Date & Title
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Downloads
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12/23/2003
Federal Regulators Seek Public Comment on Ways to Improve Privacy Notices |
Release 2003-104
Interagency Proposal On Alternative Forms of Privacy Notices
Appendix A, Important Privacy Information
Appendix B, Privacy Policy & Opt Out Election Form
Appendix C, Privacy Notice
Appendix D, Your Privacy Choices
|
12/19/2003
OCC Issues Final Rule on Federal Branches and Agencies of Foreign Banks |
Release 2003-103
Final Rule
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12/17/2003
OCC Issues Final Rule Allowing National Banks To Make Organizational Changes More Efficiently |
Release 2003-102
Final Rule
|
12/16/2003
OCC Releases CRA Evaluations For 40 National Banks |
Release 2003-101
|
12/16/2003
OCC Announces 15 New Enforcement Actions and One Termination |
Release 2003-100
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12/15/2003
Comptroller Hawke Restates U.S. Commitment to Basel Capital Process But Warns that Many Complex and Difficult Issues Must Still be Resolved |
Release 2003-99
Speech
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12/12/2003
OCC Reports Derivatives Volume Tops $67 Trillion |
Release 2003-98
Quarterly Derivatives Report
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12/5/2003
OCC Chief Counsel Julie L. Williams Addresses Consumer Federation of America |
Release 2003-97
Speech
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12/2/2003
Jeffrey A. Brown Named Senior Deputy Comptroller, Economics and International; Thomas R. Bloom to Become Senior Deputy Comptroller for Management and CFO |
Release 2003-96
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12/1/2003
OCC Issues First Quarter 2004 CRA Examination Schedule |
Release 2003-95
2004 CRA Examination Schedule
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11/25/2003
Federal and State Agencies Announce Actions Against Security Trust Company; Phoenix Bank will Undergo Orderly Dissolution and Close by March 31, 2004 |
Release 2003-94
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11/25/2003
OCC Issues Order Requiring Security Trust Co. to Begin Orderly Dissolution; Discloses Earlier Actions to Ensure Funds Available to Protect Bank's Clients |
Release 2003-93
Consent Orders
Security Trust Company, N.A.
Capital Management Investors Holdings, Inc.
|
11/14/2003
OCC Publishes Annual Report for Fiscal Year 2003 |
Release 2003-92
Annual Report
|
11/14/2003
OCC Releases CRA Evaluations For 46 National Banks |
Release 2003-91
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11/14/2003
OCC Announces 12 New Enforcement Actions and Nine Terminations |
Release 2003-90
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11/13/2003
OCC Allows National Bank Offices in Florida to Close if Necessary |
Release 2003-89
Proclamation
|
11/13/2003
OCC Takes Action Against Texas Bank Engaged in Abusive Lending |
Release 2003-88
Consent Order
|
10/30/2003
Proposed Treatment of Expected and Unexpected Losses Under the New Basel Capital Accord |
Release 2003-87
Interagency Statement
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10/28/2003
OCC Guidance Will Assist Banks In Corporate Governance |
Release 2003-86
Red Flags in Board Reports
Pocket Guide to Detecting Red Flags
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10/28/2003
OCC Allows National Bank Offices Affected by California Wildfires to Close |
Release 2003-85
Proclamation
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10/24/2003
Ann F. Jaedicke Named Deputy Comptroller for Compliance |
Release 2003-84
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10/23/2003
New OCC Paper Describes Benefits of the Dual Banking System |
Release 2003-83
Dual Banking System Paper
Speech
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10/21/2003
CC Releases CRA Evaluations For 33 National Banks |
Release 2003-82
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10/16/2003
OCC Announces 13 New Enforcement Actions and Three Terminations |
Release 2003-81
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10/09/2003
OCC Chief of Staff Mark A. Nishan Addresses Midwest National Bank Conference |
Release 2003-80
Speech
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10/07/2003
Federal Agencies Publish Consumer Brochure on Predatory Lending |
Release 2003-79
Predatory Lending Brochure
WorkSheet
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09/29/2003
OCC Releases CRA Evaluations For 42 National Banks |
Release 2003-78
|
09/25/2003
OCC Directory Showcases Banks' Community Development Investments |
Release 2003-77
Community Development Investments
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09/23/2003
OCC Encourages National Banks to Work with Customers Affected by Hurricane Isabel |
Release 2003-76
|
09/22/2003
Comptroller Hawke Addresses ABA Convention |
Release
2003-75
Speech
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09/17/2003
OCC Allows National Bank Offices Affected by Hurricane Isabel to Close |
Release
2003-74
Proclamation
|
09/17/2003
OCC Announces Six New Enforcement Actions and Four Terminations. |
Release
2003-73
|
09/12/2003
Agencies Issue Rulemakings to Amend Risk-Based Capital Treatment of Exposures
to Asset-Backed Commercial Paper Programs and Securitizations with Early
Amortization Provisions |
Release
2003-72
Interim Final Rule
Notice of Proposed Rulemaking
|
09/12/2003
OCC Reports Derivatives Volume Surpasses $65 Trillion |
Release
2003-71
Quarterly Derivatives Report
|
09/10/2003
Bank Regulators' Data Show Stabilization in Credit Quality |
Release 2003-70
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09/09/2003
Comptroller of the Currency John D. Hawke, Jr. Addresses Women in Housing and
Finance |
Release
2003-69
Speech
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09/02/2003
OCC Issues Fourth Quarter 2003 CRA Examination Schedule |
Release 2003-68
CRA Examination Schedule
|
08/26/2003
OCC Releases CRA Evaluations For 35 National Banks |
Release
2003-67
|
08/26/2003
OCC Announces 23 New Enforcement Actions and Seven Terminations |
Release 2003-66
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08/25/2003
OCC Issues Statement on the Federal Reserve Board's Proposed Interpretation Of
the Anti-Tying Provisions of the 1970 Bank Holding Company Act Amendments |
Release
2003-65
Proposed Interpretation
|
08/14/2003
OCC Allows National Bank Offices Affected by Major Power Outages to Close |
Release
2003-64
Proclamation
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08/12/2003
Agencies Jointly Issue Request for Comment on Interagency Guidance on
Response Programs to Protect Against Identity Theft |
Release
2003-63
Comment on Interagency Guidance
|
08/8/2003
Agencies Issue Final Rules on Disciplinary Actions Against Accountants and
Accounting Firms Performing Certain Audit Services |
Release
2003-62
Final Rule
|
08/04/2003
Agencies Announce Publication of Documents Related to Basel Accord
Implementation |
Release
2003-61
Advance Notice of Proposed Rulemaking
Draft Supervisory Guidance
OCC 2003-32
|
08/1/2003
OCC Requires First Consumers National Bank to Refund Customer Fees |
Release
2003-60
Formal Agreement
|
07/31/2003
OCC Takes Steps To Keep Abusive Practices Out Of National Banking System While
Ensuring Continued Access To Credit For Low-Income Americans |
Release
2003-59
Statement From The Comptroller
Georgia Preemption Order
NPRM
Q&As - Georgia (GFLA)
Q&As - NPRM
OCC Working Paper
|
07/28/2003
Federal Banking Agencies Announce New Interagency Electronic Filing System for
Beneficial Ownership Reports |
Release
2003-58
Attachment
|
07/24/2003
Comptroller Hawke Urges New Approach to Combating Predatory Lending |
Release 2003-57
Clarification
Speech
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07/23/2003
Agencies Issue Guidance On Appropriate Use Of Discount Window |
Release
2003-56
Guidance
|
07/21/2003
OCC Releases CRA Evaluations For 80 National Banks |
Release
2003-55
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07/16/2003
OCC Announces Eight New Enforcement Actions and One Termination |
Release
2003-54
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07/11/2003
Bank and Thrift Agencies to Seek Comment On Proposals for U.S. Implementation
of Basel II |
Release
2003-53
Statement of Comptroller Hawke
Advance Notice of Proposed Rulemaking
Corporate IRB Guidance
Operational Risk Guidance |
06/25/2003
OCC Releases CRA Evaluations For 16 National Banks |
Release
2003-52
|
06/19/2003
Remarks by John D. Hawke, Jr. Comptroller of the Currency Before the
Subcommittee on Financial Institutions and Consumer Credit of the Committee on
Financial Services of the United States House of Representatives |
Release 2003-51
Speech
|
06/18/2003
Remarks by John D. Hawke, Jr. Comptroller of the Currency Before the Committee
on Banking, Housing, and Urban Affairs United States Senate |
Release 2003-50
Speech
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06/18/2003
OCC Announces 25 New Enforcement Actions and Five Terminations |
Release
2003-49
|
06/17/2003
Regulators Award Contract in First Step to Modernize the Collection of Bank
Data |
Release
2003-48
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06/11/2003
OCC's Community Developments Newsletter Focuses on Banks and Affordable
Housing in Rural America |
Release
2003-47
Spring 2003
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06/10/2003
Remarks by Julie L. Williams First Senior Deputy Comptroller of the Currency
and Chief Counsel before the Risk USA 2003 Conference Boston,
Massachusetts |
Release
2003-46
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06/06/2003
OCC Reports Derivatives Volume Over $60 Trillion |
Release
2003-45
Quarterly Derivatives Report
|
06/03/2003
Remarks by Julie L. Williams First Senior Deputy Comptroller of the Currency
and Chief Counsel before the Risk Management Association's Retail Risk
Management Conference Chicago, Illinois |
Release
2003-44
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06/03/2003
Federal Financial Regulatory Agencies Seek Comment On Interagency Effort to
Reduce Regulatory Burden |
Release
2003-43
|
05/30/2003
OCC Issues Third Quarter 2003 CRA Examination Schedule |
Release
2003-42
CRA Examination Schedule
|
05/30/2003
Chief of Staff Mark A. Nishan Addresses Urban Financial Services Coalition |
Release
2003-41
Speech
|
05/23/2003
OCC Enters into Agreements with Law Firm and Attorney That Represented First
National Bank of Keystone |
Release
2003-40
Formal Agreement
Formal Agreement |
05/22/2003
Banking Agencies Issue Host State Loan-to-Deposit Ratios |
Release
2003-39
Section 109 Host State Loan-To-Deposit Ratios |
05/22/2003
OCC Releases CRA Evaluations For 37 National Banks |
Release
2003-38 |
05/19/2003
OCC Announces Nine New Enforcement Actions and Four Terminations. |
Release 2003-37
|
05/14/2003
Chief Counsel Julie L. Williams Provides Historical Perspective On Issues
Facing the National Banking System |
Release 2003-36
Speech
|
05/09/2003
OCC Closes The First National Bank of Blanchardville and Appoints FDIC Receiver |
Release
2003-35
|
04/30/2003
Banking Agencies Announce Publication of Basel Accord Consultative Paper |
Release
2003-34
|
04/22/2003
Regulators Issue Guidance on the Risks of Weblinking |
Release
2003-33
OCC 2003-15
Guidance
|
04/17/2003
OCC Releases CRA Evaluations For 48 National Banks |
Release
2003-32 |
04/17/2003
OCC Announces 16 New Enforcement Actions and Seven Terminations |
Release
2003-31 |
04/16/2003
Remarks by John D. Hawke, Jr. Comptroller of the Currency Before the Exchequer
Club Washington, D.C. |
Release
2003-30
|
04/15/2003
Comptroller Hawke Urges Banks to Court Minority Customers |
Release 2003-29
Speech
|
04/08/2003
Regulators Issue Interagency Paper On Sound Practices To Strengthen the
Resilience Of The U.S. Financial System |
Release
2003-28
OCC 2003-14
Interagency Paper
|
04/07/2003
Bankers Assessed Civil Money Penalties and Barred from Banking After
Compromising Confidential Customer Financial Information |
Release
2003-27
Stipulation and Consent Order
Stipulation and Consent Order
|
03/31/2003
OCC Chief Counsel Julie L. Williams Testifies Before House Subcommittee |
Release
2003-26
Testimony
|
03/24/2003
Barbara J. Grunkemeyer Named Deputy Comptroller for Credit Risk |
Release
2003-25
|
03/21/2003
OCC Makes Applications Easier for National Banks |
Release
2003-24
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03/20/2003
OCC Releases CRA Evaluations For 33 National Banks
|
Release
2003-23
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03/20/2003
OCC Announces Six New Enforcement Actions and
Two Terminations
|
Release
2003-22
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03/18/2003
New OCC Paper Examines History of National Banking System And Discusses Current
Issues in Bank Regulation |
Release
2003-21
Paper
|
03/17/2003
Agencies Issue Updated Policy Statement On Internal Auditing |
Release
2003-20
OCC 2003-12
Policy Statement
|
03/13/2003
Comptroller of the Currency Before the Centre for the Study of Financial
Innovation London, England |
Release
2003-19
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03/12/2003
OCC Reports Derivatives Volume Grows $2.9 Trillion |
Release
2003-18
Bank Derivatives Report
|
03/04/2003
Comptroller Hawke Calls for Study of Compliance Regulation And Development of
Simpler and Less Burdensome Disclosures |
Release
2003-17
Speech
|
03/03/2003
OCC Issues Second Quarter 2003 CRA Examination Schedule |
Release
2003-16
CRA Examination Schedule
|
03/03/2003
Comptroller Hawke Highlights Importance of New Basel Capital Accord But Says
Important Issues Must be Resolved Before OCC Will Issue Rules |
Release 2003-15
Speech
|
02/27/2003
Comptroller Hawke Discusses Basle Capital Framework in House Testimony |
Release
2003-14
Oral Statement
Testimony
|
02/26/2003
Kay Kowitt Named Deputy Comptroller for Western District |
Release
2003-13
|
02/26/2003
Comptroller Hawke Urges Senate to Reform FDIC Insurance Fund |
Release
2003-12
Oral Statement
Testimony
|
02/25/2003
OCC Releases CRA
Evaluations For 33 National Banks |
Release
2003-11
|
02/25/2003
OCC Announces 13 New Enforcement Actions
|
Release
2003-10
|
02/25/2003
Agencies Issue Advisory on Mortgage Banking Activities |
Release
2003-09
OCC 2003-9
Interagency Advisory on Mortgage
Banking
|
02/21/2003
OCC Issues Guidelines to National Banks to Guard Against Abusive Lending
Practices; Invites Comments on Request to Determine that Georgia Law is
Preempted |
Release
2003-08
Q&A's
Advisory Letter 2003-03
Advisory Letter 2003-02
Preemption letter
|
01/31/2003
OCC Seeks Comment on Package of Rules Dealing with AHEOA, Fiduciary Activities,
Real Estate Lending and Visitorial Powers |
Release
2003-07
Proposed Regulations
|
01/31/2003
Peoples National Bank to Pay $175,000 Civil Money Penalty And End
Payday Lending Relationship with Advance America
|
Release 2003-06
Consent Order - Peoples National Bank
Consent Order - Advance America
|
01/22/2003
OCC Releases CRA Evaluations
For 39 National Banks
|
Release 2003-05
|
01/22/2003
OCC Announces Nine New Enforcement
Actions and Three Terminations
|
Release 2003-04
|
01/21/2003
OCC Concludes Case Against First National Bank in Brookings
Involving Payday Lending, Unsafe Merchant Processing, and Deceptive Marketing
of Credit Cards
|
Release 2003-03
Consent Order
|
01/09/2003
OCC Proposed Rule Encourages Public Welfare Investments by National
Banks
|
Release 2003-02
Proposed Rule
|
01/08/2003
FFIEC Agencies Issue Guidance on Credit Card Account Management and
Loss Allowance Practices
|
Release 2003-01
OCC 2003-1
Interagency Guidance
|