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DHS Summer Research Team Program
for Minority Serving Institutions
2009 Competition Guidelines and Materials

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PROGRAM DESCRIPTION

The Department of Homeland Security (DHS) Science and Technology (S&T) Directorate, Office of University Programs is seeking applications for summer research appointments for faculty and student research teams to participate in the DHS Summer Research Team Program for Minority Serving Institutions to conduct research at the DHS Centers of Excellence (DHS Centers). These Teams must be from Historically Black Colleges and Universities, Hispanic Serving Institutions, Tribal Colleges and Universities, or Alaska Native and Native Hawaiian Serving Universities. The intent of the DHS Summer Research Team Program for Minority Serving Institutions is to provide research opportunities to increase and enhance the scientific leadership at Minority Serving Institutions in research areas that support the mission and goals of DHS. In addition, the Program is designed to engage early career faculty, along with undergraduate and graduate students, in research that will provide them opportunities to understand the mission and research needs of DHS and advance research areas of importance to DHS, while strengthening the talent pool of scientists and engineers.

Summer research opportunities will be awarded to qualified faculty members and students to work on collaborative research of mutual interest to the Team, the DHS Center and DHS. Faculty members and students must be studying in a discipline, major or concentration directly related to a homeland security science, technology, engineering and mathematics (HS-STEM) research area listed below:

EXPECTATIONS

AWARD DESCRIPTION

Each Team is expected to sign a Research Appointment Letter, which serves as the funding instrument. Receipt of all deliverables detailed under Expectations is required before issuance of final stipend payment. Available funds are for awards for the summer of 2009 and awards may not be deferred.

All living expenses including local transportation, room, board and entertainment are the responsibility of the faculty and student participants. Participants are responsible for securing their own living space and determining their means of local transportation prior to arriving at the designated institution. In addition, it is the responsibility of the Program participants to pay all bills associated with living expenses by the departure date from the DHS Center.

1. Stipend
The stipend payments for 10 weeks (May through August 2009) are:

Faculty and students that participate at a DHS Center that is located in an area designated by the Office of Personnel Management (OPM) as a high cost locality pay area will automatically receive a supplement to the stipend based on the OPM locality payment percentage increase for that area. Areas that may qualify include Washington/Baltimore, Los Angeles, Minneapolis-St. Paul, and New York City.

2. Allowances
For faculty members: A housing allowance of $1,500 will be provided to full-time faculty members who are employed by an institution more than fifty miles, one-way, from their assigned DHS Center. The housing allowance will be provided only if the faculty member is living away from their institution and/or home address and is paying for housing while at the DHS Center. If the housing allowance is provided, limited travel expenses for one round-trip will also be provided. The maximum combined allowance for housing and travel is $2,000.

For student team members: A housing allowance of $100 per week will be provided to student team members who are attending an institution more than fifty miles, one-way, from their assigned DHS Center. The housing allowance will be provided only if students are living away from their institution and/or home address and are paying for housing while at the DHS Center. If the housing allowance is provided, limited travel expenses for one round-trip will also be provided. The maximum combined allowance for housing and travel is $1,500.

Travel by the faculty member and/or student team members during the summer in support of the Team’s research may be approved for expense reimbursement by DHS/ORISE according to government travel policies. Travel plans must be approved by DHS/ORISE before travel begins. Travel that has not been approved before travel begins will not be reimbursed by DHS/ORISE.

3. Follow-on Funding
DHS may provide funding of up to $50,000 for follow-on collaborative research between the DHS Center and the Minority Serving Institution during the 2009-2010 academic year.

4. Research Equipment and Supplies
The DHS Center will be responsible for providing the research equipment and supplies required for the Team’s project. Participants are not expected to purchase materials needed to complete the assigned project.

PROGRAM ADMINISTRATION

DHS is the funding organization for the research experiences at the DHS Centers. The Oak Ridge Institute for Science and Education (ORISE) administers and manages the program on behalf of DHS. ORISE is responsible for the implementation of the Program, processing applications, notification and review process, managing the stipends, and travel arrangements. However, ORISE and DHS are not responsible for locating or providing room, board or local transportation.

TEAM MEMBER SELECTION

Faculty team members are responsible for identifying one or two qualified students with whom they will work and submit a joint application. Faculty team members are expected to recruit students who have an appropriate background and skill set for the research that the Team will accomplish during their appointment, and who possess a strong work ethic and appropriate level of maturity. GPA requirements for students are listed under Applicant Eligibility and will be strictly enforced. Faculty team members should ensure that all student team members meet the GPA requirement.

Students must be able to commit to full-time participation, on-site at the DHS Center based on 40 hours per week, Monday through Friday. Team members unable to fulfill the full-time requirement may be terminated from the Program.

FACULTY PARTICIPATION

Faculty team members who receive awards are required to attend a mandatory one-day orientation meeting that will be sponsored by DHS S&T Office of University Programs. At the orientation meeting, faculty team members will have the opportunity to meet DHS personnel. A copy of the Summer Research Team Program for Minority Serving Institutions Policies and Procedures Handbook from the 2008 competition cycle is available for review at http://www.orau.gov/dhsfaculty/2009pages/DHShandbook.pdf. Faculty and student team members who receive an award must review the final handbook for the 2009 competition cycle that will be provided with their award package before accepting the award.

Faculty must be able to commit to full-time participation, on-site at the DHS Center based on 40 hours per week, Monday through Friday. Team members unable to fulfill the full-time requirement may be terminated from the Program.

DHS is fully committed to implementing all Federal laws, regulations and guidelines related to the development of affirmative employment plans and inclusion of persons with disabilities. Therefore, we strongly encourage the participation of persons with disabilities in the Program. To facilitate the participation of individuals with targeted disabilities, DHS will provide up to $1,500 in supplemental funding for special assistance and/or equipment necessary to enable the researcher to perform the work under the award.

INSTITUTION ELIGIBILITY

Eligible institutions are Historically Black Colleges and Universities (HBCUs), Hispanic Serving Institutions (HSIs), Tribal Colleges and Universities (TCUs), and Alaska Native and Native Hawaiian Serving Universities.

Specifically, applicants’ institutions must meet at least one of the following criteria:

Eligible institutions under each of these categories can be found using the appropriate link on the U.S. Department of Education’s lists of postsecondary minority institutions at: http://www.ed.gov/about/offices/list/ocr/edlite-minorityinst.html.

APPLICANT ELIGIBILITY

Faculty team members are subject to the following criteria:

Student team members are subject to the following criteria:

Faculty and student team members may not participate in more than two competition cycles.

DHS CENTERS OF EXCELLENCE

Appointments are 10 weeks between the months of May and August 2009 at one of the following DHS Center locations or one of their affiliated university partners:

It is imperative that all Teams communicate directly with the listed points of contact for the DHS Center they are considering prior to submitting an application. Before contacting a DHS Center, you must review information about the potential research areas offered by each DHS Center provided on the websites listed under DHS Centers of Excellence. To ensure clarity on the research project, its goals, the location of the research project, and also to receive pre-approval for the project, the Teams must communicate with the DHS Center point of contact. Applications from Teams that have not contacted the DHS Centers to obtain project approval prior to the deadline will not be considered.

Teams may select one project from up to two DHS Centers. When completing the application, Teams must list the DHS Center selections in order of preference.

SUBMISSION LIMITATIONS

There is no limitation on the number of team applications from any single institution.

APPLICATION REQUIREMENTS

The application materials for the DHS Summer Research Team Program for Minority Serving Institutions are available at: http://www.orau.gov/dhsfaculty/2009pages/application.html.

February 3, 2009 is the deadline for submission of all required documents. For items to be submitted by postal mail, this is a postmark deadline, not a receipt deadline.

Required items:

Discussions with the DHS Center point of contact about the proposed research topics are required before the submission of an application. Documentation of this contact will be required on the application form.

APPLICATION COMPLIANCE

All applications must comply with the general requirements of this document. Applications that do not meet the items below will be disqualified and rejected without further review:

  1. Submission of an application by an eligible faculty member and student(s) from eligible institutions as specified under Institution Eligibility and Applicant Eligibility.
  2. Submission of all required items on or before the application submission due date.

EVALUATION PROCESS

Applications will be evaluated based on the following criteria:

Applications will be evaluated on the basis of merit review. The reviewers will assess applications based on the criteria outlined in the evaluation criteria:

Adjective Definition
Excellent A comprehensive and thorough application of exceptional merit, with numerous strengths and no major weaknesses.
Very good An application that demonstrates overall competence and is worthy of support. However, the application has a few minor weaknesses.
Good An application with a reasonable sound response. There are more strengths than weaknesses.
Fair An application with strengths and weaknesses approximately equal. However, as a whole, weaknesses are not offset by strengths.
Poor An application with serious deficiencies and should not be supported. There are numerous weaknesses and few strengths.

Faculty and student selection recommendations will be made by the respective DHS Centers with the final selection by DHS S&T Office of University Programs.

LETTER OF INTENT AND DEADLINE FOR SUBMISSION OF THE APPLICATION

The Letter of Intent form should be submitted by the faculty team member only (not necessary for student team members) indicating intentions to submit an application to this program by January 10, 2009 via an email attachment sent to dhsed@orau.org. While this form is not required, submission is strongly encouraged.

The deadline for submission of the all application materials is February 3, 2009 . For those items sent via e-mail, this is a receipt deadline. For those items sent via postal mail, this is a postmark deadline.

SUBMITTING APPLICATIONS AND NOTIFICATION

Application materials that are required to be submitted electronically should be sent to: dhsed@orau.org.

Application materials that are required to be submitted via postal mail should be sent to:

Oak Ridge Institute for Science and Education
DHS Summer Research Team Program for Minority Serving Institutions, MS-36
PO Box 117
Oak Ridge, TN 37831-0117

It is anticipated that Teams selected will be notified by email the week of March 2, 2009. Selection notification will also be made in writing to the Dean and Department Head who provided the letters of reference and to the Institution President. Additionally, selection notification will be made by email to the DHS Center or major partner. All selection notifications will be conducted by ORISE.

Teams not selected will be notified by email.

DHS reserves the right to make no awards or to cancel this Program. DHS assumes no liability for canceling the Program or for anyone’s failure to receive actual notification of cancellation.

CONTACT INFORMATION

Questions about... Email Address Point of Contact Information
Application submission process dhsed@orau.org Igrid R. Gregory
865-576-8239
CAMRA haas@drexel.edu Dr. Charles Haas
215-895-2283
CREATE imaya@usc.edu Dr. Isaac Maya
213-740-3865
FAZD tfpowdrill@ag.tamu.edu Dr. Tom Powdrill
979-845-3548
IDS-UACs froberts@dimacs.rutgers.edu Dr. Fred Roberts
732-445-4303
NCFPD fbusta@umn.edu Dr. Frank Busta
612-624-2164
NVAC/RVACs Richard.May@pnl.gov

Kris.Cook@pnl.gov
Dr. Richard May (National)
509-375-6976

Dr. Kris Cook (Regional)
509-375-6347
PACER Mthanne1@jhmi.edu Dr. Meridith H. Thanner
410-735-6442
START kworboys@start.umd.edu Dr. Kate Worboys
301-405-6786

APPLICATION SUBMISSION CHECKLIST

Required items for faculty team member

Required items for student team member(s)