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OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://www.occ.treas.gov/enforcementactions/.
Cease and Desist Orders
|
No. |
Name/Bank/City |
Date |
California |
2008-068 |
Vineyard Bank, National Association, Rancho Cucamonga |
7/22/2008 |
Iowa |
2008-069 |
The First National Bank of Logan, Logan |
7/2/2008 |
Texas |
2008-070 |
T Bank, National Association, Dallas |
7/9/2008 |
Civil Money Penalty Orders
|
No. |
Name/Bank/City |
Date |
Florida |
2008-071 |
Intercredit Bank, National Association, Miami |
6/18/2008 |
Illinois |
2008-072 |
Richard Abrams, Seaway National Bank of Chicago, Chicago |
7/14/2008 |
2008-073 |
Phillip C. Carlson, The Granville National Bank, Granville |
7/9/2008 |
2008-074 |
Carolyn M. Helmig, The Granville National Bank, Granville |
7/9/2008 |
2008-075 |
Charles W. Helmig, III, The Granville National Bank, Granville |
7/9/2008 |
2008-076 |
David C. Holly, The Granville National Bank, Granville |
7/9/2008 |
2008-077 |
Hubert J. Mennie, The Granville National Bank, Granville |
7/9/2008 |
2008-078 |
Daniel J. Wujek, The Granville National Bank, Granville |
7/9/2008 |
2008-079 |
Preston G. Smith, The First National Bank, Mulberry Grove |
7/7/2008 |
Kentucky |
2008-080 |
Jeffrey S. Ray, First National Bank of Muhlenberg County, Kentucky, Central City |
7/9/2008 |
Formal Agreements
|
No. |
Name/Bank/City |
Date |
California |
2008-081 |
Granite Community Bank, National Association, Granite Bay |
7/21/2008 |
Kansas |
2008-082 |
Cornerbank, National Association, Winfield |
7/1/2008 |
Minnesota |
2008-083 |
First National Bank, Chisholm |
7/9/2008 |
2008-084 |
Landmark Community Bank, National Association, Isanti |
6/26/2008 |
Ohio |
2008-085 |
Standing Stone National Bank, Lancaster |
6/10/2008 |
Oklahoma |
2008-086 |
Home National Bank, Blackwell |
6/18/2008 |
Texas |
2008-087 |
Border Capital Bank, National Association, McAllen |
6/26/2008 |
2008-088 |
The First National Bank of Trenton, Trenton |
7/10/2008 |
Personal Cease and Desist Orders
|
No. |
Name/Bank/City |
Date |
Illinois |
2008-075 |
Charles W. Helmig, III, The Granville National Bank, Granville |
7/9/2008 |
Kentucky |
2008-080 |
Jeffrey S. Ray, First National Bank of Muhlenberg County, Kentucky, Central City |
7/9/2008 |
Removal / Prohibition Orders
|
No. |
Name/Bank/City |
Date |
North Carolina |
2008-089 |
Liu H. Saephan, Bank of America, National Association, Charlotte |
7/16/2008 |
Terminations of Existing Enforcement Actions
|
No. |
Type/Bank/City/Old EA# |
Date |
Wisconsin |
2008-090 |
FA, The First National Bank - Fox Valley, Neenah (EA# 2006-176) |
6/30/2008 |
2008-091 |
FA, Fidelity National Bank, Medford (EA# 2007-073) |
6/19/2008 |
2008-091 |
FA, Fidelity National Bank, Medford (EA# 2005-47) |
6/19/2008 |
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