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NIOSH Interim Recommendations for the Cleaning and Remediation of Flood-Contaminated HVAC Systems: A Guide for Building Owners and Managers

 

Introduction

During flooding, systems for heating, ventilating, and air conditioning (HVAC) can become submerged in flood waters. As a result, these systems may contain substantial amounts of dirt and debris and may also become contaminated with various types of microorganisms such as bacteria and fungi. The following recommendations will help ensure that HVAC systems contaminated with flood water are properly cleaned and remediated to provide healthy indoor environments.

Microorganisms may grow on all surfaces of HVAC system components that were
submerged in flood waters. In addition, moisture can collect in HVAC system
components that were not submerged (such as air supply ducts above the water line)
and can promote the growth of microorganisms. Therefore, all components of the HVAC
system that were contaminated with flood water or moisture should be thoroughly
inspected, cleaned of dirt and debris, and disinfected by a qualified professional. The
following recommendations will help ensure that HVAC systems contaminated with
flood water are properly cleaned and remediated to provide healthy indoor
environments.

These interim recommendations are based on current knowledge as of
September 21, 2005; the recommendations will be updated and revised as appropriate,
as additional information becomes available.


Steps Before Cleaning and Remediation

  • If the building is to remain partly occupied (for example, on upper floors not
    affected by flood waters), isolate the construction areas where HVAC systems
    will be cleaned and remediated by using temporary walls, plastic sheeting, or
    other vapor-retarding barriers. Maintain the construction areas under negative
    pressure (relative to adjacent non-construction areas) by using blowers equipped
    with HEPA filters (high-efficiency particulate air filters) to exhaust the area.
    To ensure complete isolation from the construction areas, it may be necessary to
    pressurize the adjacent non-construction areas and temporarily relocate the
    outdoor-air intake for the HVAC system serving the occupied areas.

  • Take precautions to protect the health of workers who are cleaning and
    remediating the HVAC system. Make sure that workers wear at least an N-95
    NIOSH-approved respirator to protect against airborne microorganisms.
    Increased levels of respiratory protection (for example, powered, air-purifying
    respirators equipped with HEPA filters) may be appropriate depending on the
    level of visible contamination. In addition, when using chlorine bleach or other
    disinfectants in poorly ventilated environments, it may be necessary to use
    appropriate chemical cartridges in addition to the particulate filters to protect
    workers from breathing the chemical vapors. Employers must implement a
    complete respiratory protection program that meets the requirements of the
    OSHA respiratory protection standard (29 Code of Federal Regulations
    1910.134). The minimum requirements for a respiratory protection program
    include a written standard operating procedure for the following: selecting and
    using respirators; the medical evaluation of workers to determine whether they
    are physically able to wear the respirator selected for use; training and
    instructions on respirator use; the cleaning, repair, and storage of respirators; the
    continued surveillance of work area conditions for worker exposure and stress;
    and a respirator fit-testing program. For tight-fitting respirators, fit-testing is
    necessary to help ensure that the respirator fits tightly, reducing the potential for
    leakage of outside air from around the edge of the mask. In addition, employers
    must provide workers with appropriate skin, eye, and hearing protection for the
    safe performance of their jobs.

HVAC Cleaning and Remediation



  • Remove all flood-contaminated insulation surrounding and within HVAC system
    components. Discard these contaminated materials appropriately following
    applicable Federal, State, and local regulations.

  • Remove contaminated HVAC filter media and discard appropriately following
    applicable Federal, State, and local regulations.

  • After removing any insulation and filters, clean all flood-contaminated HVAC
    system component surfaces with a HEPA-filtered vacuum cleaner to remove dirt,
    debris, and microorganisms. Pay special attention to filter racks, drain pans,
    bends and horizontal sections of air ducts where debris can collect.

  • After removing any insulation or debris, disinfect all HVAC system component
    surfaces while the HVAC system is not operating. Use a solution of 1 cup of
    household chlorine bleach in a gallon of water. Do not mix bleach with other
    cleaning products that contain ammonia.

  • Follow the disinfection procedure with a clean water rinse. Depending on the
    amount of debris present, it may be necessary to mechanically clean the HVAC
    system component surfaces with a steam or a high-pressure washer before
    using the disinfectant.

    Note: Remove and discard HVAC system components that are
    contaminated with flood water and cannot be effectively cleaned and disinfected. Replace them with new components.

  • After cleaning and disinfecting or replacing the HVAC system components,
    replace the insulation – preferably with an external (i.e. not in the air stream)
    smooth-surfaced insulation to help prevent debris and microorganisms from
    collecting in the future.

  • Make sure that the HVAC system fan has been removed and serviced (cleaned,
    disinfected, dried thoroughly, and tested) by a qualified professional before it is
    placed back into the air-handling unit.

  • During the cleaning and remediation process, consider upgrading the HVAC
    system filtration to the highest efficiency filters practical given the static pressure
    constraints of the HVAC system fan. This step has been shown to be one of the
    most cost-effective ways to improve the long-term quality of the indoor
    environment, since it reduces the amount of airborne dusts and microorganisms.

Resuming HVAC Operations

  • After cleaning and disinfecting or replacing HVAC system, have a qualified
    professional thoroughly evaluate its performance and correct it as necessary
    before the building is occupied again. The HVAC system performance should
    conform to the recommendations contained in ASHRAE Standard 62-2004,
    Ventilation for Acceptable Indoor Air Quality.

  • Before the building is occupied again, operate the HVAC system continuously in
    a normal manner at a comfortable temperature for 48 to 72 hours. During this period, it may be beneficial to open the HVAC outdoor air dampers to the
    maximum setting that still allows you to provide the desired indoor air
    temperatures. If objectionable flood-related odors persist after this “flush out”
    period, reassess by looking for flood-contaminated areas that were not identified
    earlier and continue the flush-out process until odors are no longer apparent.
    Replace the HVAC filters used during the flush-out prior to building occupancy.
  • After a building is occupied again, make frequent (for example, weekly) checks of
    the HVAC system to ensure that it is operating properly. During these checks,
    inspect the HVAC system filters and replace them when necessary. Gradually
    reduce the frequency of the HVAC system checks to monthly or quarterly
    inspections, depending on the routine operation and maintenance specifications
    for the HVAC system.

  • If no routine operation and maintenance program is in place for the HVAC
    system, develop and institute such a program. At a minimum, include the
    following routine procedures: inspection and maintenance of HVAC components,
    calibration of HVAC system controls, and testing and balancing of the HVAC
    system.

  • After the building is occupied again, maintain the interior temperature and relative
    humidity to conform with the ranges recommended in ASHRAE Standard 55-
    2004, Thermal Environmental Conditions for Human Occupancy.

Additional Resources

Additional information about the cleanup and restoration of water-damaged and moldcontaminated HVAC systems is available from the Institute of Inspection, Cleaning and Restoration Certification (IICRC) and the National Air Duct Cleaners Association
(NADCA). Their pertinent documents (Standard and Reference Guide for Professional
Mold Remediation [IICRC S520] and Assessment, Cleaning and Restoration of HVAC
Systems [ACR 2005]) are available for purchase at www.iicrc.org/ and
www.nadca.com/publications/, respectively. The University of Minnesota also
has a document titled, “HVAC System Decontamination” available for free off the
internet at www.dehs.umn.edu/iaq_hsd.htm.

References

  1. Vinken W, Roels P [1984]. Hypersensitivity pneumonitis to Aspergillus fumigatus in
    compost. Thorax 39:74-74.

  2. Malmberg P, Rask-Andersen A, Palmgren U, Höglund S, Kolmodin-Hedman B,
    StDlenheim G [1985]. Exposure to microorganisms, febrile and airway-obstructive symptoms, immune status, and lung function of Swedish farmers.
    Scandinavian Journal of Work and Environmental Health 11:287-293.

  3. Topping MD, Scarsbrick DA, Luczynska CM, Clarke EC, Seaton A [1985]. Clinical and immunological reactions to Aspergillus niger among workers at a
    biotechnology plant. British Journal of Industrial Medicine 42:312-318.

  4. Edwards JH [1980]. Microbial and immunological investigations and remedial action after an outbreak of humidifier fever. British Journal of Industrial Medicine 37:55-62.

  5. Weiss NS, Soleymani Y [1971]. Hypersensitivity lung disease caused by
    contamination of an air-conditioning system. Annals of Allergy 29:154-156.

  6. Hodgson MJ, Morey PR, Attfield M, Sorenson W, Fink JN, Rhodes WW, Visvesvara GS [1985]. Pulmonary disease associated with cafeteria flooding. Archives of Environmental Health 40(2):96-101.

  7. Fink JN, Banaszak EF, Thiede WH, Barboriak JJ [1971]. Interstitial pneumonitis due to hypersensitivity to an organism contaminating a heating system. Annals of
    Internal Medicine 74:80-83.

  8. Banazak EF, Barboriak J, Fink J, Scanlon G, Schlueter EP, Sosman A, Thiede W,
    Unger G [1974]. Epidemiologic studies relating thermophilic fungi and
    hypersensitivity lung syndrome. American Review of Respiratory Disease
    110:585-591.

  9. OSHA [1998]. Occupational Safety and Health Standards (29 CFR 1910.134).
    Occupational Safety and Health Administration, Washington, D.C.

  10. ASHRAE [2004]. ASHRAE Standard 62-2004: Ventilation for Acceptable Indoor Air Quality. American Society of Heating, Refrigerating, and Air-conditioning Engineers, Atlanta, GA.

  11. ASHRAE [2004]. ANSI/ASHRAE Standard 55-2004: Thermal Environmental
    Conditions for Human Occupancy. American Society for Heating, Refrigerating,
    and Air-conditioning Engineers, Atlanta, GA.

Page last updated: September 4, 2008
Page last reviewed: September 4, 2008
Content Source: National Institute for Occupational Safety and Health (NIOSH) Education and Information Division

Storm and Flood Illustration

On this page

Introduction


Steps Before Cleaning and Remediation

HVAC Cleaning and Remediation

Resuming HVAC Operations

Additional Resources

References

 

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