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CFTC Calendar

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2007 Calendar

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2007 Calendar

July 23, 2007
Deadline for comment on proposed rule 72 FR 34417.

See also:

72 FR 34417 17 CFR Part 21 Special Calls

Comment File 07-007

July 23, 2007
Deadline for comment on proposed rule 72 FR 34413.

See also:

72 FR 34413 17 CFR Part 18 Maintenance of Books, Records and Reports by Traders

Comment File 07-008

August 3, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

August 7, 2007
Commissioner Michael V. Dunn will speak at the American Public Gas Association Annual Conference.

See also:

Remarks of Commissioner Michael V. Dunn before the American Public Gas Association’s Annual Meeting

August 10, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

August 17, 2007
Closed Commission Meeting; Matters to be Considered: Enforcement Matters.

August 20, 2007
Deadline for comment on proposed rule or order 72 FR 39764.

See also:

72 FR 39764 17 CFR Parts 40 and 41 Confidential Information and Commission Records and Information

Comment File 07-009

August 24, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

August 29, 2007
Closed Commission Meeting; Matters to be Considered: Financial Surveillance Matters.

September 5, 2007
Acting CFTC Chairman Walter Lukken will attend the 28th Annual Swiss Futures and Options Association Bürgenstock Meeting in Montreux, Switzerland; September 5-7, 2007.

September 7, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

September 12, 2007
Closed Commission Meeting; Matters to be Considered: Enforcement Matters.

September 12, 2007
Deadline for comment on proposed rule or order 72 FR 45185.

See also:

72 FR 45185 17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets

Comment File 07-010

September 12, 2007
Deadline for comment on proposed rule or order 72 FR 45255.

See also:

72 FR 45225 Privacy Act of 1974: System of Records

Comment File 07-011

September 13, 2007
Deadline for comment on proposed rule or order 72 FR 45392.

See also:

72 FR 45392 17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants

Comment File 07-012

September 14, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

September 18, 2007
Hearing to Examine Trading on Regulated Exchanges and Exempt Commercial Markets

See also:

CFTC Announces September Hearing to Examine Trading on Regulated Exchanges and Exempt Commercial Markets

September 21, 2007
Closed Commission Meeting; Matters to be Considered: Enforcement Matters.

September 24, 2007
Closed Commission Meeting; Matters to be Considered: Enforcement Matters.

September 28, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

September 28, 2007
Closed Commission Meeting; Matters to be Considered: Rule Enforcement Review.

October 2, 2007
Open Meeting; Global Markets Advisory Committee Meeting.

October 4, 2007
Closed Commission Meeting; Matters to be Considered: Rule Enforcement Review.

October 5, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

October 9, 2007
Extension of Public Comment Period on Exemption Request for the China Foreign Exchange Trade System

See also:

CFTC Extends Public Comment on Exemption Request for the China Foreign Exchange Trade System

72 FR 48262

October 12, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

October 15, 2007
Commissioner Michael V. Dunn will make opening remarks at the International Symposium and Training Program, Federal Reserve Bank of Chicago; Chicago, IL.

October 15, 2007
Deadline for comment on public information collection requirement notice 72 FR 45420.

See also:

72 FR 45420 Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0025, Practice by Former Members and Employees of the Commission; Notice

October 15, 2007
Deadline for comment on public information collection requirement notice 72 FR 45759.

See also:

72 FR 45759 Agency Information Collection Activities: Proposed Collection; Comment Request: Proposed Collection; Comment Request: Rules Pertaining to Contract Markets and Their Members; Notice

October 16, 2007
Commissioner Bart Chilton and Commissioner Jill Sommers will give remarks at a luncheon sponsored by the FIA Chicago and FIA Law & Compliance Division; Chicago, IL.

See also:

Speech by Commissioner Bart Chilton, "Not Your Father's Regulator"

Speech by Commissioner Jill Sommers before the Futures Industry Association, Law and Compliance Luncheon

October 19, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

October 22, 2007
Deadline for comment on public information collection requirement notice 72 FR 46613.

See also:

72 FR 46613 Agency Information Collection Activities: Proposed Collection; Comment Request: Part 41, Relating to Security Futures Products; Notice

October 23, 2007
Closed Commission Meeting; Matters to be Considered: Enforcement Matters.

October 24, 2007
Acting Chairman Lukken will testify before the U.S. House Agriculture Subcommittee on General Farm Commodities and Risk Management regarding CFTC reauthorization.

October 26, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

October 26, 2007
Closed Commission Meeting; Matters to be Considered: Rule Enforcement Review.

November 2, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

November 9, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

November 13, 2007
Commissioner Bart Chilton and Commissioner Jill Sommers will address the FIA Law & Compliance Division, in conjunction with the New York City Bar; New York, NY. This event is open to the public.

See also:

Remarks by Commissioner Jill Sommers Before the Futures Industry Association Law and Compliance Division and the New York City Bar Association

Speech by Commissioner Bart Chilton "Let’s Not 'Dial M for Merger': CFTC’s Principles-Based Regulation – A Success Story"

November 16, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

November 21, 2007
Deadline for comment on public information collection requirement notice 72 FR 59515.

See also:

72 FR 59515 Agency Information Collection Activities: Proposed Collection; Comment Request: Rules Pertaining to Contract Markets and Their Members

November 21, 2007
Deadline for comment on public information collection requirement notice 72 FR 59514.

See also:

72 FR 59514 Agency Information Collection Activities Under OMB Review

November 23, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

November 26, 2007
Deadline for comment on public information collection requirement notice 72 FR 60828.

See also:

72 FR 60828 Agency Information Collection Activities: Proposed Collection; Comment Request: Part 41 Relating to Security Futures Products

November 27, 2007
CFTC Acting Chairman Walter Lukken will give a speech, “The Keys to Smart Regulation,” at the FIA Futures and Options Exposition.

See also:

CFTC Acting Chairman to Address FIA Conference

Speech by Acting Chairman Walter Lukken on The Keys to Smart Regulation

November 27, 2007
Commissioner Michael V. Dunn will attend the 2007 FIA Expo, Chicago, IL; November 27-29, 2007. This event is open to the public.

November 28, 2007
Closed Commission Meeting; Matters to be Considered: Enforcement Matters.

November 29, 2007
Commissioner Bart Chilton will participate on a panel, "Washington Watch," at the 2007 FIA Expo, Chicago, IL. This event is open to the public.

See also:

Remarks by Commissioner Bart Chilton, "A Better Understanding: Current Issues with SEC; Exempt Commercial Market Regulation"

November 29, 2007
Acting Chairman Walter Lukken will be the keynote speaker at the ISDA Energy, Commodities and Developing Products Conference, New York, NY. This event is closed to the public.

See also:

Speech by Acting Chairman Walter Lukken: Walk Softly and Carry a Big Stick

November 30, 2007
Closed Commission Meeting; Matters to be Considered: Surveillance Matters.

December 6, 2007
Open Meeting; Agricultural Advisory Committee Meeting.

December 11, 2007
Commissioner Michael V. Dunn will speak at The Washington Campus Strategic Leadership Seminar, Washington DC. This event is closed to the public.

December 31, 2007
Deadline for annual certification required of all markets operating as an exempt commercial market in reliance of the exemption in Section 2(h)(3) of the Act. See Regulation 36.3(c)(4)

See also:

CFTC Form 205 - Exempt Commercial Market Annual Certification Form

December 31, 2007
Deadline for annual certification required of all markets operating as an exempt board of trade in reliance of the exemption found in Section 5d of the Act. See Regulation 36.2(c)(3)

See also:

CFTC Form 5 - Exempt Board of Trade Annual Certification Form