patient information shall be 
reprinted at the end of the labeling.
    (3) Laboratory tests. This subsection of the labeling shall identify 
any laboratory tests that may be helpful in following the patient's 
response or in identifying possible adverse reactions. If appropriate, 
information shall be provided on such factors as the range of normal and 
abnormal values expected in the particular situation and the recommended 
frequency with which tests should be done before, during, and after 
therapy.
    (4)(i) Drug interactions. This subsection of the labeling shall 
contain

[[Page 22]]

specific practical guidance for the physician on preventing clinically 
significant drug/drug and drug/food interactions that may occur in vivo 
in patients taking the drug. Specific drugs or classes of drugs with 
which the drug to which the labeling applies may interact in vivo shall 
be identified, and the mechanism(s) of the interaction shall be briefly 
described. Information in this subsection of the labeling shall be 
limited to that pertaining to clinical use of the drug in patients. Drug 
interactions supported only by animal or in vitro experiments may not 
ordinarily be included, but animal or in vitro data may be used if shown 
to be clinically relevant. Drug incompatibilities, i.e., drug 
interactions that may occur when drugs are mixed in vitro, as in a 
solution for intravenous administration, shall be discussed under the 
``Dosage and Administration'' section of the labeling rather than under 
this subsection of the labeling.
    (ii) Drug/laboratory test interactions. This subsection of the 
labeling shall contain practical guidance on known interference of the 
drug with laboratory tests.
    (5) Carcinogenesis, mutagenesis, impairment of fertility. This 
subsection of the labeling shall state whether long-term studies in 
animals have been performed to evaluate carcinogenic potential and, if 
so, the species and results. If reproduction studies or other data in 
animals reveal a problem or potential problem concerning mutagenesis or 
impairment of fertility in either males or females, the information 
shall be described. Any precautionary statement on these topics shall 
include practical, relevant advice to the physician on the significance 
of these animal findings. If there is evidence from human data that the 
drug may be carcinogenic or mutagenic or that it impairs fertility, this 
information shall be included under the ``Warnings'' section of the 
labeling. Also, under ``Precautions,'' the labeling shall state: ``See 
`Warnings' section for information on carcinogenesis, mutagenesis, and 
impairment of fertility.''
    (6) Pregnancy. This subsection of the labeling may be omitted only 
if the drug is not absorbed systemically and the drug is not known to 
have a potential for indirect harm to the fetus. For all other drugs, 
this subsection of the labeling shall contain the following information:
    (i) Teratogenic effects. Under this heading the labeling shall 
identify one of the following categories that applies to the drug, and 
the labeling shall bear the statement required under the category:
    (a) Pregnancy category A. If adequate and well-controlled studies in 
pregnant women have failed to demonstrate a risk to the fetus in the 
first trimester of pregnancy (and there is no evidence of a risk in 
later trimesters), the labeling shall state: ``Pregnancy Category A. 
Studies in pregnant women have not shown that (name of drug) increases 
the risk of fetal abnormalities if administered during the first 
(second, third, or all) trimester(s) of pregnancy. If this drug is used 
during pregnancy, the possibility of fetal harm appears remote. Because 
studies cannot rule out the possibility of harm, however, (name of drug) 
should be used during pregnancy only if clearly needed.'' The labeling 
shall also contain a description of the human studies. If animal 
reproduction studies are available and they fail to demonstrate a risk 
to the fetus, the labeling shall also state: ``Reproduction studies have 
been performed in (kinds of animal(s)) at doses up to (x) times the 
human dose and have revealed no evidence of impaired fertility or harm 
to the fetus due to (name of drug).'' The labeling shall also contain a 
description of available data on the effect of the drug on the later 
growth, development, and functional maturation of the child.
    (b) Pregnancy category B. If animal reproduction studies have failed 
to demonstrate a risk to the fetus and there are no adequate and well-
controlled studies in pregnant women, the labeling shall state: 
``Pregnancy Category B. Reproduction studies have been performed in 
(kind(s) of animal(s)) at doses up to (x) times the human dose and have 
revealed no evidence of impaired fertility or harm to the fetus due to 
(name of drug). There are, however, no adequate and well-controlled 
studies in

[[Page 23]]

pregnant women. Because animal reproduction studies are not always 
predictive of human response, this drug should be used during pregnancy 
only if clearly needed.'' If animal reproduction studies have shown an 
adverse effect (other than decrease in fertility), but adequate and 
well-controlled studies in pregnant women have failed to demonstrate a 
risk to the fetus during the first trimester of pregnancy (and there is 
no evidence of a risk in later trimesters), the labeling shall state: 
``Pregnancy Category B. Reproduction studies in (kind(s) of animal(s)) 
have shown (describe findings) at (x) times the human dose. Studies in 
pregnant women, however, have not shown that (name of drug) increases 
the risk of abnormalities when administered during the first (second, 
third, or all) trimester(s) of pregnancy. Despite the animal findings, 
it would appear that the possibility of fetal harm is remote, if the 
drug is used during pregnancy. Nevertheless, because the studies in 
humans cannot rule out the possibility of harm, (name of drug) should be 
used during pregnancy only if clearly needed.'' The labeling shall also 
contain a description of the human studies and a description of 
available data on the effect of the drug on the later growth, 
development, and functional maturation of the child.
    (c) Pregnancy category C. If animal reproduction studies have shown 
an adverse effect on the fetus, if there are no adequate and well-
controlled studies in humans, and if the benefits from the use of the 
drug in pregnant women may be acceptable despite its potential risks, 
the labeling shall state: ``Pregnancy Category C. (Name of drug) has 
been shown to be teratogenic (or to have an embryocidal effect or other 
adverse effect) in (name(s) of species) when given in doses (x) times 
the human dose. There are no adequate and well-controlled studies in 
pregnant women. (Name of drug) should be used during pregnancy only if 
the potential benefit justifies the potential risk to the fetus.'' The 
labeling shall contain a description of the animal studies. If there are 
no animal reproduction studies and no adequate and well-controlled 
studies in humans, the labeling shall state: ``Pregnancy Category C. 
Animal reproduction studies have not been conducted with (name of drug). 
It is also not known whether (name of drug) can cause fetal harm when 
administered to a pregnant woman or can affect reproduction capacity. 
(Name of drug) should be given to a pregnant woman only if clearly 
needed.'' The labeling shall contain a description of any available data 
on the effect of the drug on the later growth, development, and 
functional maturation of the child.
    (d) Pregnancy category D. If there is positive evidence of human 
fetal risk based on adverse reaction data from investigational or 
marketing experience or studies in humans, but the potential benefits 
from the use of the drug in pregnant women may be acceptable despite its 
potential risks (for example, if the drug is needed in a life-
threatening situation or serious disease for which safer drugs cannot be 
used or are ineffective), the labeling shall state: ``Pregnancy Category 
D. See `Warnings' section.'' Under the ``Warnings'' section, the 
labeling states: ``(Name of drug) can cause fetal harm when administered 
to a pregnant woman. (Describe the human data and any pertinent animal 
data.) If this drug is used during pregnancy, or if the patient becomes 
pregnant while taking this drug, the patient should be apprised of the 
potential hazard to the fetus.''
    (e) Pregnancy category X. If studies in animals or humans have 
demonstrated fetal abnormalities or if there is positive evidence of 
fetal risk based on adverse reaction reports from investigational or 
marketing experience, or both, and the risk of the use of the drug in a 
pregnant woman clearly outweighs any possible benefit (for example, 
safer drugs or other forms of therapy are available), the labeling shall 
state: ``Pregnancy Category X. See `Contraindications' section.'' Under 
``Contraindications,'' the labeling shall state: ``(Name of drug) may 
(can) cause fetal harm when administered to a pregnant woman. (Describe 
the human data and any pertinant animal data.) (Name of drug) is 
contraindicated in

[[Page 24]]

women who are or may become pregnant. If this drug is used during 
pregnancy, or if the patient becomes pregnant while taking this drug, 
the patient should be apprised of the potential hazard to the fetus.''
    (ii) Nonteratogenic effects. Under this heading the labeling shall 
contain other information on the drug's effects on reproduction and the 
drug's use during pregnancy that is not required specifically by one of 
the pregnancy categories, if the information is relevant to the safe and 
effective use of the drug. Information required under this heading shall 
include nonteratogenic effects in the fetus or newborn infant (for 
example, withdrawal symptoms or hypoglycemia) that may occur because of 
a pregnant woman's chronic use of the drug for a preexisting condition 
or disease.
    (7) Labor and delivery. If the drug has a recognized use during 
labor or delivery (vaginal or abdominal delivery), whether or not the 
use is stated in the indications section of the labeling, this 
subsection of the labeling shall describe the available information 
about the effect of the drug on the mother and the fetus, on the 
duration of labor or delivery, on the possibility that forceps delivery 
or other intervention or resuscitation of the newborn will be necessary, 
and the effect of the drug on the later growth, development, and 
functional maturation of the child. If any information required under 
this subsection is unknown, this subsection of the labeling shall state 
that the information is unknown.
    (8) Nursing mothers. (i) If a drug is absorbed systemically, this 
subsection of the labeling shall contain, if known, information about 
excretion of the drug in human milk and effects on the nursing infant. 
Pertinent adverse effects observed in animal offspring shall be 
described.
    (ii) If a drug is absorbed systemically and is known to be excreted 
in human milk, this subsection of the labeling shall contain one of the 
following statements, as appropriate. If the drug is associated with 
serious adverse reactions or if the drug has a known tumorigenic 
potential, the labeling shall state: ``Because of the potential for 
serious adverse reactions in nursing infants from (name of drug) (or, 
``Because of the potential for tumorigenicity shown for (name of drug) 
in (animal or human) studies), a decision should be made whether to 
discontinue nursing or to discontinue the drug, taking into account the 
importance of the drug to the mother.'' If the drug is not associated 
with serious adverse reactions and does not have a known tumorigenic 
potential, the labeling shall state: ``Caution should be exercised when 
(name of drug) is administered to a nursing woman.''
    (iii) If a drug is absorbed systemically and information on 
excretion in human milk is unknown, this subsection of the labeling 
shall contain one of the following statements, as appropriate. If the 
drug is associated with serious adverse reactions or has a known 
tumorigenic potential, the labeling shall state: ``It is not known 
whether this drug is excreted in human milk. Because many drugs are 
excreted in human milk and because of the potential for serious adverse 
reactions in nursing infants from (name of drug) (or, ``Because of the 
potential for tumorigenicity shown for (name of drug) in (animal or 
human) studies), a decision should be made whether to discontinue 
nursing or to discontinue the drug, taking into account the importance 
of the drug to the mother.'' If the drug is not associated with serious 
adverse reactions and does not have a known tumorigenic potential, the 
labeling shall state: ``It is not known whether this drug is excreted in 
human milk. Because many drugs are excreted in human milk, caution 
should be exercised when (name of drug) is administered to a nursing 
woman.''
    (9) Pediatric use.
    (i) Pediatric population(s)/pediatric patient(s): For the purposes 
of paragraphs (f)(9)(ii) through (f)(9)(viii) of this setion, the terms 
pediatric population(s) and pediatric patient(s) are defined as the 
pediatric age group, from birth to 16 years, including age groups often 
called neonates, infants, children, and adolescents.
    (ii) If there is a specific pediatric indication (i.e., an 
indication different from those approved for adults) that is

[[Page 25]]

supported by adequate and well-controlled studies in the pediatric 
population, it shall be described under the ``Indications and Usage'' 
section of the labeling, and appropriate pediatric dosage information 
shall be given under the ``Dosage and Administration'' section of the 
labeling. The ``Pediatric use'' subsection shall cite any limitations on 
the pediatric indication, need for specific monitoring, specific hazards 
associated with use of the drug in any subsets of the pediatric 
population (e.g., neonates), differences between pediatric and adult 
responses to the drug, and other information related to the safe and 
effective pediatric use of the drug. Data summarized in this subsection 
of the labeling should be discussed in more detail, if appropriate, 
under the ``Clinical Pharmacology'' or ``Clinical Studies'' section. As 
appropriate, this information shall also be contained in the 
``Contraindications,'' ``Warnings,'' and elsewhere in the 
``Precautions'' sections.
    (iii) If there are specific statements on pediatric use of the drug 
for an indication also approved for adults that are based on adequate 
and well-controlled studies in the pediatric population, they shall be 
summarized in the ``Pediatric use'' subsection of the labeling and 
discussed in more detail, if appropriate, under the ``Clinical 
Pharmacology'' and ``Clinical Studies'' sections. Appropriate pediatric 
dosage shall be given under the ``Dosage and Administration'' section of 
the labeling. The ``Pediatric use'' subsection of the labeling shall 
also cite any limitations on the pediatric use statement, need for 
specific monitoring, specific hazards associated with use of the drug in 
any subsets of the pediatric population (e.g., neonates), differences 
between pediatric and adult responses to the drug, and other information 
related to the safe and effective pediatric use of the drug. As 
appropriate, this information shall also be contained in the 
``Contraindications,'' ``Warnings,'' and elsewhere in the 
``Precautions'' sections.
    (iv) FDA may approve a drug for pediatric use based on adequate and 
well-controlled studies in adults, with other information supporting 
pediatric use. In such cases, the agency will have concluded that the 
course of the disease and the effects of the drug, both beneficial and 
adverse, are sufficiently similar in the pediatric and adult populations 
to permit extrapolation from the adult efficacy data to pediatric 
patients. The additional information supporting pediatric use must 
ordinarily include data on the pharmacokinetics of the drug in the 
pediatric population for determination of appropriate dosage. Other 
information, such as data from pharmacodynamic studies of the drug in 
the pediatric population, data from other studies supporting the safety 
or effectiveness of the drug in pediatric patients, pertinent 
premarketing or postmarketing studies or experience, may be necessary to 
show that the drug can be used safely and effectively in pediatric 
patients. When a drug is approved for pediatric use based on adequate 
and well-controlled studies in adults with other information supporting 
pediatric use, the ``Pediatric use'' subsection of the labeling shall 
contain either the following statement, or a reasonable alternative: 
``The safety and effectiveness of (drug name) have been established in 
the age groups -- to -- (note any limitations, e.g., no data for 
pediatric patients under 2, or only applicable to certain indications 
approved in adults). Use of (drug name) in these age groups is supported 
by evidence from adequate and well-controlled studies of (drug name) in 
adults with additional data (insert wording that accurately describes 
the data submitted to support a finding of substantial evidence of 
effectiveness in the pediatric population).'' Data summarized in the 
preceding prescribed statement in this subsection of the labeling shall 
be discussed in more detail, if appropriate, under the ``Clinical 
Pharmacology'' or the ``Clinical Studies'' section. For example, 
pediatric pharmacokinetic or pharmacodynamic studies and dose-response 
information should be described in the ``Clinical Pharmacology'' 
section. Pediatric dosing instructions shall be included in the ``Dosage 
and Administration'' section of the labeling. Any differences between 
pediatric and adult responses, need for specific monitoring, dosing 
adjustments, and any other information related to safe and effective use 
of the drug in pediatric patients shall be cited

[[Page 26]]

briefly in the ``Pediatric use'' subsection and, as appropriate, in the 
``Contraindications,'' ``Warnings,'' ``Precautions,'' and ``Dosage and 
Administration'' sections.
    (v) If the requirements for a finding of substantial evidence to 
support a pediatric indication or a pediatric use statement have not 
been met for a particular pediatric population, the ``Pediatric use'' 
subsection of the labeling shall contain an appropriate statement such 
as ``Safety and effectiveness in pediatric patients below the age of (--
) have not been established.'' If use of the drug in this pediatric 
population is associated with a specific hazard, the hazard shall be 
described in this subsection of the labeling, or, if appropriate, the 
hazard shall be stated in the ``Contraindications'' or ``Warnings'' 
section of the labeling and this subsection shall refer to it.
    (vi) If the requirements for a finding of substantial evidence to 
support a pediatric indication or a pediatric use statement have not 
been met for any pediatric population, this subsection of the labeling 
shall contain the following statement: ``Safety and effectiveness in 
pediatric patients have not been established.'' If use of the drug in 
premature or neonatal infants, or other pediatric subgroups, is 
associated with a specific hazard, the hazard shall be described in this 
subsection of the labeling, or, if appropriate, the hazard shall be 
stated in the ``Contraindications'' or ``Warnings'' section of the 
labeling and this subsection shall refer to it.
    (vii) If the sponsor believes that none of the statements described 
in paragraphs (f)(9)(ii) through (f)(9)(vi) of this section is 
appropriate or relevant to the labeling of a particular drug, the 
sponsor shall provide reasons for omission of the statements and may 
propose alternative statement(s). FDA may permit use of an alternative 
statement if FDA determines that no statement described in those 
paragraphs is appropriate or relevant to the drug's labeling and that 
the alternative statement is accurate and appropriate.
    (viii) If the drug product contains one or more inactive ingredients 
that present an increased risk of toxic effects to neonates or other 
pediatric subgroups, a special note of this risk shall be made, 
generally in the ``Contraindications,'' ``Warnings,'' or ``Precautions'' 
section.
    (g) Adverse Reactions. An adverse reaction is an undesirable effect, 
reasonably associated with the use of the drug, that may occur as part 
of the pharmacological action of the drug or may be unpredictable in its 
occurrence.
    (1) This section of the labeling shall list the adverse reactions 
that occur with the drug and with drugs in the same pharmacologically 
active and chemically related class, if applicable.
    (2) In this listing, adverse reactions may be categorized by organ 
system, by severity of the reaction, by frequency, or by toxicological 
mechanism, or by a combination of these, as appropriate. If frequency 
information from adequate clinical studies is available, the categories 
and the adverse reactions within each category shall be listed in 
decreasing order of frequency. An adverse reaction that is significantly 
more severe than the other reactions listed in a category, however, 
shall be listed before those reactions, regardless of its frequency. If 
frequency information from adequate clinical studies is not available, 
the categories and adverse reactions within each category shall be 
listed in decreasing order of severity. The approximate frequency of 
each adverse reaction shall be expressed in rough estimates or orders of 
magnitude essentially as follows: ``The most frequent adverse 
reaction(s) to (name of drug) is (are) (list reactions). This (these) 
occur(s) in about (e.g., one-third of patients; one in 30 patients; less 
than one-tenth of patients). Less frequent adverse reactions are (list 
reactions), which occur in approximately (e.g., one in 100 patients). 
Other adverse reactions, which occur rarely, in approximately (e.g., one 
in 1,000 patients), are (list reactions).'' Percent figures may not 
ordinarily be used unless they are documented by adequate and well-
controlled studies as defined in Sec. 314.126(b) of this chapter, they 
are shown to reflect general experience, and they do not falsely imply a 
greater degree of accuracy than actually exists.
    (3) The ``Warnings'' section of the labeling or, if appropriate, the 
``Contraindications'' section of the labeling

[[Page 27]]

shall identify any potentially fatal adverse reaction.
    (4) Any claim comparing the drug to which the labeling applies with 
other drugs in terms of frequency, severity, or character of adverse 
reactions shall be based on adequate and well-controlled studies as 
defined in Sec. 314.126(b) of this chapter unless this requirement is 
waived under Sec. 201.58 or Sec. 314.126(b) of this chapter.
    (h) Drug Abuse and Dependence. Under this section heading, the 
labeling shall contain the following subsections, as appropriate for the 
drug:
    (1) Controlled Substance. If the drug is controlled by the Drug 
Enforcement Administration, the schedule in which it is controlled shall 
be stated.
    (2) Abuse. This subsection of the labeling shall be based primarily 
on human data and human experience, but pertinent animal data may also 
be used. This subsection shall state the types of abuse that can occur 
with the drug and the adverse reactions pertinent to them. Particularly 
susceptible patient populations shall be identified.
    (3) Dependence. This subsection of the labeling shall describe 
characteristic effects resulting from both psychological and physical 
dependence that occur with the drug and shall identify the quantity of 
the drug over a period of time that may lead to tolerance or dependence, 
or both. Details shall be provided on the adverse effects of chronic 
abuse and the effects of abrupt withdrawal. Procedures necessary to 
diagnose the dependent state shall be provided, and the principles of 
treating the effects of abrupt withdrawal shall be described.
    (i) Overdosage. Under this section heading, the labeling shall 
describe the signs, symptoms, and laboratory findings of acute 
overdosage and the general principles of treatment. This section shall 
be based on human data, when available. If human data are unavailable, 
appropriate animal and in vitro data may be used. Specific information 
shall be provided about the following:
    (1) Signs, symptoms, and laboratory findings associated with an 
overdosage of the drug.
    (2) Complications that can occur with the drug (for example, organ 
toxicity or delayed acidosis).
    (3) Oral LD<INF>50</INF> of the drug in animals; concentrations of 
the drug in biologic fluids associated with toxicity and/or death; 
physiologic variables influencing excretion of the drug, such as urine 
pH; and factors that influence the dose response relationship of the 
drug, such as tolerance. The pharmacokinetic data given in the 
``Clinical Pharmacology'' section also may be referenced here, if 
applicable to overdoses.
    (4) The amount of the drug in a single dose that is ordinarily 
associated with symptoms of overdosage and the amount of the drug in a 
single dose that is likely to be life-threatening.
    (5) Whether the drug is dialyzable.
    (6) Recommended general treatment procedures and specific measures 
for support of vital functions, such as proven antidotes, induced 
emesis, gastric lavage, and forced diuresis. Unqualified recommendations 
for which data are lacking with the specific drug or class of drugs, 
especially treatment using another drug (for example, central nervous 
system stimulants, respiratory stimulants) may not be stated unless 
specific data or scientific rationale exists to support safe and 
effective use.
    (j) Dosage and Administration. This section of the labeling shall 
state the recommended usual dose, the usual dosage range, and, if 
appropriate, an upper limit beyond which safety and effectiveness have 
not been established; dosages shall be stated for each indication when 
appropriate. This section shall also state the intervals recommended 
between doses, the optimal method of titrating dosage, the usual 
duration of treatment, and any modification of dosage needed in special 
patient populations, e.g., in children, in geriatric age groups, or in 
patients with renal or hepatic disease. Specific tables or monographs 
may be included to clarify dosage schedules. Radiation dosimetry 
information shall be stated for both the patient receiving a radioactive 
drug and the person administering it. This section shall also contain 
specific direction on dilution, preparation (including the strength of 
the final

[[Page 28]]

dosage solution, when prepared according to instructions, in terms of 
milligrams active ingredient per milliliter of reconstituted solution, 
unless another measure of the strength is more appropriate), and 
administration of the dosage form, if needed, e.g., the rate of 
administration of parenteral drug in milligrams per minute; storage 
conditions for stability of the drug or reconstituted drug, when 
important; essential information on drug incompatibilities if the drug 
is mixed in vitro with other drugs; and the following statement for 
parenterals: ``Parenteral drug products should be inspected visually for 
particulate matter and discoloration prior to administration, whenever 
solution and container permit.''
    (k) How Supplied. This section of the labeling shall contain 
information on the available dosage forms to which the labeling applies 
and for which the manufacturer or distributor is responsible. The 
information shall ordinarily include:
    (1) The strength of the dosage form, e.g., 10-milligram tablets, in 
metric system and, if the apothecary system is used, a statement of the 
strength is placed in parentheses after the metric designation;
    (2) The units in which the dosage form is ordinarily available for 
prescribing by practitioners, e.g., bottles of 100;
    (3) Appropriate information to facilitate identification of the 
dosage forms, such as shape, color, coating, scoring, and National Drug 
Code; and
    (4) Special handling and storage conditions.
    (l) Animal Pharmacology and/or Animal Toxicology. In most cases, the 
labeling need not include this section. Significant animal data 
necessary for safe and effective use of the drug in humans shall 
ordinarily be included in one or more of the other sections of the 
labeling, as appropriate. Commonly for a drug that has been marketed for 
a long time, and in rare cases for a new drug, chronic animal toxicity 
studies have not been performed or completed for a drug that is 
administered over prolonged periods or is implanted in the body. The 
unavailability of such data shall be stated in the appropriate section 
of the labeling for the drug. If the pertinent animal data cannot be 
appropriately incorporated into other sections of the labeling, this 
section may be used.
    (m) ``Clinical Studies'' and ``References''. These sections may 
appear in labeling in the place of a detailed discussion of a subject 
that is of limited interest but nonetheless important. A reference to a 
specific important clinical study may be made in any section of the 
format required under Secs. 201.56 and 201.57 if the study is essential 
to an understandable presentation of the available information. 
References may appear in sections of the labeling format, other than the 
``Clinical Studies'' or ``References'' section, in rare circumstances 
only. A clinical study or reference may be cited in prescription drug 
labeling only under the following conditions:
    (1) If the clinical study or reference is cited in the labeling in 
the place of a detailed discussion of data and information concerning an 
indication for use of the drug, the reference shall be based upon, or 
the clinical study shall constitute, an adequate and well-controlled 
clinical investigation under Sec. 314.126(b) of this chapter.
    (2) If the clinical study or reference is cited in the labeling in 
the place of a detailed discussion of data and information concerning a 
risk or risks from the use of the drug, the risk or risks shall also be 
identified or discussed in the appropriate section of the labeling for 
the drug.

[44 FR 37462, June 26, 1979, as amended at 55 FR 11576, Mar. 29, 1990; 
59 FR 64249, Dec. 13, 1994]