OAA
as Amended in 1992 |
OAA
as Amended in 2000
(PL-106-501; formerly H.R.782) |
General The Older
Americans Act amended in 1992 is authorized for three-years
and contains seven distinct and significant Titles.
- Title I: Declaration of Objectives; Definitions
- Title II: Administration on Aging
- Title III: Grants for State and Community Programs on
Aging ---
- Part A -- General Provisions
- Part B -- Supportive Services and Senior Centers
- Part C -- Nutrition Services
- Subpart 1 -- Congregate Nutrition Services
- Subpart 2 -- Home Delivered Nutrition Services
- Subpart 3 -- School-Based Meals for Volunteer
Older Individuals & Multigenerational Programs
- Part D -- In home Services for Frail
- Part E -- Additional Assistance for Special Needs
- Part F -- Disease Prevention and Health Promotion
- Part G -- Supportive Activities for Caretakers
- Title IV: Training, Research, and Discretionary Projects
and Programs
- Part A -- Education and Training
- Part B -- Research, Development, and Demonstrations
- Part C -- Centers
- Part D -- Information Dissemination and Related
Activities
- Title V: Community Service Employment for Older Americans
- Title VI: Grants for Native Americans
- Part A -- Indian Program
- Part B -- Native Hawaiian Program
- Part C -- General Provisions
- Title VII: Vulnerable Elder Rights Protection Activities
- SubTitle A -- State Provisions
- Chapter 1 -- General State Provisions
- Chapter 2 -- Ombudsman Programs
- Chapter 3 -- Programs for the Prevention of
Elder Abuse, Neglect, and Exploitation
- Chapter 4 -- State Elder Rights and Legal Assistance
Development Program
- Chapter 5 -- Outreach, Counseling, and Assistance
Program
- SubTitle B -- Native American Organization Provisions
- SubTitle C -- General Provisions
|
GENERAL This
bill is for a five-year reauthorization and maintains the
seven distinct Titles, consolidates subparts, and adds new
programs.
- Title I: Declaration of Objectives; Definitions
- Title II: Administration on Aging
- Title III: Grants for State and Community Programs on
Aging
- Part A -- General Provisions
- Part B -- Supportive Services and Senior Centers
- Part C -- Nutrition Services
- Subpart 1 -- Congregate Nutrition Services
- Subpart 2 -- Home Delivered Nutrition Services
- Part D -- Disease Prevention and Health Promotion
Services
- Part E -- National Family Caregiver Support Program
- Title IV: Training, Research, and Discretionary Projects
and Programs
- Part A -- Grant Programs
- Part B -- General Provisions
- Title V: Community Service Employment Program for Older
Americans
- Title VI: Grants for Native Americans
- Part A -- Indian Program
- Part B -- Native Hawaiian Program
- Part C -- Native American Caregiver Support Program
- Title VII: Vulnerable Elder Rights Protection Activities
- SubTitle A -- State Provisions
- Chapter 1 - General State Provisions
- Chapter 2 - Ombudsman Programs
- Chapter 3 - Prevention of Elder Abuse, Neglect,
and Exploitation
- Chapter 4 - State Legal Assistance Development
Program
- SubTitle B - Native American Organization Provisions
- SubTitle C - General Provisions
|
Title I - Declaration
of Objectives; Definitions
The Act contains 10 objectives that address the inherent
dignity of older people, and the duty and responsibility
of the governments of the United States to assist older
Americans in attaining those objectives. |
Title I - Declaration
of Objectives; Definitions C
The bill retains the objectives in the Act. |
Title II C - Administration
on Aging
Establishes the Administration on Aging (AoA), the functions
of the Assistant Secretary for Aging and authorizes the
review of policies affecting aging. It also provides for
the periodic evaluation of programs under the Act.
White House Conference on Aging
The Act provides for the convening of the White House Conference
on Aging in order to develop recommendations for additional
research and action in the field of aging.
Federal Council on Aging
Section 204 establishes a Federal Council on Aging to advise
and assist the President and Assistant Secretary on matters
relating to the special needs of older individuals. |
Title II C - Administration
on Aging
The provisions are streamlined, while retaining the authorities
for AoA and the Assistant Secretary. Specific authority
is added for continuing the Eldercare Locator and Pension
Counseling. Authority is also provided to accept gifts (in
cash or in kind) which may be used for the design of demonstrations
and best practices; planning of conferences; and development
and dissemination of informational materials. Provisions
are added for the development of performance outcome measures
by December 31, 2001, for planning, managing, and evaluating
activities performed and services provided under the Act.
White House Conference on Aging
The bill retains authority for a White House Conference
on Aging to be convened not later than December 31, 2005.
Federal Council on Aging
The authority for a Federal Council on Aging is repealed. |
Title III - Grants for State
and Community Programs on Aging Title III authorizes
funds to State and area agencies for a broad array of in-home
and supportive services, including nutrition services. The
Act under Sec. 341(a) authorizes states to provide in-home
services to frail older individuals, including in-home supportive
services for older individuals who are victims of Alzheimer's
disease and related disorders with neurological and organic
brain dysfunction, and to the families of such victims.
Additional assistance for the special needs of older individuals
is also authorized in Sec. 351. Supportive activities for
caretakers who provide in-home services to frail older individuals
(including older individuals who are victims of Alzheimer's
disease or related disorders with neurological and organic
brain dysfunction) is authorized under Sec. 381. Also, these
services are authorized under Part B - Supportive Services
and Senior Centers. States award funds to area agencies
on aging under an intrastate funding formula. Part F-Disease
Prevention & Health Promotion Services, unlike other
Title III service components, requires state agencies to
give funding priority to areas of the state that are medically
underserved and where there are large numbers of economically
needy older individuals.
The Act sets forth numerous requirements for area plans
and enumerates assurances for state plans as conditions
for receiving funds. |
Title III - Grants for
State and Community Programs on Aging
Enhanced flexibility is provided to State and Area Agencies
on Aging to respond to differing and changing local needs.
The bill eliminates the following categorical programs and
places the authority for them under Part B-Supportive Services:
D - In Home Services for Frail Older Individuals
E - Additional Assistance for Special Needs of Older
Individuals
G - Supportive Activities for Caretakers Who Provide
In-Home Services to Frail Older Individuals.
The bill eliminates some of the items which States and
Area Agencies must specify in their plans, or which are
categorized as the federal government prescribing "how
to" achieve certain national goals. The bill proposes
to enhance the efficiency and effectiveness of administration
at the local level, while balancing the distinct interests
of the partners in the aging network. Additional flexibility
is granted through enhanced waiver authority. Authority
is granted to permit cost-sharing for selected services. |
Legal Services As a
priority service, AAAs are required to expend an adequate
amount, unless they ask for and receive a waiver based on
their assurance that an adequate amount of service is available
from other sources. |
Legal Services
Retained as a priority service to be provided by States
and AAAs with the protections of the current statute. |
Multigenerational Services
Encouraged and expected as part of providing comprehensive
and coordinated service delivery systems. |
Multigenerational Services
Plan shall provide assurances that efforts will be made
to coordinate services with agencies and organizations that
provide intergenerational activities and programs. |
Services to Non-Elderly
No specific provisions exist. |
Services to Non-Elderly
Provisions are added to clarify that nothing in Title III
shall be construed as prohibiting the provision of services
by using funds from other sources. |
Cost Sharing
Programs and services authorized under Title III of the
Act are established on an individual basis with age being
the sole criterion. Section 102(38) defines the term "older
individual" as an individual who is 60 years of age
or older. The purpose of Title III of the Act is "...the
development and implementation of comprehensive and coordinated
systems to serve older individuals [section 301(a)(1)].
Thus, all persons 60 years of age or older can participate
in Title III programs and services. The Act does, however,
require state and area agencies to develop state and area
plans based on needs assessments which take into account
the needs of those older persons in greatest social and
economic need with particular attention to low-income minority
individuals. The Act and current regulations require that
recipients be given an opportunity to contribute voluntarily
to expand the availability of services. |
Cost Sharing
The bill permits States to implement cost sharing for certain
services. It exempts I&A, outreach, benefits counseling,
case management, ombudsman, elder abuse, legal assistance,
consumer protection services, congregate and home-delivered
meals, services delivered through tribal organizations and
low-income individuals at or below the Federal poverty line.
It provides for sliding fee scales based on income and the
cost of delivering services and income to be determined
by self-declaration, without verification. If implemented,
States and AAAs must protect the privacy and confidentiality
of older individuals, establish appropriate procedures to
safeguard and account for payments, use payments to expand
the service, and not consider assets, savings or other property
owned in determining whether cost sharing is permitted.
In addition, there can be no denial of service for an individual’s
failure to pay. Materials must be widely distributed in
languages reflecting the reading abilities of older individuals.
AAAs may request a waiver if a significant proportion of
persons have incomes below the threshold established or
if cost sharing would be an unreasonable administrative
or financial burden.
State and AAAs shall develop plans designed to ensure that
the participation of low-income individuals (with particular
attention to low-income minority individuals) will not decrease
with the implementation of cost sharing. In addition, in
conducting public hearings on state and area plans, they
shall solicit the views of older individuals, providers,
and other stakeholders on the implementation of cost-sharing.
AoA shall conduct annually, a comprehensive evaluation
of cost-sharing practices to determine the impact on participation
rates. If a disparate impact upon low-income or minority
older individuals is found, corrective action is authorized
to be taken.
Voluntary Contributions
The bill makes provisions related to the current voluntary
contributions system. It clarifies that the method of solicitation
must be non-coercive. It requires AAAs to consult with service
providers and older individuals about the best method for
accepting voluntary contributions. It prohibits means tests
and the denial of service to any individual who does not
contribute to the cost of the service. Contributions are
to be used to expand the service for which the contribution
is given. |
Transfers Provides waiver
authority of up to 30 percent (and a phased down additional
amount of 10%) for transfers between congregate and home
delivered meal programs, and a phased down amount of up
to 20 percent between supportive and nutrition programs
(with an additional 8% option upon application). |
Transfers The bill retains
and increases the authority for transfers of up to 40% between
congregate and home-delivered meal programs (with the ability
to get an additional 10%), and for up to 30% between supportive
services and nutrition programs. |
Waivers Provides waiver
authority for mandatory services, use of State plan administration
funds to increase area plan ceilings and services, and transfers
between Parts B and C upon application. |
Waivers The bill provides
authority to grant waivers in the areas of statewide uniformity
and state and area plan requirements to permit demonstrations
and to promote innovations or improve service delivery if
granting the waiver will not diminish services already provided.
In addition, waiver authority is extended to the restrictions
on transfers between Parts B and C; and the maintenance
of effort levels down to the minimum match required under
a State plan.
To qualify for a waiver, a State must demonstrate that
approval of the State legislature has be obtained or is
not necessary; there has been collaboration with AAAs and
other affected organizations; the proposal has been subject
to public review and comment, including the opportunity
for public hearing upon request; and that the benefits can
reasonably be expected to outweigh negative consequences. |
Direct Provision of Services
Prohibits the direct provision of service, unless in the
judgment of the state, one of three elements is demonstrated:
1) that it is necessary to assure an adequate supply of
services; 2) the services are directly related to administrative
functions; or 3) such services can be provided more economically
and with comparable quality. |
Direct Provision of Services
The prohibition against direct services and the elements
necessary for demonstration are retained; however, additional
provisions are added. If the state agency or AAA is already
providing case management under a state program, the state
plan may specify that such agency is allowed to continue.
In addition, the state plan may specify that a AAA is allowed
to directly provide I&A and outreach services. |
Case Management Provides
that case management services provided through area agencies
not duplicate, and be coordinated with case management services
provided through other federal and state programs. Further,
case management services must be provided by a public agency;
or a nonprofit private agency that does not provide, and
does not have a direct or indirect ownership or controlling
interest in, or a direct or indirect affiliation or relationship
with, an entity that provides, services other than case
management services under Title III; or is located in a
rural area and obtains a waiver. |
Case Management Provides
that case management services provided through area agencies
not duplicate, and be coordinated with case management services
provided through other federal and state programs. Further,
case management services must be provided by a public agency;
or a nonprofit private agency that gives each older individual
seeking services a list of agencies that provide similar
services within the jurisdiction of the AAA, a statement
specifying that the individual has a right to make an independent
choice of service providers and has case managers acting
as agents for the service recipients and not as promoters
for the agency providing the service; or is located in a
rural area and obtains a waiver of the requirements related
to providing a list of agencies that provide similar services
and case managers serving as agents for the service recipient
as opposed to promoters for service provider agencies. |
Interstate Funding Formula
The Act contains three factors for allocations under Title
III among the States: the amount each state received in
1987 (hold harmless); a minimum amount each state receives;
and the population based ratio each state represents to
the total population of older individuals. |
Interstate Funding Formula
The provisions for allotting funds under Title III are
updated and reorganized (This does not apply to funds under
the National Family Caregiver Support Program). The hold
harmless level is updated to 2000, and the formula is to
be run with population (60+) first, then checking to see
if the minimum and hold harmless factors are met. If not,
each state is reduced proportionately to meet these two
factors. A fourth factor is added as a second hold harmless
level, i.e., No state shall receive less than 20% of the
percentage increase above the FY 2000 allotments for all
states. |
Intrastate Funding Formula
The Act requires States, in consultation with AAAs, using
best available data, develop and publish for review and
comment a formula for distribution within the State of funds
that takes into account the geographical distribution of
older individuals in the State; and the distribution among
PSA of those with greatest economic need and greatest social
need, with particular attention to low-income minority older
individuals. States must submit their formulas to AoA for
approval. |
Intrastate Funding Formula
These provisions are retained without change. |
Part B - Supportive Services
and Senior Centers This section lists the broad array
of home and community-based supportive services to be provided
through the network of states, area agencies on aging and
service providers. |
Part B - Supportive Services
and Senior Centers The provisions are retained, but
consolidated, reorganized and streamlined slightly. |
Part C - Nutrition Services
Section 311 requires the Secretary of Agriculture to provide
support in the form of commodities or cash-in-lieu of commodities
to a recipient of a grant or contract to be used for nutrition
services in compliance with the provisions of Title III
of the Older Americans Act. This support is provided on
a per-meal reimbursement basis as the Nutrition Program
for the Elderly (NPE) and is administered by the Food and
Consumer Services of the United States Department of Agriculture
(USDA) through State and Territory distributing agencies
as well as Tribes. |
Part C - Nutrition Services
The bill consolidates by eliminating the unfunded subpart
for school-based meals, but grants authority for States
to perform this function under the congregate nutrition
services subpart. Additional reordering and consolidation
of provisions is done. It modifies the USDA meal reimbursement
program to lessen the administrative burdens on States,
Tribes and local agencies. The bill retains the connection
with the number of meals provided and minimizes any disruptiveness
in allocations to States by revising the basis for allocations
from an estimate to the actual number of meals served in
the prior year. |
Part D - In-Home Services for
Frail Older Individuals Provides grants to States for
in-home services for frail older individuals, including older
individuals with Alzheimer's disease and related disorders
with neurological and organic brain dysfunction, and to the
families of such victims. |
Part E - National Family Caregiver
Support Program General Consolidates
provisions of the current III-D into III-B,
and creates a new III-E to establish support networks
that provide: information about the availability of support
services; assistance in gaining access; individual counseling
to help make decisions and solve problems; respite care,
and supplemental services. It would establish an infrastructure
of program resources and assistance to family caregivers
and grandparents and older individuals who are relative
caregivers through State and area agencies on aging, service
providers and consumer organizations.
Service categories authorized by the statute include: information
to caregivers about available services; assistance to caregivers
in gaining access to services; individual counseling, organization
of support groups, and caregiver training to assist in making
decisions and solving problems; respite care to enable caregivers
to be temporarily relieved from their caregiving responsibilities;
and supplemental services on a limited basis, to complement
the care provided by caregivers. Priority is to be given
to older individuals and families with the greatest social
and economic need, with particular attention to low-income
older individuals and older individuals caring for persons
with MR/DD (who are not more than 18 years of age or who
are 60 years of age and older). A state may not use more
than 10% of the funds to provide support services to grandparents
and older individuals who are relative caregivers.
Authorization of Appropriations
An authorization of appropriations for $125 million is
provided for the first year if the aggregate amount appropriated
for supportive services, congregate and home-delivered meals,
and disease prevention and health promotion services in
FY 2001 is not less than in FY 2000.
Competitive Innovation Grants
It also authorizes a program of competitive grants to foster
the development and testing of new evidence-based approaches
to sustaining the efforts of families and other informal
caregivers. Of the funds appropriated, 4% shall be reserved
for these innovation grants. Further, it requires the Assistant
Secretary to carry out activities of national significance
in relation to the provision of support to family and other
informal caregivers. One percent of the appropriations is
to be reserved for this purpose. These provisions sunset
three fiscal years after the date of enactment.
Allocation of Funds The funds are to be allotted
under a 70+ population-based interstate funding formula.
The bill prescribes the order in which the factors are to
be taken into account C first, population; then adjusted
proportionately to satisfy the minimum amount each state
shall receive. Funds can be made available for re-allotment
and for the costs of administration of area plans. The required
match is 25% from nonfederal sources.
Native American Caregiver Support Program
A similar program for Native Americans is added as Part
C of Title VI. |
Part F - Disease Prevention
& Health Promotion Services Provides for grants
to States to provide disease prevention and health promotion
services and information. States shall give priority to
areas of the State which are medically underserved and in
which there are a large number of older individuals who
have the greatest economic need for such services. |
PART D - Disease Prevention
& Health Promotion Services The bill retains these
provisions, but relocates the provisions from Part F to Part
D. |
Title IV - Training, Research,
and Discretionary Projects and Programs Provides
authority to develop projects and programs designed to expand
the nation=s knowledge and understanding of aging; to design
and test innovative ideas in programs and services, and
to disseminate the result to replicate such programs and
services; and to help meet the needs for trained personnel
in the field of aging. |
Title IV - Training, Research,
and Discretionary Projects and Programs Retains
much of the current Title IV. Consolidates the authorities
to make grants with States, public agencies, private nonprofit
agencies, institutions of higher education, and organizations,
including tribal organizations for: education and training;
applied social research and analysis; evaluation of performance;
development of methods and practices to improve quality
and effectiveness; demonstration of new approaches for programs
and services; technical assistance; coordination with agencies
that provide services to older individuals who are blind;
training of graduate level professionals specializing in
the mental health needs of older individuals; and any other
activities the Assistant Secretary determines.
The authority for Pension Rights Demonstration Projects
is moved to Title II. Adds three new projects: Older Individual=s
Protection from Violence; Health Care Service Demonstrations
in Rural Areas; and Computer Training. Does not include
existing authority for Special Projects in Comprehensive
Long-Term Care; Supportive Services in Federally Assisted
Housing Demonstrations; Neighborhood Senior Care; Information
and Assistance Systems Development; Demonstration Programs
for Older Individuals with Developmental Disabilities; Housing
Demonstrations; and Private Resource Enhancement Projects. |
Title V - Community Service
Employment for Older Americans
Authorizes the Secretary of Labor to establish an older
American community service employment program in order to
foster and promote useful part-time opportunities in community
service activities for unemployed low-income persons who
are fifty-five years old or older and who have poor employment
prospects. |
Title V - Community Service
Employment for Older Americans
Amends the purpose statement to include as one of the program
purposes to foster individual economic self-sufficiency
and to increase the number of persons who may benefit from
unsubsidized employment in both the public and the private
sectors. Establishes an enhanced performance accountability
system, reinforces connections with the broader workforce
investment system established under the Workforce Investment
Act, and provides for broad participation in the development
of a plan in each State to ensure an equitable distribution
of projects and the coordination of services to seniors. |
Title VI - Grants for
Native Americans
Authorizes grants to promote the delivery of supportive
services, including nutrition services to American Indians,
Alaskan Natives, and Native Hawaiians that are comparable
to services provided under Title III. |
Title VI - Grants for
Native Americans
The bill retains separate authority for the program while
adding provisions to clarify that only one grant per tribal
organization is permitted under Part A and local customs
and subsistence needs are to be taken into consideration.
Other enhancements for Native Americans include authority
to receive disaster assistance, the removal of barriers
for coordination with Title III, and access to the funds
from USDA's NPE program.
Part C - Native American Caregiver Service Program
A service program similar to the one in Title III is provided
for American Indian and Alaskan Native grantees under Title
VI, Part A and Native Hawaiian grantees under Title VI,
Part B. Grantees would apply based on specified requirements
including population to be served; service priority; coordination
with community organizations; and quality standards and
reporting. A separate authorization of appropriations ($5
million for 2001 and such sums for subsequent years) is
provided for this grant program. |
Title VII - Vulnerable
Elder Rights Protection
Provides separate authority for States to develop Elder
Rights Protection Systems focused on protecting the rights
of vulnerable older individuals who reside in the community
and in institutional settings. Funds are allotted through
an interstate funding formula administered by initially
allotting by 60+ population, and then adjusting to ensure
that no state is allotted less than a minimum amount, and
for the Ombudsman and Elder Abuse programs, no less than
the state was allotted in 1991 to carry out the programs
under Title III. |
Title VII - Vulnerable
Elder Rights Protection
The bill retains separate authority and separate authorizations
of appropriations for three of the four program chapters
under this Title. There are no provisions for Outreach,
Counseling and Assistance Programs. The interstate funding
formula is retained, and the hold harmless levels for the
Ombudsman and Elder Abuse programs are updated from the
1991 levels to the 2000 levels. |
Chapter 2 - Ombudsman programs
Establishes and specifies the authority and ability of the
statewide ombudsman program to speak on behalf of and represent
the needs/interests of vulnerable residents of nursing homes
and similar adult care facilities, including: - requirement
for full-time State Ombudsman and Office of the Ombudsman;
- list of functions, including ombudsman duties to recommend
changes in laws, regulations, policies and actions pertaining
to health, safety, welfare and rights of residents and similar
provisions, including providing information to agencies and
legislators; - State Ombudsman responsibility to designate
local ombudsman entities (programs), duties of local entities,
and eligibility requirements for local entities; - procedures
for access to facilities, residents and records; - specific
ombudsman reporting requirements, including requirement that
an ombudsman report be submitted to the state licensing agency
and other federal and state entities, including AoA, and specific
description and analysis requirements for the report; - detailed
provisions regarding conflict-of-interest; - disclosure, consultation,
administration, liability and noninterference requirements;
and - requirement that states establish training standards
and that ombudsmen be trained. |
Chapter 2 - Ombudsman Programs
The provisions of the current statute are retained and enhanced,
including: - Fundingrequirements retained and updated to the
2000 levels - Adds as criteria for designation of local ombudsman
entities that they not stand to gain financially through an
action or potential action brought on behalf of individuals
the ombudsman serves; - Requires coordination of ombudsman
services with State and local law enforcement agencies and
courts of competent jurisdiction. |
Chapter 3 - Prevention of Elder
Abuse, Neglect, and Exploitation The Act makes available
authority to award grants to states to carry out activities
to develop and strengthen programs for the prevention and
treatment of elder abuse, neglect, and exploitation. Authority
is provided to fund specific activities at the State and local
level out of Title III. |
Chapter 3 - Prevention of Elder
Abuse, Neglect, and Exploitation The current statute is
enhanced with provisions requiring the coordination with state
and local law enforcement agencies and courts of competent
jurisdiction, the inclusion of caregivers and a study of the
nature and extent of financial exploitation of older individuals.
Maintenance of effort and hold harmless levels are updated
to the FY 2000 levels. In addition, a study is called for
on the nature and extent of financial exploitation of older
individuals. The purpose is to define and describe the scope
of the problem and to provide an estimate of the number and
type of financial transactions considered to constitute financial
exploitation faced by older individuals. In addition, the
adequacy of current legal protections to prevent such exploitation
is to be examined. |
Chapter 4 - State Elder Rights
& Legal Assistance Development Program The Act makes
available authority to award grants to states to establish
a program to provide leadership for improving the quality
and quantity of legal and advocacy assistance as a means for
ensuring a comprehensive elder rights system. |
Chapter 4 - State Legal Assistance
Development Program This chapter is retained, but streamlined. |
Chapter 5 - Outreach, Counseling,
and Assistance The Act makes available authority to award
grants to states to establish a program to provide outreach,
counseling and assistance related to obtaining insurance and
public benefits. |
Chapter 5 - Outreach, Counseling,
and Assistance This chapter is repealed. |
Subtitle B--Native American
Organization Provisions
The Act makes available authority to award grants to tribes,
public agencies, or nonprofit organizations serving older
individuals who are Native Americans for the purpose of
carrying out vulnerable elder rights protections activities
that are determined to be priorities. |
Subtitle B--Native American
Organization Provisions
This subtitle is retained with a separate authorization
of appropriations. |