OCC 95-53 Subject: Registered Transfer Agent Description: Adoption of Revised Form TA-1 TO: Chief Executive Officers of Banks Registered as Securities Transfer Agents, Department and Division Heads, and all Examining Personnel The OCC has adopted a revised Form TA-1 for registration of national bank transfer agents. Currently registered transfer agents are not required to submit a new registration form. However, the revised form must be used when an existing registration is amended. Only filings on the revised form will be valid. Attached is a copy of the revised TA-1 form and instructions for its use. The revision was developed by an interagency working group from the Federal Deposit Insurance Corporation, Board of Governors of the Federal Reserve System, Securities and Exchange Commission, and the OCC. Among other changes, the new form: (1) requires that the registrant's headquarters location be reported, (2) clarifies that only the location of the registrant -- not the addresses of servicers -- be reported, and (3) clarifies that transfer agent registration numbers, rather than the Financial Industry Number Standard (FINS) number, should be reported for private label servicers and named transfer agents. Questions on the revised form may be directed to Compliance Management at (202) 874-4447. Stephen M. Cross Deputy Comptroller for Compliance Management Attachment: (Attachment Unavailable Electronically) Date: October 5, 1995