<DOC> [110 Senate Hearings] [From the U.S. Government Printing Office via GPO Access] [DOCID: f:41459.wais] S. Hrg. 110-474 ON THE PATH TO GREAT EDUCATIONAL RESULTS FOR THE DISTRICT'S PUBLIC SCHOOLS? ======================================================================= HEARING before the OVERSIGHT OF GOVERNMENT MANAGEMENT, THE FEDERAL WORKFORCE, AND THE DISTRICT OF COLUMBIA SUBCOMMITTEE of the COMMITTEE ON HOMELAND SECURITY AND GOVERNMENTAL AFFAIRS UNITED STATES SENATE ONE HUNDRED TENTH CONGRESS SECOND SESSION __________ MARCH 14, 2008 __________ Available via http://www.gpoaccess.gov/congress/index.html U.S. GOVERNMENT PRINTING OFFICE 41-459 PDF WASHINGTON DC: 2008 --------------------------------------------------------------------- For sale by the Superintendent of Documents, U.S. Government Printing Office Internet: bookstore.gpo.gov Phone: toll free (866)512-1800 DC area (202)512-1800 Fax: (202) 512-2250 Mail Stop SSOP, Washington, DC 20402-0001 Printed for the use of the Committee on Homeland Security and Governmental Affairs COMMITTEE ON HOMELAND SECURITY AND GOVERNMENTAL AFFAIRS JOSEPH I. LIEBERMAN, Connecticut, Chairman CARL LEVIN, Michigan SUSAN M. COLLINS, Maine DANIEL K. AKAKA, Hawaii TED STEVENS, Alaska THOMAS R. CARPER, Delaware GEORGE V. VOINOVICH, Ohio MARK L. PRYOR, Arkansas NORM COLEMAN, Minnesota MARY L. LANDRIEU, Louisiana TOM COBURN, Oklahoma BARACK OBAMA, Illinois PETE V. DOMENICI, New Mexico CLAIRE McCASKILL, Missouri JOHN WARNER, Virginia JON TESTER, Montana JOHN E. SUNUNU, New Hampshire Michael L. Alexander, Staff Director Brandon L. Milhorn, Minority Staff Director and Chief Counsel Trina Driessnack Tyrer, Chief Clerk OVERSIGHT OF GOVERNMENT MANAGEMENT, THE FEDERAL WORKFORCE, AND THE DISTRICT OF COLUMBIA SUBCOMMITTEE DANIEL K. AKAKA, Hawaii, Chairman CARL LEVIN, Michigan GEORGE V. VOINOVICH, Ohio THOMAS R. CARPER, Delaware TED STEVENS, Alaska MARK L. PRYOR, Arkansas TOM COBURN, Oklahoma MARY L. LANDRIEU, Louisiana JOHN WARNER, Virginia Richard J. Kessler, Staff Director Thomas Richards, Professional Staff Member Jennifer A. Hemingway, Minority Staff Director David Cole, Professional Staff Member Jessica Nagasako, Chief Clerk C O N T E N T S ------ Opening statement: Page Senator Akaka................................................ 1 WITNESSES Friday, March 14, 2008 Cornelia M. Ashby, Director, Education, Workforce, and Income Security Issues, U.S. Government Accountability Office......... 2 Michelle Rhee, Chancellor, District of Columbia Public Schools... 4 Victor Reinoso, Deputy Mayor for Education, Office of the Deputy Mayor for Education, District of Columbia...................... 8 Deborah A. Gist, State Superintendent of Education, Office of the State Superintendent of Education, District of Columbia........ 11 Allen Y. Lew, Executive Director, Office of Public Education Facilities Modernization, District of Columbia Public School... 13 Jane Hannaway, Ph.D., Director, Education Policy Center, Urban Institute...................................................... 31 John W. Hill, Chief Executive Officer, Federal City Council...... 33 Alphabetical List of Witnesses Ashby, Cornelia M.: Testimony.................................................... 2 Prepared statement........................................... 41 Gist, Deborah A.: Testimony.................................................... 11 Prepared statement........................................... 82 Hannaway, Jane, Ph.D.: Testimony.................................................... 31 Prepared statement........................................... 95 Hill, John W.: Testimony.................................................... 33 Prepared statement........................................... 100 Lew, Allen Y.: Testimony.................................................... 13 Prepared statement........................................... 88 Reinoso, Victor: Testimony.................................................... 8 Prepared statement........................................... 73 Rhee, Michelle: Testimony.................................................... 4 Prepared statement........................................... 66 APPENDIX Robert Vinson Brannum, Chairman, Education Committee, DC Federation of Civic Associations, Inc., prepared statement..... 107 Hon. Paul Strauss, U.S. Senator, District of Columbia (Shadow), prepared statement............................................. 110 Mary Spencer, Committee Chair for DC ACORN School Modernization Committee (ASMOC), prepared statement.......................... 114 Gina Arlotto, Co-founder of Save Our School, prepared statement.. 115 Background....................................................... 117 Post-Hearing Questions for the Record Submitted from: Ms. Rhee..................................................... 124 Mr. Reinoso.................................................. 128 Ms. Gist..................................................... 131 ON THE PATH TO GREAT EDUCATIONAL RESULTS FOR THE DISTRICT'S PUBLIC SCHOOLS? ---------- FRIDAY, MARCH 14, 2008 U.S. Senate, Subcommittee on Oversight of Government Management, the Federal Workforce, and the District of Columbia, of the Committee on Homeland Security and Governmental Affairs, Washington, DC. The Subcommittee met, pursuant to notice, at 10:05 a.m., in Room SD-342, Dirksen Senate Office Building, Hon. Daniel K. Akaka, Chairman of the Subcommittee, presiding. Present: Senator Akaka. OPENING STATEMENT OF SENATOR AKAKA Senator Akaka. This hearing will come to order. Good morning and welcome to all of you. I look upon this as a very important hearing, and thank you for joining us today for the second in a series of hearings on the District of Columbia Public School system reforms. I know you all have been working diligently and hard, and I want to commend all of you for the improvements thus far. I look forward to hearing more about the progress you have made and your further intentions. As you may know, before being elected to Congress, I was a teacher and a principal. I was in the school system in Hawaii. I know firsthand the challenges facing any educational system, the care it takes to bring about reforms, the needed investment in clear strategic plans, and the critical importance of providing quality education to underserved populations. You have made many tough decisions already and taken noteworthy steps, but expectations are high. A number of accountability measures have been put into place including weekly meetings at all levels of DC Government, which hold senior level staff and officials accountable for their efforts. Given how critical this issue is for DC children, I asked the Government Accountability Office to review the progress of the reforms and make recommendations for improvements. The short-term study, which we will hear the results of today, confirms significant improvements in the system and fundamental changes, such as management restructuring, reviewing teacher and employee standards, development of strategic plans, and addressing crumbling facilities. To guide these reforms and build upon these efforts, one of GAO's recommendations is that a system-wide strategic plan should be developed. I agree with this finding. For all major transformational reform efforts, it is important that there be a strategy for the future. The strategic plan should be a transparent, living document focused on the students with a clear vision for all DC agencies to understand their roles and their responsibilities. We are looking at a fast-moving train. Every day new changes occur in the school system, testing the hope and expectations of parents, teachers, the community, and, most importantly, the children and the students. I hope today we can gain a better understanding of the progress made and gain a greater understanding of future plans, and so I look forward to all of our witnesses this morning. Our first panel is Cornelia Ashby, who is the Director of Education, Workforce, and Income Security Issues, Government Accountability Office; Michelle Rhee, Chancellor of the DC Public Schools; Victor Reinoso, Deputy Mayor for Education, District of Columbia; Deborah Gist, DC State Superintendent of Education; and Allen Lew, Executive Director of the Office of Public Education Facilities Modernization. Our Committee rules require that all witnesses testify under oath. Therefore, I ask each of you to stand and please raise your right hand. Do you solemnly swear that the testimony you are about to give the Subcommittee is the truth, the whole truth, and nothing but the truth, so help you, God? Ms. Ashby. I do. Ms. Rhee. I do. Mr. Reinoso. I do. Ms. Gist. I do. Mr. Lew. I do. Senator Akaka. Thank you. Let it be noted in the record that the witnesses answered in the affirmative. Welcome again. Before we begin, I want you all to know that although your oral statement is limited to 5 minutes, your full statements will be included in the record. So, Ms. Ashby, would you please proceed with your statement? TESTIMONY OF CORNELIA M. ASHBY,\1\ DIRECTOR, EDUCATION, WORKFORCE, AND INCOME SECURITY ISSUES, U.S. GOVERNMENT ACCOUNTABILITY OFFICE Ms. Ashby. Mr. Chairman, I am pleased to be here this morning to present information on the District's progress in reforming its public school system. Early reform efforts have focused largely on broad critical management issues and other activities that provide the foundation for long-term improvement. In addition to developing and implementing transitional plans to establish the new governance structure required by the 2007 Reform Act, early reform efforts have included human capital, data, school consolidation, facilities, Federal grants management, and some performance and strategic planning initiatives, as well as setting academic priorities. --------------------------------------------------------------------------- \1\ The prepared statement of Ms. Ashby appears in the Appendix on page 41. --------------------------------------------------------------------------- With respect to human capital, new personnel rules and new systems for evaluating the performance of central office employees and employees of the State Superintendent's Office were developed. According to DC Public Schools officials, as of January, all staff had received performance evaluations based on District Government-wide competencies. Officials at the State Superintendent's Office told us that individual performance plans had been developed for all staff, and performance evaluations based on those plans will begin later this month. Both the State Superintendent's Office and DCPS are working to improve their data systems to track and monitor the performance of students, teachers, and schools. The Superintendent's Office is building a longitudinal database. The database is expected to be fully operational by 2012. DCPS is consolidating its data systems, eliminating duplicate information, and verifying data accuracy. DCPS officials told us they expect the new student data management system to be operational by February 2009. In addition, DCPS is moving from a paper-based to an electronic personnel data system. Steps have also been taken to consolidate schools and set academic priorities. This month, DCPS finalized its school consolidation plan, which identifies over 20 schools for closure in an effort to provide more resources to the remaining schools. In the area of academic achievement, DCPS has set academic priorities for the current school year and is in the process of establishing longer-term priorities DCPS is currently working on a 5-year academic plan. To address the backlog of work orders and ongoing facilities needs, the new Facilities Office made repairs to over 70 schools last summer and in early fall. It also assessed the condition of heating and air conditioning systems in all District schools. According to the Facilities Director, repairs were made to school heating systems, and all schools had heat by October 15. In addition, he told us all schools with central air conditioning received upgrades, and about 670 new air conditioning units were installed. Last fall, the Facilities Office also began making improvements to the remaining schools. The Facilities Office is revising the DCPS 2006 Master Facilities Plan. According to District officials, the revised plan, which is to be completed by the end of May, will align with the chancellor's academic priorities and school consolidation efforts. The State superintendent has begun to address long-term grant management and No Child Left Behind Act compliance deficiencies identified by the U.S. Department of Education. For example, to meet the No Child Left Behind State level requirements, the State superintendent is establishing a process for providing technical assistance to underperforming schools. The State superintendent has told us that her office has started to develop a strategic plan that will include measurable goals and objectives and expects to complete the plan this summer. The mayor and education officials have also developed a performance-based process designed to establish accountability for these school reform efforts. As you mentioned, Mr. Chairman, the process includes holding weekly meetings to track progress and accomplishments across education offices, as well as requiring these offices to develop and follow annual performance plans. The DC Department of Education has taken some steps to coordinate and integrate the various efforts of the District education offices. However, it has not developed a District-wide strategic education plan. While developing a long-term strategic plan takes time, it is useful for entities undergoing transformation, such as the DC Public School system. A strategic plan and the process of developing one helps organizations look across the goals of multiple offices and determine whether they are aligned and connected or working at cross purposes. By articulating an overall mission or vision, a strategic plan helps organizations set priorities, implementation strategies, and timelines to measure the progress of multiple offices. A long-term strategic plan is also an important communication tool, articulating a consistent set of goals and marking progress for employees and key stakeholders. Given that leadership changes, a strategic plan would provide a road map for future District leaders. For these reasons, we recommend, as you also mentioned, Mr. Chairman, the development of a District-wide education strategic plan. Mr. Chairman, this completes my prepared statement. I would be happy to answer any questions. Senator Akaka. Thank you very much, Ms. Ashby. Ms. Rhee. TESTIMONY OF MICHELLE RHEE,\1\ CHANCELLOR, DISTRICT OF COLUMBIA PUBLIC SCHOOLS Ms. Rhee. Good afternoon, Chairman Akaka. When I last testified before you, I said that I would rebuild the public school system in Washington, DC. I described plans to overhaul flawed data and accountability systems, create a culture of individual accountability for student achievement, build strong leadership and high-quality teaching in our schools, reform special education, and address multiple other areas to increase student achievement. As my evaluation of the system has deepened over the last 8 months, I have been shocked by the profound level of dysfunction under which DCPS has been operating. I met high school seniors who want to go to college next year but who had just learned about prepositions. I heard from teachers who had not been paid for the work they had done 3 years ago. And I met elementary school students who sent me a ``wish list'' for their school. They asked if they could have a music teacher, a Spanish teacher, a librarian, and other basic things for which no children should have to lobby their chancellor for. --------------------------------------------------------------------------- \1\ The prepared statement of Ms. Rhee appears in the Appendix on page 66. --------------------------------------------------------------------------- These are not just anecdotes. What saddens me most is what the performance data says about what this system is doing to kids. According to our DC-CAS data, 50 of our schools have proficiency rates lower than 20 percent in either reading or math. This means that four out of five kids in those schools do not meet even the most basic level of proficiency. We are talking about almost 14,000 children. Residents of the District have rightly demanded radical change, and we are responding swiftly. In this transitional year, we have begun to remove the obstacles that block student achievement. We are solving the problems that need to be solved, and I look forward to discussing this work with you today. However, this system needs more than solving problems one at a time. This year we are laying the foundations for my long-term strategy, building our priorities and goals for the next 5 years. On these foundations we will build the system to give our children the skills they need and the choices in life that they deserve. I am going to talk a little bit about some of the things that we have done so far. First, this year, after receiving multiple reports of problems with our central office, we have swiftly and aggressively moved to solve them. From former employees who were still receiving benefits and paychecks that they could not explain, to teachers who had not been paid and parents who could not get an employee to return a phone call, there were so many issues to confront that I set up a constituent services team to help parents and school staff navigate the central office. I learned that many staff members do not have job descriptions and that they had never received a performance evaluation. We responded. I communicated the mayor's higher customer service standards to all employees and lobbied for personnel legislation that would allow us to increase the efficiency of our central office as a whole and to create a culture of accountability. We are reorganizing the central office as we speak so that people's skills and performance are best suited to their positions and office. We created job descriptions for all employees and conducted our first round of performance evaluations. We have previously non-responsive employees who, after just one performance evaluation, are now working harder at their jobs. In the past 4 months, our customer satisfaction rate with the central office response has jumped from 41 percent to 59 percent, and I am confident that will continue to improve. Reforming DCPS requires that we have the best principals leading our schools. Previous DCPS recruiting has been minimal, but through a new principal recruitment campaign, we are interviewing and identifying quality school leaders. We have already received close to 500 applications, and we expect this number to grow as more prospective candidates begin considering their options for next year. Recruitment, however, is only half the task. To keep strong employees, leaders must recognize and reward good work. In the Nation's capital it is time for us to back our words about respecting successful educators with the investment that will keep them in our schools. We started this year by utilizing Federal funds to give what we call TEAM Awards to schools that showed dramatic gains in student achievement, and my long-term plans aim to increase performance awards to teachers and schools. In the past, DCPS has not supported teachers by providing them with the training they needed to drive instruction forward, and in a massive effort this year, we are turning around professional development. Before, there was no consistency in the quality of instruction across the District, and parents were rightfully frustrated by this disparity. Now, we are teaching our teachers how to use the best practices for reading and math instruction and making instruction consistent across the system. Also, we are showing our teachers how to use test data to drive instruction and abolishing the ``drill and kill'' style of teaching often associated with standardized tests. For example, the reading portion of the DC-CAS measures students' ability to read for meaning, a skill that this District as a whole has failed to provide. We are training teachers to use ``constructed response'' questions to teach children how to show reading comprehension through fully developed written responses. This is not ``test prep.'' It is good teaching, and it is what gives children the skills that they will need as adults. We are also providing a monthly professional development calendar full of options across the District. These options are aligned to the specific needs of teachers and students as identified through testing data, surveys, and school observations. Not only will this help the District to track professional development for each teacher, it will support our teachers in honing their craft. Overall, our work in professional development this year increases our ability to retain the teachers we need, when too often in this field, isolation and a lack of support lead to preventable burnout. Since I have arrived, I have received an education in just how severe our problems with data management are. An initial assessment revealed that we have 27 disconnected data systems in the DC Public Schools. An update in one location did not automate an update in other areas where similar information was stored. This affected even the most basic operations. For example, in September when I attempted to send an e-mail to all teachers, my in-box was filled with returns from defunct e-mail accounts, and I was advised that I should back up the mailing with a paper letter sent to individual schools. Now, with continued outreach to schools and new connected data systems, this longstanding communication problem is being corrected. Through a collaborative effort with Human Resources, we have updated our teacher e-mail list from 45 percent accuracy to about 75 percent. Also this school year we worked with the city's chief technology officer to install 5,900 PCs in our schools so that every single DCPS classroom teacher has a working computer. They will use these new computers to view student data, take attendance, conduct research, take advantage of professional development opportunities, and, finally, to receive my e-mails. Streamlining our data systems is a massive undertaking that will occur over the next few years, but it is one of my highest priorities. In every area of DCPS, my long-term objective is to use data as every good organization does: To improve performance. My chief data and accountability officer has been successful in streamlining these systems in other districts, and I am confident that our plans for the District's data systems will result in significant progress in our offices and classrooms. Many schools had significant needs that require immediate attention this year. First, some of our schools are without psychologists, guidance counselors, school nurses, art or music teachers. Teachers are forced to attempt to provide the services that they are not equipped to provide, especially when I needed them to focus on instruction. Our schools with low enrollment numbers are particularly hard to staff. Schools were paying to maintain unused space when we need that money to staff the school and provide strong programs. In November, we introduced a plan to right-size the school system and bring strong new academic initiatives and a full staffing model to our schools over time. We are working through the remainder of the school year and summer to prepare schools for upcoming transitions due to school closures and new programs. We also have a number of schools that are not meeting Academic Yearly Progress under the No Child Left Behind Act, and we are carefully assessing the options available under the law to make the right decisions for each school. We will use these assessments to create plans for each school, not only to correct problems but to align their programs with our longer- term plans for success. I know I am running over. Do you want me to continue? Senator Akaka. Yes. Ms. Rhee. OK. Special education in this District has been a real and deep hardship for many students and families. I have not only been shocked by the mistakes that have led to the loss of millions of dollars that could have been used to serve instruction, but also, more importantly, I have been saddened by the damage that DCPS has done by over-identifying students who should not have been classified and by failing to support the children who do need services. We have been aggressive about identifying the root of these problems and correcting them. To start, we will be working with the State superintendent of education to pilot mental health programs in middle schools; to introduce the comprehensive staffing model through the right-sizing plan next year; and to reform our process for identifying students for special needs services by accurately diagnosing learning needs. Our long-term strategies to raise student achievement levels include eight new school-wide applications model schools next year, which have shown tremendous success in urban districts across the country to ensure high achievement for both disabled and nondisabled students. This system currently has a reputation for being the least inclusive in the country when it comes to our special education students, and our focus now is how to become an integrated, inclusive district where we are not segregating these students. Historically, this system has not done well bringing parents into students' education. Our long-term plans will include the initiatives we need to engage parents in our work in schools. Many parents simply do not know what they can expect, demand, or do to support their children through each stage of the learning process. We are now building the foundations to communicate clearly with parents about their children's progress and about important processes such as college applications. We are holding parent information sessions, opening Parent Resource Centers, conducting focus groups with parents, and increasing our commitment to translating and interpreting information for linguistically and culturally diverse parents. During this first transition year, I have identified the problems that have been blocking student achievement for years. We are solving these problems. Whether by right-sizing the system, speeding a slow bureaucracy, or improving our data systems, we are building the foundation for a system that works. After this year we will move into the proactive long-term implementation strategy that will move us beyond correcting current problems to creating model programs. I want a portfolio of quality schools in every ward across this District that provides quality choices to all students and parents. I want a District that fosters a college-going culture in every ward, allowing our students to be as competitive for college as any students in the Nation. Clearly, we are far from seeing the results that I want today. But as I approach the closing months of this school year of transition, I remain determined and am very confident that we are going to see those changes happen. Senator Akaka. Thank you very much for your statement, Ms. Rhee. Mr. Reinoso. TESTIMONY OF VICTOR REINOSO,\1\ DEPUTY MAYOR FOR EDUCATION, OFFICE OF THE DEPUTY MAYOR FOR EDUCATION, DISTRICT OF COLUMBIA Mr. Reinoso. Good morning, Senator. I appear before you today to report on the progress made by the District of Columbia in implementing the mayor's public education reform initiatives and on the strategies we are developing to continue that momentum moving forward. First, however, I have to pause to say how incredibly proud I am of the team that the mayor has put together to lead the agencies where the work is happening and of the job that each of them has done thus far to respond to the mayor's charge that we not just reform, but really remake, the District of Columbia Public Schools, and that we do this as quickly as humanly possible. As you will hear in the testimony of each of them, they have made great strides in addressing critical problems within their agencies--in some cases more progress than had been seen in many years before this team took charge--and at the same time, they are developing the long-term strategic plans that will guide us towards continued, systemic improvement in the future. --------------------------------------------------------------------------- \1\ The prepared statement of Mr. Reinoso appears in the Appendix on page 73. --------------------------------------------------------------------------- The District of Columbia Public Education Reform Amendment Act of 2007 enabled the mayor to embark on a sweeping array of initiatives and reforms, some of which have already begun to fundamentally change our approach to public education. My office was established to oversee all of those efforts and to ensure that the entire District Government--including both our education and our non-education agencies--moves forward coherently and in alignment towards our shared goal: Ensuring the success of every student. I have also been charged by the mayor with marshalling all of the District's resources--public, private, and in the community--to improve the educational processes and outcomes for all the District's students in order to prepare them for successful futures. Thus, while each of the witnesses who joins me here will describe his or her own strategic plan to move us toward this goal within the scope of their agency's mission and capabilities, I will discuss the role of my office in coordinating these plans and, as importantly, ensuring that the human and other resources are made available to support their execution. To accomplish this critical task, I have organized my office around four broad activities: Coordination of a District-wide educational strategy; coordination and direction of high-quality services and programs that reach across city agencies and educational institutions to improve child and youth outcomes; development of robust partnerships with community-based organizations and the private sector that provide the District's education system with critical new resources; and leadership and support to the Office of the State Superintendent, the Office of Public Education Facilities Modernization, and the Ombudsman Office, all of which report through me to the mayor. We are moving successfully forward on several fronts, which I will highlight briefly here. When we set out to improve our public education system, the mayor made a foundation decision to attack the problem comprehensively. The Administration views education as a continuum from birth into adulthood: Learning is always taking place and access to quality educational opportunities must exist at every level. Also, it is not enough to transform what happens in the classroom; to succeed, we have to meet all of our students' needs, including the needs that students bring from outside the classroom. So as a government, the District must bring to bear all of the resources of its public and private sectors--in a coordinated manner--to support children and learning in order to create an environment in which they can succeed. My office is well positioned not only to think strategically about the direction of our reform efforts, but also to address specific challenges and tackle special projects that support implementation of the plans of each of these agencies. We are able to take on work that will enable the Chancellor and State superintendent to be more effective in their efforts. For example, my staff has played a leadership role in planning around how to align our education-related infrastructure and resources with outcome-driven priorities-- including the rapid closure of key service gaps. This work is continuous and correlates directly with the top priorities of the mayor. Most recently, my office has been leading the planning and coordination around the school facilities consolidation effort. In this role, we have provided capacity to the chancellor and her team around analyzing data, creating strategies, engaging the community, and, ultimately, developing recommendations for the reorganization plan. This joint effort led to a proposal that will enable the chancellor to drive resources down to the classroom and provide higher quality academic services to students across the city. We approach the reform agenda from a big-picture perspective. We can identify gaps in academic and support services and work with agencies to close those gaps. One example of the work which is detailed in my written testimony is the support we are providing to DCPS around implementation of an alternative high school model. In addition, the mayor's education initiative is being pursued across numerous fronts, and my office is again uniquely positioned to guide those efforts without being involved in the day-to-day management and operation of the education agencies. This is allowing us to aggressively pursue particular high-priority initiatives, restructure and reorganize services, and manage agency performance while keeping an eye on the big picture. The State superintendent will comment on some of her key priorities, including special education and addressing our high-risk designation for Federal grants. But we continue to support her in a number of other efforts as well: The comprehensive student warehouse, etc. I will not steal her thunder. Mr. Lew's shop has a more narrowly defined but no less daunting task: To repair, maintain, renovate, modernize, and construct as many of our school facilities as quickly, efficiently, and effectively as possible, and he will expound on those efforts. But a second critically important function of my office is to lead and coordinate the activities of the Interagency Collaboration and Services Integration Commission, more affectionately known as ICSIC, a panel created by the mayor's reform legislation and comprised of the agency heads from over 20 agencies that touch the lives of children and families. ICSIC has a unique ability to identify new ways that we, as a government, can increase the chances of success for our students. Some of the key highlights of the work that has happened there is that we have begun now to develop a school preparedness assessment, which will be piloted this spring in 100 kindergarten classrooms in April and May, with a broader rollout in the fall. We have also improved the tracking of child health indicators. Both of these are examples of how my office sits uniquely positioned not as a day-to-day operating agency, but as one that looks strategically across the government to provide support to the education agencies, and to integrate and align their work and the work of other agencies so that we are moving forward the full potential of children inside and outside the classroom. We have laid the groundwork for progress on a number of goals, and I expect similar accomplishments moving forward. Finally, as I said, my office is active in the development of school partnerships: Meeting with organizations seeking to support the mayor's reform efforts, tracking down and developing new partnership relationships, reviewing existing partnerships to better understand coverage and gaps and to determine their effectiveness in moving us towards our strategic goals. Since October, we have had dozens of meetings with organizations and have begun to lay the groundwork for, I think, some powerful new partnerships, both at the city-wide level but also at the local school level. I believe the success of these efforts is evidence that the Administration has communicated effectively with external stakeholders about our strategic approach to improving education in the District and shows that there are many people in the private and nonprofit sectors who are ready to help, so long as they feel that their efforts are part of a larger plan to move forward. Again, I thank you for the opportunity to share with you the progress that the District is making, and I look forward to your questions. Senator Akaka. Thank you very much, Mr. Reinoso. Ms. Gist. TESTIMONY OF DEBORAH A. GIST,\1\ STATE SUPERINTENDENT OF EDUCATION OFFICE OF THE STATE SUPERINTENDENT OF EDUCATION, DISTRICT OF COLUMBIA Ms. Gist. Good morning, Senator Akaka, Committee staff and guests, and thank you for having us here. I really appreciate the opportunity to be here to discuss the progress that we have made in the Office of the State Superintendent of Education since we were here to brief you last summer, which is actually before the State functions were moved into our agency. So a lot has happened during that time. --------------------------------------------------------------------------- \1\ The prepared statement of Ms. Gist appears in the Appendix on page 82. --------------------------------------------------------------------------- I am going to talk to you about our strategic vision and I am also going to update you on two of the education reform efforts that we have been working on. The Education Reform Act that was enacted last summer and the transition plan that Mayor Fenty approved identified State- level education functions that were within three different agencies that were transferred into the Office of the State Superintendent of Education on October 1, which was actually just about 5 months ago. And while extracting these State functions from these existing agencies was very complex, I am pleased to be able to tell you today that the transition occurred successfully. We met our goals. It was for the most part completely within our time frame. And the existing functions, including early childhood, for example, are set to transfer, in the near future. We expect the transfer to occur successfully. As a result of these transfers of responsibilities, we have been able to focus on establishing core foundational components that will allow us to be successful in carrying out our mission and providing the appropriate level of support and oversight to the local education agencies within the District of Columbia. The first of these foundational components that we are reforming, as has been mentioned, is the special education system. Our Federal grants management system is another. And as you know, the U.S. Department of Education has designated us as a high-risk grantee. And I am pleased to let you know that we have made quite a bit of progress, and I will go over just a few of those reforms that we have made on the Federal grants management briefly. For example, we are ensuring that we have adequate oversight over the use of Federal funds through monitoring of our local education agencies within Washington, DC, which includes DCPS as well as public charter schools. We are developing and refining our financial monitoring systems to ensure fiscal compliance. We are increasing our grants management accountability through the development of evaluation protocols for our LEAs. We are ensuring extensive collaboration with our local education agencies around different reform efforts in order to provide the maximum leveraging of our Federal dollars. And we are ensuring efficient fund allocation and distribution systems so that the Federal funds are allocated and distributed in a more expedited manner, which has been a failure of our system in the past, and also to improve our documentation. We are focused on developing a foundation, as has also been talked about, the importance of data, and this has also been a failure of our system in the past as both have access to high- quality data but also to use that data effectively. The Office of the State Superintendent of Education is taking the lead on the development of a State-wide or a District-wide longitudinal education data warehouse that will link together the different data systems that all of our partners within the city are working on. It will include data from the public charter schools, from the DC Public School system, and will span from childhood through higher education and even include adult education. Thus far, we have created an interim data system that is based on a unique student identifier, which is obviously a key foundational element to any strong data system, and we are currently updating that on a monthly basis, bringing together data that we receive from the LEAs within the District. We have enhanced the interim student tracking system recently to include richer and more advanced data, including information on the student's grade level, where they are enrolled, their exit dates, and, where applicable, their special education status or their English language learner status. In addition, we have mapped all of this information to existing student achievement data out of the DC-CAS assessment so that we can not only get a picture of mobility, but so that we can also take a look at what that mobility might mean in terms of student achievement. This interim system will serve as a key foundational component as we move forward in developing that comprehensive data warehouse. The final foundational component that is central to our reform strategy is the development of our strategic plan. Our mission at the Office of the State Superintendent of Education is for all District residents to receive an excellent education for success in the 21st Century. The framework of the strategic plan that we are currently developing is for all students to be served and supported, that all children will be ready for school, that all students will have access to excellent schools, and, finally, that all residents will be prepared for success in college or in the 21st Century workplace. These goals include functions that we are already responsible for, such as the child nutrition programs, early childhood functions, and responsibilities around student achievement in the District. So we have a long road ahead of us as we continue on these reform efforts, but I really do believe that there is no greater civil rights challenge that we have right now in our country, and certainly in our city, than ensuring that our children have access and receive a high-quality education at every level of their experience in our systems. And I take that responsibility very seriously, as do the members of our team here, as do the people on our staff. I am confident that providing the proper foundations of reform through efforts like our Federal grants system and the data warehouse--these are tools and things that we need to be operating effectively so that the instruction, the parts that Chancellor Rhee and the teachers that are actually interacting with our students every day so that they can be successful. We will ultimately be judged at the end of the day for whether or not our student achievement increases, and we are fully committed to seeing those results. I appreciate this opportunity to be here with you this morning, and I look forward to your questions and our conversation. Thank you. Senator Akaka. Thank you very much, Ms. Gist. Mr. Lew. TESTIMONY OF ALLEN Y. LEW,\1\ EXECUTIVE DIRECTOR, OFFICE OF PUBLIC EDUCATION FACILITIES MODERNIZATION, DISTRICT OF COLUMBIA PUBLIC SCHOOLS Mr. Lew. Thank you. Good morning, Mr. Chairman. Thank you for the opportunity to appear before you today. For the record, my name is Allen Lew. I am the Executive Director of the Office of Public Education Facilities Modernization. Our office was established by the Public Education Reform Amendment Act of 2007. It is responsible for the maintenance and repair of existing DC Public Schools, as well as rehabilitation and construction of schools and facilities and the development of a revised Master Plan for the system. --------------------------------------------------------------------------- \1\ The prepared statement of Mr. Lew appears in the Appendix on page 88. --------------------------------------------------------------------------- In the past several months, we have been engaged in a number of initiatives aimed at addressing quality-of-life issues necessary to support a classroom and school environment that is conducive to learning. These initiatives, including athletic field renovations, a Summer Blitz program, targeted roof repair programs, and fire and health code abatement, as well as a system-wide heating system maintenance program-- concentrated on the most glaring deficiencies affecting the school facilities when the mayor took over the system. I am pleased to report that we have successfully implemented each of these urgent-need projects. At the same time, I am proud to say that we also have been able to undertake significant management reforms since I last appeared before this Subcommittee, while also preparing for major construction initiatives this spring and summer. In terms of organizational reforms, we set up an office-- literally from scratch--to manage the summer blitz and targeted repair programs and the athletic field renovations that I just mentioned. We have drafted and published new procurement regulations. We have drafted new personnel regulations. We have competitively procured a program management team that provides roughly 22 FTEs to augment our school construction and facilities maintenance and staff, we have assumed responsibility for school maintenance functions. We have engaged a management consultant to develop state-of-the-art procurement, human resources, and information management systems, and we have begun the process of transitioning former DCPS OFM personnel into our office. On the school modernization side, we have worked to change the former culture of project management at the school system and in some cases, construction management teams for certain projects have been terminated. For instance, at the Savoy School, the contractor, the builder, was terminated for the construction phase. All of our renovation and new construction project budgets are being reviewed, and they are being ``right-sized'' to more accurately reflect what we expect to be actual costs. In the past, the cost estimates in the budgets were based to be simply square footage and had no relationship to real needs or to the conditions of the schools. We are correcting that now. We currently have approximately 20 major construction projects that are in various stages of design, preconstruction, and construction that are moving forward expeditiously. As we move forward with these projects, we are reassessing the minimum quality standards for school buildings. We have found that some of the existing standards do not reflect the need for durability, maintenance, and life cycle of finishes, for example, of a school facility, and that this ultimately could affect the long-term cost and short-term labor requirements to maintain these new and renovated schools. One advantage of OPEFM being responsible for maintenance as well as construction is that we are considering what it takes to maintain buildings, not just to build the buildings early in our planning and design process. On the topic of maintenance, through the various repair programs we initiated this past summer and fall, we substantially reduced the backlog of work orders at about 70 schools. We are currently in the process of clearing the remaining work orders throughout the system. We also are initiating a stabilization program, where the 60 or 70 schools that were not really participants in the programs this past summer are going to be receiving upgrades and repairs. As part of this, we are establishing a triage system so that when new repair orders come in, they will be addressed more quickly and efficiently. Emergency repairs will be addressed right away. Routine maintenance type repairs will be integrated into possibly a larger effort when the classrooms are not being disrupted by our work crews. We have also initiated an air conditioning program. We have discovered that many of the classrooms actually did not have air conditioning. It was not a question of repairing the air conditioners. There was just absolutely no air conditioning. So we are in the process right now of getting all of the central AC systems running properly, as well as ensuring that air conditioning units in the classrooms are installed where necessary. One of the main hurdles right now relates to the fact that the schools have inadequate electrical capacity in many instances. So we have to actually upgrade the electrical systems before even installing the air conditioners. Our goal is to get the new classroom air conditioning up and running by late spring. In some cases, we are going to have to rely on some temporary systems. We did that with the heating program a few months ago. About seven or eight schools required temporary boilers that were brought in to provide heat until the permanent system was repaired. And we are going to be doing the same thing with the air conditioning systems in some of the schools this spring. There are about 10 or 12 that will require temporary chillers, and we are going to have to provide some temporary electrical upgrades that would allow us to power up the systems. On the larger modernization initiative, we are working with the deputy mayor of education and the chancellor to refine school/grade configurations across the system, prioritize facility delivery, and identify systemic efficiencies that will allow us to move more students into new and modernized school buildings faster. In addition to the data used to develop the educational specifications for the chancellor's school consolidation plan, much of the data developed in the 2006 Master Facilities Plan are still relevant to our modernization efforts. We also found that the facility assessments--the information that was prepared during the past Administration as part of the master plan process was extremely helpful to us in our effort to deal with the heating and the electrical problems in the system as we move forward with the stabilization efforts. Right now we also are going through a major effort to reassess the construction formula that was implemented as part of their master plan by our predecessors to determine whether to build new schools or restore or expand existing schools and the logic behind the decisions that were made in the past. Having analyzed that formula, we are working now to find a balance that will result in a more effective and efficient combination of rehabilitation and new construction for the revised Facilities Master Plan. Ultimately, we think this will allow us to modernize quicker and address the long-term needs sooner, and as well as possibly reducing the capital expenditures over the course of 10 or 15 years. I am excited to be working with the mayor, deputy mayor, and the chancellor, as well as the State superintendent, to implement these reforms. If there are any questions, I am more than pleased to take them. Thank you. Senator Akaka. Thank you. Thank you very much, Mr. Lew. Mr. Reinoso, under the requirements of the No Child Left Behind Act, when a school is failing, parents, teachers, the community, and the administrators come together and develop a strategic plan to improve that one school. When a system of schools is failing, don't you think a similar plan should be put together that addresses reforms for the entire education system? Mr. Reinoso. You are saying should there be a comprehensive plan for the education system? Senator Akaka. Yes. Mr. Reinoso. I think the answer to that is yes, and I think the question is where are we looking for that plan. If you look at the State level, there is a State plan--which in DC is another way of saying city-wide plan--that is being developed around accountability and around the requirements of the No Child Left Behind Act, by the State superintendent. If you look at the local school level, in addition to work that is being done by the charter schools, our largest local education agency, led by Chancellor Rhee, is developing its own comprehensive plan to address both underperforming schools, to meet the requirements of NCLB, but also to provide a compelling and comprehensive public education option to all of the residents of the District of Columbia. So I think, again, the answer is yes, there should be a plan, and I would argue that there is a plan. The Chancellor has a comprehensive plan for DCPS that she is developing over 5 years where people will be able to see the metrics, the benchmarks, and the specific focus areas year after year, and as the Superintendent mentioned, she is working on a 5-year plan where, again, there will be laid out clear, transparent metrics and goals for year after year after year. And then my office will ensure that they have the resources necessary to execute their plans, and also that there is the necessary accountability. As they lay out their metrics, we will be trying to stay ahead of the public in terms of holding them accountable because the public will then hold the mayor accountable for whether or not they met their goals. Senator Akaka. Well, without question, the testimony and statements given this morning by this team demonstrates a strategy for reforms. But can you tell me how you are communicating that plan to the education community? And what are you doing to incorporate constructive feedback? You touched on that, but can you be more specific? Mr. Reinoso. Sure. The chancellor is developing her plan, and then I think once there is a firmed-up document, she will be engaged in a fairly broad effort to communicate her priorities to the community. With your permission, if you want to ask for the specifics of the engagement strategy that she intends to pursue, by all means do so. The superintendent will also be conveying her plan, and there has already been, I think, community involvement to some extent in both conversations. And so throughout this time, throughout these 15 months, and even prior to that, during the campaign, all of us and the mayor have collected a tremendous amount of information of what the community needs and expectations are for the school system, and we are incorporating that in these drafts, which will then go out to the public in a very transparent way, at which point we will get additional feedback. With Mr. Lew's plan, likewise, we are working on developing a new Master Facilities Plan and there will be a community engagement process as part of that. And so at the high level of the plans, there is community engagement, and then in the execution, there is also community engagement. Just as an example, there was a tremendous amount of engagement around the school consolidation proposals the chancellor put forward. Nest week, we are beginning a series of community meetings around the next step in this process--the reuse of those school facilities--so there will also be opportunities for folks to provide comment as we move forward on that strand of work. And, similarly, the chancellor has held meetings around her restructuring proposals. There will be community engagement around the principal selection effort that she is engaging on. And Mr. Lew has met with a number of communities around individual specific facilities projects. So, again, I think you can tease these opportunities for engagement out at various levels, but there is engagement in the process. And in terms of communicating the big-picture priorities, the mayor first at the 100-day point in his Administration communicated a set of priorities, and then at the beginning of this year he also communicated an expanded set of priorities around education that highlighted aspects of both the State superintendent's efforts and the chancellor's efforts. So I think folks have multiple ways of knowing what we are working on and then commenting on individual pieces of it as they evolve in their implementation. Senator Akaka. Well, I believe transparency--and this is what I am talking about--is so important, especially for the people you are serving so they understand what it is you are trying to do. And my purpose in having this hearing this morning and the one that we had previously was really to bring not only to the DC community but also the congressional community information about what you are doing and how you are doing it. And this is very important to gain support, and for me now, I have extended it to not only DC and Congress, but the rest of the country---- Mr. Reinoso. That is right. Senator Akaka [continuing]. Is looking at DC and what DC is doing to reform the system. So it is very important that we have a process for transparency here. Let me ask the chancellor, the superintendent, and Mr. Lew, the question that I asked Mr. Reinoso: How are you communicating your plans to those affected by the reforms? And what are you doing to incorporate constructive feedback? I am glad to hear from some of you the word ``partnership'' and trying to work other groups in as well. But how are you communicating your plans, chancellor? Ms. Rhee. Sure. If you look at some of the major reforms that we are putting in place right now around, for example, right-sizing the District, so school closures and consolidations, the school restructurings, the principal hirings, in each of those circumstances we have very specific plans about how we are going to engage the community more broadly in that. An example of that is around the school closings. In November, we came out with what our tentative recommendations were for right-sizing the District as well as the creation of new programs. We then embarked on about 10 weeks of community meetings and every night went out, talked to the different communities. And it was interesting to me because throughout that process, people often would come to those meetings and say, ``Well, you have already made up your mind. We do not really believe that you are listening to us. And so we think that this is sort of a farce.'' And I would say to them, ``Well, if I had already decided which schools would be closed, I would have had the mayor sign that executive order the following day, and I would have saved myself several months of getting yelled at every single night. My focus here is to really listen to what people have to say.'' And at the end of that process, we did make a significant number of modifications to our original plan. And it was interesting for me to sort of then circle back with the people who we had engaged in conversations with and to really hear people--a lot of people say, ``You know what? We didn't really think that you were listening, but now when we see what you have finally recommended to the mayor, we know that you were.'' I think this is hard because some people who had a lot things to say and maybe we did not make the decision that they would have liked, they said, ``Well, you weren't listening.'' But for me, it is about--I cannot as a leader do everything that everybody wants me to do. My job as a leader is to make sure that I am hearing all of those voices, taking into consideration all those things, but in the end making the decisions that I think are going to enable us to move this District forward in the most effective way. I do anticipate that we are going to have a lot of community involvement in the school restructurings as well. We have 27 schools right now that are in restructuring status. According to NCLB, all of those 27 schools will require a significant intervention before the next school year begins. We will have to be implementing those. So we have already begun that process. We have met individually with each principal, with each staff, with each parent group, what we call our Local School Restructuring Teams, LSRTs, and then more broadly with the community. We have done that already to explain NCLB and the mandates, etc., and then we will be engaging in further processes over the next few weeks as we are deciding finally which options we are choosing for which schools. Senator Akaka. Superintendent Gist. Ms. Gist. Yes, we actually started our engagement efforts last summer when we were preparing for our transition, and the first document that we needed to get prepared was that transition plan that I mentioned in my testimony. And we engaged the public very extensively in the development of that plan and multiple drafts of that plan, which culminated in a large public event where we got extensive feedback on that final draft prior to presenting it to the mayor. And we have used that plan, which outlined our five policy priorities, we have used that plan as well as a number of other plans that are existing in the city. And I think that is also a really important point, that this team is not the first team that has come together to develop some plans for the District of Columbia. There are a number of plans in particular that we have used to inform our work right now, and one of those is the Master Education Plan that was developed with extensive community engagement. And so I think it is important to use what has been done before. In addition, Mayor Fenty walked throughout this entire city over many months, listening to the public, and used that experience and what he heard from the public to develop his initial education framework when he was first inaugurated a little over a year ago. And we have used those goals and priorities in the development of our plan as well. We currently have a framework, and I talked about the four main goals of that framework in my testimony. And we are using that framework that is actually up on our website right now. We are coordinating, listening to see what feedback people are giving us about that, and we will have a walk-around document for our plan at the end of this month, which we will begin to use to engage the public. In addition to that, our office has the unique opportunity of having the State Board of Education, which includes appointed but also publicly elected members, and so we have the opportunity to take advantage of the public engagement through the responsibilities at that State Board of Education in their public meetings as well as in their meetings within the parts of the city that they represent. We also have a number of other groups--the State Advisory Panel on Special Education, for example--that can help to advise us with specific parts of our plan. And so those are some of the things that we are doing to engage the public in our planning processes. Senator Akaka. Thank you very much. Mr. Lew. Mr. Lew. Yes, we have been meeting with different groups at various different levels, sometimes on particular school projects, and other times on larger issues. We have also been meeting with the business sector and the relevant trade groups. We have also had meetings with contractors and workers. And we also set up a website where much of the information that we share with the Council or even the information we also would share with Congress, we would have on the website so people can access it and see for themselves. So we really do believe in public input. I think I have made it very clear that if we are not building schools that are responsive to the community and to the schools and to the families, then why are we doing this? There really isn't any reason to go and just rebuild schools for the sake of rebuilding schools. So it is important that we are responsive to the needs, and I believe the transparency helps alleviate a lot of the anxieties. When many of us--Victor, Michelle, and I, and I think Deborah Gist, when we go to meetings, at least a few months ago, it is almost like a hanging trial or something. We walk in and before we can say the first word, some of the people are angry already. And I believe we are helping arrest that. The anger and the frustration is mostly caused by years and years of disappointments and broken promises. And I think the team that has been assembled by the mayor is very responsive to the needs of the city and its children. And I believe in a very short time we have actually demonstrated some measurable progress. Senator Akaka. Well, thank you. That particular question of transparency was about informing the people you are working with and also the feedback is listening to how they think about what you are doing. Ms. Ashby, what is your reaction to Mr. Reinoso's response to the question about strategic plans? Ms. Ashby. Well, everything that has been said by Mr. Reinoso and the other panelists here certainly is true. They each are working on their own plans, or they are working on revising plans that pre-existed before they took over various aspects of the school system. However, what we are talking about when we say a long-term District-wide education strategic plan, we are talking about something different. We are talking about--I think the word ``comprehensive'' was used earlier. Certainly comprehensive, but something that covers education in the District as an entity, as a whole. And none of these efforts by themselves do that. In fact, one of the things that the reform effort did was to separate the local education agency, Ms. Rhee's DCPS, from the State level, which a good deal of that responds to criticisms and concerns from the U.S. Department of Education in terms of handling Federal grants. But in separating the functions, we now have a need to integrate them because they are part of a whole. And in a number of States, States have strategic plans for education. The State of Hawaii is one that has a very comprehensive plan that would include all the elements that experts say one should include in the strategic plan. And it is interesting because one of the reasons for doing that is to provide a road map, not only for people involved in the system currently trying to bring about change and improve the system, but a road map for people outside of the system-- stakeholders, parents, teachers, students--well, students and teachers are inside the system. But those who are outside the system, the Congress, DC Council, for them to ultimately know where things are going. Now, we are not saying that we would have expected in 6 months for this team to have put together such a plan. But we are concerned that maybe they do not have an intention of ever putting together one. The things they are doing in terms of looking at the particular areas and discussing things and talking among themselves and what Mr. Reinoso is doing is all great, very valuable. It is what would be needed to develop a District-wide education strategic plan. But also part of that is to bring in stakeholders outside of the immediate team, not just to comment on decisions made or not just to hear about plans, but to be at the ground level helping to develop those plans. And that is one of the advantages of having a strategic plan. One could even argue that before you would want to finalize a DCPS plan or a State-level plan, you would want to have your overarching plan and that those plans would be sub-plans that would buy into the goals and objectives and time frames and so forth. So there is no recipe here for what needs to go in the plan particularly. There are certain things that need to be covered in terms of goals, objectives, time frames, but it is something that is missing. And as I said, we believe that what has been done has really been valuable and everyone seems to be on the right path, but we are concerned that maybe that path is not going to lead to an overarching plan. Senator Akaka. Well, thank you for that, because from what I have been reading, it appears that GAO has been, I will use the word, ``insisting'' on a long-term strategic plan. And I look upon what the team is doing as an immediate or short-term move towards improving the system and developing a long-term strategic plan. So let me ask the chancellor, would you care to respond to that answer? Ms. Rhee. I would. I would say that part of the problem in public education today is that we have a whole lot of plans and not enough execution. And I would say that--who would be the audience for this plan? If we created the 100-, 200-page plan, in the end who would end up reading this plan and where would it go? Because when I walked into office in June, I came into an office that had binders and binders of strategic plans that consultants came in and literally none of these things had been executed. I would argue that what needs to happen in the District of Columbia today to improve public education is that we are taking a much more sort of active approach, that instead of taking the time of incredibly valuable people and staff to create a plan that will sit on a shelf somewhere, that we engage in what we are doing right now. This team meets together at least once a week, and we talk through very specific issues at the school level, even to the extent of the student level. For example, the other week we found that there was one elementary school student in one of our schools who had missed all of January, unexcused absence. We immediately got on the phone. The deputy mayor's office was activating CFSA, a number of other agencies, and together we actually found the child. We had MPD go out with us to the home, talk to the parents, came up with a plan. This is the kind of action that is necessary to make sure that no child falls through the cracks and that we are actually doing the right thing. And I would say that our energy and our time has to be spent doing real work as opposed to creating the plans because I think that if you look broadly, there are lots of strategic plans out there, and I don't think that is what is needed in the District today. I certainly think that one of the things that we could do is once the Master Facilities Plan, the State superintendent's 5-year plan, and my plan are all put together, that we could have some kind of a document that sort of outlines how all these things fit together. But I think to engage in a 5-year planning process overall for the District separately is probably not, in my opinion, the best use of time. Senator Akaka. Ms. Rhee, let me ask you a question about the school consolidation plan. Ms. Rhee. Yes. Are you going to yell at me, too? Senator Akaka. For those losing their schools, what are you doing to address the concerns of parents and students about the school closings in their neighborhoods? Can you respond to that? Ms. Rhee. Sure. The first thing that we did was we engaged in a very significant communication effort where we held multiple meetings for each school that was proposed to be closed to get feedback and the idea of what concerns and issues existed in the community. We heard those concerns and then made modifications based on that. Now that we have made the final decisions about which schools will be closed, we are engaging in a process where we will create a transition plan for each and every school separately. That plan will be created with the staff and the school community to make sure that issues of safety, transportation, staffing, etc., will all be addressed within those plans. I am very happy to say that we, in working through our budget for the 2008-09 school year, are already seeing the benefits of the right-sizing. Two, what we are going to be able to do to the schools, we will have many more resources available to the schools. We will be able in the schools that are impacted, with the students who are impacted by the closings, those are the schools that will have the comprehensive staffing model in place, which includes additional academic supports like literacy coaches and numerary coaches. We will have wellness support such as social workers, guidance counselors, and psychologists at those schools, and enrichment supports, so music, arts, and PE teachers. And I think that in collaboration with Allen Lew's office and the facility upgrades that we will see in those receiving schools, that every family who is impacted by the school closings will see that they are in a school that is much better resources and staffed for the fall. Senator Akaka. Of all of that you have said in your statement as well as your responses, what are the top program initiatives for next year? And how do you see those aligning with the AYP, average yearly progress, requirements under No Child Left Behind? Ms. Rhee. Absolutely. So I would say the first initiative that we have that we believe will have a significant impact on that is the comprehensive staffing every single school across the District should have in terms of resources because right now across the District that is very inconsistent, the level of staffing that schools have. So we are going to be implementing this model, the staffing model, eventually across the District, but initially within this first year at the schools that are the receiving schools for these students. Because the comprehensive staffing model has things like the literacy coach, the numerary coach, and a number of other academic supports in it, we truly believe that what this will do is allow the schools to have the additional resources necessary to make the improvements so that they can meet AYP moving forward. Senator Akaka. Ms. Gist, would you want to respond to the question about strategic plans, also? Ms. Gist. Yes, I definitely would. Thank you, Senator. I actually agree with Ms. Ashby about the importance of thinking long term about where are we going with these reforms efforts. And I know our team does. I definitely also agree with Chancellor Rhee that at the end of the day, what really matters are the results that we get. And I think that I want to emphasize that the plan that the Office of the State Superintendent is putting together is a District-wide plan. Hawaii is actually a very good example because you have State responsibilities in Hawaii that you have in one large school district. And the Office of the State Superintendent's plan, which, again, is being developed using all the plans that have been developed over the past, as well as current community engagement, includes early childhood, it includes pre-K through 12, which includes DCPS as well as the charter schools. It also includes adult education and to some extent higher education, and our college access responsibilities. So I do think that a plan is necessary, but I think that the plan that we are developing is one that does tie these responsibilities together. Senator Akaka. Mr. Reinoso, I am impressed by the work that you are doing with the Interagency Collaboration and Services Integration Commission. As you know, H.R. 2080 amended the DC Charter to lay out clear accountability mechanisms for the DC Department of Education. As part of the ICSIC, other agencies such as the Child and Family Services Administration also work to help improve the educational success of students. Since these agencies are not covered by H.R. 2080, how are they being held accountable? Mr. Reinoso. Thank you for that question, Senator. The work of the Interagency Commission has been structured around six goals: That children are ready for school, that children and youth succeed in school, that children and youth are healthy and practice healthy behaviors, that they engage in meaningful activities, that they live in healthy, stable, and supportive families, and that they make a successful transition to adulthood. We have taken each of those goals and identified key indicators for the city's performance in meeting those goals, and each month the commission gets together to discuss our performance around one goal. And so we have cycled through all six goals once, and at each point we have identified gaps in our performance and laid out short-term as well as longer-term interagency initiatives that we think are critical to improving the city's performance against the indicators for the respective goals. And added to that basic process is that in some cases a situation requires immediate intervention, in which case we have scheduled separate or follow-up Cap Stats to review performance and initiatives around a specific agency's efforts to address that situation. In other cases, we have identified initiatives that are critical but not as time sensitive that we will not revisit until we come back to the goal its connected to. So for example, for goal one, when we talked about making sure children are ready for school, one of the things that was evident from the onset was that we did not have any comprehensive mechanism for assessing whether children were ready for school. And so we then embarked on a process that included a number of agencies, including the Department of Health, the State Superintendent's Office, and the Department of Human Services, to try to determine how we could best address that. And again, as I mentioned before, we are now ready to pilot a school preparedness assessment later in the spring. In other areas where there are crises, for example, the terrible situation we had with the Banita Jacks case, the mother who now is accused of murdering her four children, the ICSIC got together around that to do a sort of step-by-step review, reviewing all of the places where this family interacted with an agency to identify where there were missteps or where there could have been other efforts to support the family and to avoid them falling through the cracks. And we have since developed a number of initiatives that reflect reform opportunities that were made plain by that case. And that is also one of the mechanisms by which we are holding the agencies accountable through ICSIC. Finally, I think that one of the somewhat intangible but I think critical benefits that has come out of the commission is that there was a real distance in the past between these agencies and the education agencies. And I would say even more than distance, there was sometimes antagonism between these agencies. And now as a result of this process, the agencies are volunteering ideas of how they could provide support to the chancellor or to the State superintendent, and likewise, the education agencies are providing ideas to the other youth- and family-serving agencies about ways that they might help with something that one of the agencies is undertaking. And so, again, I think as those working relationships continue to improve, as we continue to hold agencies accountable through the monthly commission meetings and the affiliated meetings, we are going to see a lot more activity and a lot more innovation in the District in terms of supporting the whole child and the family. And while those kinds of supports are not part of the interventions in the No Child Left Behind Act, I think that we will see that they will have a significant positive effect on our academic performance as a city. Senator Akaka. Ms. Ashby, do you have a response? Ms. Ashby. I actually wanted to move back to strategic planning, if that is OK, briefly. Senator Akaka. That is fine. Ms. Ashby. I wanted to make two points. First of all, as I said earlier, we are in no way trying to say anything negative about the actions that have taken place. Of course, a plan that is not implemented is no good, and we know that developing a plan for the sake of developing a plan and putting it on a bookshelf is useless. So we agree with Ms. Rhee that, of course, a plan has to be implemented and there has to be activity. And there has been a lot of action and activity, and we applaud it. The second point has to do with whether or not the State superintendent's strategic plan is the type of plan we envision, and in discussions with Mr. Reinoso, we have been led to believe that it is something else. But if that is the case, because, as you know, you have asked us to take a longer-term look at what is going on with the reform, and over the next several months, if it unfolds that the plan is the type of plan that we envision in our recommendation, we certainly will be able to tell you that in the future. Senator Akaka. Well, thank you. Chancellor Rhee, I would like a response to what she said. I know that GAO has been moving towards a comprehensive long- term strategic plan. From what we have heard from you, you have been dealing with today's challenges to try to fix the system so that you will be ready to set a solid base so you can begin to build on it. And what we are asking about is, are you moving to those long-term strategic plans also. So if you would respond to that at this point, and then I have another one on human capital, but respond to that. Ms. Rhee. Sure. And I think that what you will see is that within the next few months, and certainly before next school year begins, you will have a comprehensive 5-year strategic plan from the District, and ours will actually be a little bit different because we are using as our base the Master Education Plan that was in place and has been developed over a significant amount of time by the community. And so our strategic plan is really sort of the implementation plan around that Master Education Plan. But it is a long-term plan. The State superintendent is also planning on creating a 5-year plan, and then the Master Facility Plan that Mr. Lew is creating is actually longer than 5 years. So I think that what you will be seeing over the next few months is absolutely that longer-term thinking. I think that what we want to communicate about this is that I do not think in any jurisdiction outside of a State plan and District plans that you have another plan then layered on top of that. I just do not know what the purpose of that would be or what information would be included in that plan that would not be articulated in the plans that we are going to create. But I do think that one thing that we can do is to sit down with GAO to lay out what will be sort of the substance of each of our plans, and I am very confident that what folks will find is that we are taking a very long-term view to overall what is happening in education in the city. Senator Akaka. Does anyone else on the team want to make any comments on that? Mr. Lew. Mr. Lew. Mr. Chairman, I'd just like to echo what Chancellor Rhee said. We have been putting out fires for the last 6 to 9 months. I kind of draw an analogy between someone gets hit by a car: Do you call the emergency EMS or do you sit down and discuss with the injured person whether it should be a Blue Cross Blue Shield plan or should it be Care First or something? And I think we are now getting to the point where we are above water, and we can focus on the need for long-term planning. And I think much of this is coming together. Certainly as a group, I think, we are going to continue to be interested in implementation, though, because we know the failures of the past. Many of us have been given reams and reams of loose-leafs of plans, plans and more plans. And we found that true when we go through these plans. Many of the plans have made sound assumptions. So, even when my office was asked to revise the Master Plan for School Facilities, it was not really a wholesale revision. Much of the information that was gathered previously was rational and sound. And we are adapting much of it, and we are updating it. However, some of the plans that were submitted in the past were rejected by the Council, or rejected by the chief financial officer because they were not affordable. So we are addressing cost constraints which is a major, significant issue. We're asking ourselves: How do you present a plan that is not affordable? How do you present a plan that does not coincide with the needs of the system? The chancellor has asked whether we can implement the Facilities Plan sooner than later, and so we are trying to address the concerns of the children, but also the realities. What can the District afford? So I believe that in the not too distant future, in a few months, we will be able to produce some plans that will reflect on not only the political realities but also the financial capacities of the District of Columbia. Senator Akaka. Chancellor Rhee, we deal with human capital issues on this Subcommittee all the time, and that is a huge challenge for us in our country. And we know how hard it is to attract and retain talented employees. As you restructure the personnel at the central office, what performance benchmarks and incentives are being put into place? Ms. Rhee. So this is a topic that is very near and dear to me. I spent 10 years prior to coming into this position as the CEO of the New Teacher Project, which was an organization that was solely dedicated to improving the human capital in urban school districts across the country. I am a firm believer that we can have great new sparkly buildings, we can have all the most wonderful curricula out there; but unless we have great people working in our school system, it will all be for naught. So, in many ways, our significant focus is on ensuring that our human capital needs are being met. I feel a tremendous amount of confidence around this right now on multiple levels. First, obviously, the personnel legislation that City Council passed will allow us to begin tackling this issue at the central office and will allow us to ensure that we have a system of accountability and a culture of accountability at the central office first. Already what we have seen is that through the month of January, we completed performance evaluations on every central office employee that we have. That had not happened for the prior 5 years. And we put in place individual benchmarks for a number of our departments. We have department-level scorecards, and we have an organizing function that is similar to the mayor's CAP Stat program that we call ``School Stat.'' And so we are looking on a weekly basis department by department at whether or not departments are on track to meeting their goals. We are happy to provide more information along those lines. We started something very important, in December I believe, in what we are calling the TEAM Awards. We identified criteria where we said that we wanted to identify schools that had seen the most significant student achievement gains last year. Those were schools that would have had more than 20 percentage points gains in reading and math separately. There were three District schools that fell under this criteria. We used a grant that we had gotten from the Federal Government, from the U.S. Department of Education, to give significant awards to these teachers and the school staff. We actually gave $8,000 to each teacher in the building, $4,000 to every ancillary teacher, like counselors, librarians, etc. And we also gave $2,000 to every custodian and clerical worker. We thought this was incredibly important for multiple reasons, but I will add that though the Federal Government funds did not allow us to give the awards to the non- instructional staff, we actually found the money to do that because when you have this kind of wholesale reform going on in a school, it is because every adult is engaged in the process. We got tremendous feedback from the unions, from the rank- and-file teachers, from all folks, about this program. People came to us and asked us whether we would continue it on for next year. They asked us if we could expand the program to include more schools. So we are working diligently with our union leadership right now to make sure that this program can grow and that we can see it next year and that we can ultimately get to the level where we are awarding teachers based on the classroom level achievements as well. Senator Akaka. Thank you. Ms. Gist, to continue along the discussion of teacher quality, you mentioned the OSSE is developing a teacher quality strategy to bring in high-quality teachers. The chancellor also testified that DCPS is working on hiring qualified teachers. Can you explain how OSSE and DCPS are working together on this? Ms. Gist. Yes, definitely. Our responsibility when it comes to teacher quality is to set the right policy conditions for all of our LEAs, but it particularly affects DCPS's ability to be able to recruit and retain the highest-quality teachers. And so it is not our responsibility to make those selections or to directly get involved with that effort but, rather, to support and to provide the right conditions so that DCPS can be successful. And so, for example, one of the things that we are working on right now, in addition to our highly qualified teacher definition, our teacher certification requirements right now, on the highly qualified teacher definition, the definition that we use in the District of Columbia is so much stronger than the requirements that are in No Child Left Behind that it actually prevents our schools from being able to oftentimes bring on people that are genuinely highly qualified; but because of the way that our regulation is written, it means that on paper they are not highly qualified, which oftentimes can result even in the school district not being able to fill a position, meaning that rather than having someone who is genuinely highly qualified, a classroom may end up with a permanent substitute for that year. And I think you would agree with me that was certainly not the intention of the highly qualified provision within No Child Left Behind. On teacher certification, we do not have any specific proposals in place right now, but what we are doing is working with our State Board of Education, DCPS, and many policymakers and other partners across the country but really certainly within our community, to think about what do our teacher certification requirements need to have in order to do two things: One, to make sure that we have a pool of qualified people that is broad enough for our schools to be able to choose among in a way that allows them to be very selective, but not limiting that pool so that their selectivity means that they do not come out with the quantity of teachers that they need because we are somehow overly restrictive on the front end. But then the second thing is also to ensure that we are focusing at the end of the day on teacher effectiveness. So frequently we talk about teacher quality, meaning requirements on paper or certain items that are checked on a form, when really what we need are effective teachers who can help our children to be successful. Senator Akaka. Well, the question I asked before and I will ask you, since you are talking about recruiting, what is the biggest challenge to attracting and retaining high-quality teachers and staff that you face? Ms. Gist. Well, I would actually defer that question to the chancellor with your approval, since that recruitment piece fits into her role. Senator Akaka. Chancellor Rhee. Ms. Rhee. What research across the country has shown is that one of the things that school districts can do to ensure that the most qualified people are matriculating into the District is early hiring. If you look at the teacher candidate pool that exists, the highest quality candidates are looking for jobs early, and they want to know what they are doing for the following year early. So if a district is waiting until August or September to fill their vacancies, they are going to undoubtedly be left with people who do not have other options, and typically those are not the most highly qualified candidates. So what we as a district are trying to do is ensure that we are setting up a process so that we can hire our teachers early when the best quality teachers are still available and in the pool. That is part of the reason why we moved as expeditiously as we did towards the school consolidation process, because we knew that if we waited until summer to have that happen, then all of the movement of the incumbent teachers would not happen until after that. Then we would not be able to place new teachers. If you look, interestingly enough, people who are interested in teaching in urban districts, they are not necessarily in it for--I mean, they know what they are getting into. And so what we want to do is make sure that they are being hired early. We also want to create the right conditions and the culture. I think we are in a very fortunate position right now as a city and as DCPS, in that we have gotten a tremendous amount of national attention on the efforts that we have going on. So we have been inundated with applications for all kinds of positions. As I said in my testimony, we have had over 500 applications for principal positions, and they are still rolling in every day. We will end up hiring, I think, a maximum of 50 principals, probably fewer. So we are talking about at the very least an application to vacancy ratio of about 10:1, which is a position that most districts are not in. It will allow us to be incredibly selective about who is coming in, and that is exactly the position that we want to be in. Senator Akaka. Let me mention and suggest something here. Ms. Rhee. Sure. Senator Akaka. It is close to my heart, and I have found it to be very important. And you used the word, and it is what brought it to mind. You used the word ``culture.'' In education, whoever teaches in that particular school, that district, or that States should be aware of the culture of that place because through that culture you can probably reach the child faster and better and with good understanding and relationship than if they did not. Ms. Rhee. Absolutely. Senator Akaka. And I remember when I was in elementary school in Hawaii when we had books that talked about snow, I used to wonder, ``Why are we reading these books?'' But that is the kind of books they had in those days. But it was out of our culture. So that word you use is very important in the selection of those that you are looking for. Ms. Rhee. That is absolutely important. I think one of the mistakes that public education, particularly urban public education, has made over the last couple of decades is assuming that teachers or educators are interchangeable widgets and that you can move one from one school to the other school and it does not really matter, when, in fact, it matters a tremendous amount. What we need to do is make sure that as we are hiring people into schools, that they are a good fit for that particular school and for the culture, because we have schools across this District that have very different cultures, very different environments. And there are some educators that would work extraordinarily well in some of them, but not particularly well in others. So what we want to do is make sure we have a much more robust selection process in place where, if you do this early, if you can hire early, you can do this, where people are going out to the schools, they are doing sample teaching lessons actually at the schools. That is the level that we want to get to so that people are visiting the actual schools that they might be teaching or working in so that they can determine whether or not that is the right fit for them. And we can do a tremendous amount from the District side of educating people about the culture that they are going to enter into. Senator Akaka. Well, thank you very much for that. My final question will be to Ms. Ashby, but before that, let me ask a question of Mr. Lew. When you were last before the Subcommittee, the Summer Blitz program to improve school infrastructure targeted 70 schools at that time. Can you give us a status update of the number of work orders closed and the number of outstanding work orders there are? Mr. Lew. Yes. Approximately, at the time when we began this effort, there was about 11,000 or so outstanding work orders. And we learned when we went through this process that there were probably as many work orders that were unaccounted for, never submitted to the school system to execute because of the way work orders are handled. Many of them were never responded to for years. So teachers and principals and vice principals started basically not responding--not submitting work orders. We learned that oftentimes, when you go through buildings, when they said there were 20 lights that did not work, when you go through the buildings after years have gone by, there is 10 times or double the amount of problems that existed. So we eliminated about 10,000 work orders, cleared about 10,000, but during that same period we gained about another 7,000. We added another 7,000 to the roster. So it is an ongoing process. We think that our effort in the next few months is to clear this away, to get it to the point where it is zero. And then at that point I think we will establish a new culture in terms of responding to work orders and treating it in a totally different manner so that we will then be in a position where we will have dozens and dozens of trade contractors already on board, retained, so when a problem comes up with plumbing or electrical, these contractors are already on board with us, and they will be assigned that school year to address those problems; whereas, in the past, I think the school system had to then go out and do a procurement and then they had to find the money, and it was just an impossible bureaucratic nightmare. Senator Akaka. Thank you very much. Ms. Ashby, you and I have heard the team and where they are presently, what they have done, what they have been trying to do, what they intend to do, their expectations, directly from the team. I want to praised and commend the mayor and all of you, the mayor in particular for his deep commitment, because what you have done would not have happened without the commitment of the mayor as well as the council and others who have to make these decisions. And you have carried out many things that had to be reformed, and you are still in the process of reforming. So, Ms. Ashby, the first GAO person who has come forth with a report that I requested on the DC Public School system and your recommendations as to what you think needs to be done, and based on your short-term study, do you think the progress of the initial management reforms made by the mayor's education team have established the appropriate foundation to meet their intended goals? Ms. Ashby. I do, Mr. Chairman. As I said earlier, I applaud their efforts. A lot has been done in a short period of time. We were in a situation, a crisis situation in the District of Columbia Public Schools, and they have tackled some of the critical management issues and other issues, done things that needed to be done and long have been needed to have been done. So I think they have done an outstanding job thus far. Of course, the real test is what happens with the children and their achievement levels, and that is long term. Things are not going to turn around overnight. We hope to see incremental progress, which I am encouraged that we will. But that is the true test. And I think also that in order to be successful, you are operating in a political environment, particularly in the District of Columbia because of the Federal role as well as the local culture, as we have talked about. And not to beat a dead horse, as they say, but to the extent that plans are transparent early rather than later, and to the extent that the people affected by the plans and the people who can put up road blocks can be brought into the process early at the ground level to help shape those plans, I think this team is going to be more successful. So I look forward to what is going to happen. I am a resident of the District of Columbia. I am a parent in the District of Columbia. And I am excited about what is going on. Senator Akaka. Well, Ms. Ashby, let me tell you, your remarks are heart-warming and encouraging as well, and we want to give this team all the help we can to bring about your expectations. And it is true, as GAO is pressing for a long- term strategic plan, it is like a goal that we are all working for. And, of course, simply, it is a better educated child. Let me revert back to Hawaii. In Hawaii, I have the term ``hanai keiki,'' and in the culture of Hawaii, there were no homeless because families took in children who did not have parents. They call it ``the hanai system.'' And I am so glad to see that our country is coming about into this hanai system that has been used for indigenous people, centuries ago, years ago. But it is something that we need to restore, and so hanai keiki is to take care of the children, and this is what you are doing. And it is really great, and I want to encourage you to continue to do what you are doing and to keep us informed as to what you are doing. And I want to wish all of you well, and thank you so much for coming and responding and being a part of the help that this Subcommittee needs. I should tell you we have a second panel that will follow you, but for now thank you so much for coming and contributing to this. We have two that will be witnesses in our second panel: Jane Hannaway is the Director of the Education Policy Center of the Urban Institute; and John Hill is the Chief Executive Officer of the Federal City Council. I welcome both of you to this hearing. I am glad you were here to hear the statements and the responses of our first panel. As you know, our Subcommittee requires that all witnesses testify under oath; therefore, I ask you to stand and take the oath. Do you swear that the testimony you are about to give the Subcommittee is the truth, the whole truth, and nothing but the truth, so help you, God? Ms. Hannaway. I do. Mr. Hill. I do. Senator Akaka. Thank you. Let it be noted for the record that our witnesses answered in the affirmative. Again, I welcome our second panel. Before we begin, I want you to know that although your oral statement is limited to 5 minutes, your full written statement will be included in the record. So, Dr. Hannaway, please proceed with your statement. TESTIMONY OF JANE HANNAWAY, PH.D.,\1\ DIRECTOR, EDUCATION POLICY CENTER, URBAN INSTITUTE Ms. Hannaway. Thank you, Mr. Chairman, for inviting me to comment on school reform in the District of Columbia. I am happy to share my thoughts, not only as a researcher who has been analyzing education reforms across the country for almost three decades, but also as a resident of the District of Columbia. I should make clear that the views I am expressing here are my own and should not be attributed to the Urban Institute, its trustees, or its funders. --------------------------------------------------------------------------- \1\ The prepared statement of Ms. Hannaway appears in the Appendix on page 95. --------------------------------------------------------------------------- I agree with something you said earlier: Mayor Fenty should be applauded for his willingness to take responsibility for the schools and to provide a direct line of accountability. But success in schools will take more than governance changes. Reforms, including accountability close to the classroom, I think are necessary for better student learning. I work to stress two areas in my comments. The first is teacher quality and the second is data systems--both topics that came up with the earlier panel. I see these two areas as closely related in basic and practical ways, as I will explain. I lead a national research center at the Urban Institute called CALDER. CALDER is a federally funded research center. It stands for National Center for the Analysis of Longitudinal Data in Education Research--a mouthful. We use administrative data such as the type that Superintendent Gist was discussing this morning. We use administrative data in a number of States, including North Carolina, Florida, Texas, and New York, where we have data at the individual student level, performance on individual students over a number of years, and are able to link students with their individual teachers. So it is a tremendously large and tremendously rich database that gives us insight into schools that we have never had before. The findings emerging on teacher effectiveness are indeed stunning. While I think parents, principals, and other teachers have all known that teachers are important, it is the variation across teachers in effectiveness that has been stunning. And we are finding this across States, so this is not a one-State finding. I think this is something pretty basic. The most effective teachers, just to give you some idea, those in the top 15 percentile, are getting about a year and a half gain per student on tested performance. Those in the bottom 15 percentile are getting about a half a year gain. Now, you can imagine how this cumulates over time and the consequences for a child of having one of these excellent teachers for a number of years in a row, and the consequences of having one of these poor teachers for a number of years in a row. One study, one of our studies, has shown that if disadvantaged students had these excellent teachers for 5 years in a row, we could essentially close the achievement gap. So these are very important findings. The difficult tasks, therefore, for the District of Columbia policymakers and education administrators are: One, how to get more high-performing teachers in the classroom (especially in classrooms serving disadvantaged students); second, how to hold teachers and schools accountable for student performance; and, third, and importantly, how to do it fairly. Now, the answers, I argue, are heavily dependent on good data systems. A big problem in education right now is that the standard measures of teacher quality that are built into our current hiring practices and pay schedules--such as certification status, years of experience--except for the first couple years--and master's degrees--unless it is in the subject area that you are teaching--do not distinguish more and less effective teachers. Many efforts are underway. I think some of them were talked about here as plans in the District of Columbia. There are also a number of efforts underway across the country in various school districts and States to try to rethink how we identify, select, train, assign, and reward teachers. Implementing teacher effectiveness reforms, however, cannot be implemented on a wish and a prayer or on a hunch. It is not fair to school professionals and, most importantly, it is not fair to students. Reforms that promote teacher effectiveness should be undertaken, but they should be guided by sound data systems so that good judgments can be made. The important effort underway that Deborah Gist talked about this morning, the superintendent, is a $25 million investment by OSSE, by the Office of the State Superintendent, to develop a longitudinal administrative data system here in the District that would track students over time, that would link students with their teachers. I have been serving on the panel reviewing proposals to develop this system. We have just finished our initial review, and I am very hopeful about the quality of the data system that will develop. Administrative data systems cannot tell you everything, but they can tell you a lot. Let me go to six specific recommendations that I might make, and this is all based on research findings. First, the District should be open to teacher candidates coming with non-traditional teacher training backgrounds, such as the New Teacher Project that Chancellor Rhee led and founded, and Teach for America, as well as talented individuals in areas of shortage, such as math and science. Second, to provide an intensive orientation and support structure, including feedback on the performance that teachers are getting from their students, for all teachers, regardless of background, for at least 2 years. We know that in those first 2 years, teachers become more effective. It tends to level off after that, but those first few years in the classroom are very rich times for learning, and we should have support for teachers at that point. We should develop school, principal, and teacher performance incentive programs based on student learning gains, and I would stress gains. We should develop differentiated pay schedules to attract the best teachers to the most challenging schools and talented individuals in shortage areas. Right now across this country, what we see is that there is a flow. When school districts hire teachers, they tend to be assigned more often than not to the most challenging schools, and they tend to leave. And when they leave, they go to the less challenging schools, leaving the toughest schools with continuing churning of new teachers. If we pay teachers more to be in these tougher assignments, we may be able to retain more there. Another recommendation I would make is move the tenure decision out to 5 years. In the District right now, I believe it is 2 years. I think with this new performance information coming online, we should make tenure decisions at a later period where we have more information about teacher effectiveness. This may sound self-serving, but I do believe we should encourage the involvement of objective professional research analysts to use these databases and to compare findings with other jurisdictions. To ensure their best use, the data should also--and this is important--be protected from an overly conservative interpretation of FERPA, which has retarded effective research in some States. So, in summary, when it comes to K-12 education, the research is showing it is largely about teachers, teachers, teachers. The recommendations I offered need much detail before they can be implemented, but I think the important thing right now is a commitment to improve teacher performance and to let decisions be guided by objective information about what works. Thank you, Mr. Chairman. Senator Akaka. Thank you very much, Dr. Hannaway. Mr. Hill, your statement, please. TESTIMONY OF JOHN W. HILL,\1\ CHIEF EXECUTIVE OFFICER, FEDERAL CITY COUNCIL Mr. Hill. Good afternoon, Chairman Akaka. I am John Hill, the Chief Executive Officer of the Federal City Council. The Federal City Council is a nonprofit organization comprised of about 250 business and civic leaders in the District of Columbia and focused on creating strong partnerships between the business community and the District for the benefit of District residents. I thank you for the opportunity to testify today regarding the performance of the DC Public Schools. --------------------------------------------------------------------------- \1\ The prepared statement of Mr. Hill appears in the Appendix on page 100. --------------------------------------------------------------------------- The Federal City Council was created over 50 years as a way for the business community to be a partner in the civic progress of the District of Columbia. Since then, we have embraced a number of complex and challenging projects aimed at revitalizing downtown, providing affordable housing, improving public safety, and strengthening neighborhoods. Over time, it has become clear that the District's future success depends on the health and the well-being of its public education system. For this reason, public education reform has been a top priority of ours for many years. Twenty years ago, we attempted to provide a catalyst for change through the formation of the Committee on Public Education. This was done at the request of the DC Board of Education, the superintendent, and in partnership with the DC Council and the mayor. What we saw then mirrors what we see now. COPE brought together civic leaders, business leaders, educational institutions, and national experts to recommend a path forward for education reform. The resulting recommendations spanned many areas ranging from modernizing facilities, reducing administrative overhead, streamlining the central office, upgrading principal and teacher quality, providing teacher training and merit pay, strengthening reading, writing, math, and science programs; expanding the use of technology, and supporting at-risk children as early as age 3. At the time, COPE helped to establish a broad base of support for school reform, but due to the dire financial conditions of the District that developed in the early 1990s, the school system never followed through. Since then, our members have remained interested in education reform, although some of the momentum had shifted in the late 1990s toward the development of what is now a strong charter school presence in the District of Columbia. Last year, we once again became very optimistic about public education reform when Mayor Adrian Fenty made education his top priority. We are strong supporters of his effort to gain responsibility for education, and we helped raise funds for this initiative. We are encouraged by the window of opportunity that has opened for the District to produce real and lasting school reform. Since the mayor gained control over education, he and his leadership team have moved quickly to try to improve the system. Victor Reinoso, Deborah Gist, Allen Lew, and Chancellor Rhee have all brought a sense of urgency and action to the work before them. Over the past year, we have seen bold moves to hold employees accountable, streamline central administration, and close underutilized schools. Problems of accountability, red tape, and poor management of resources have always plagued the system, but it took the mayor and his leadership team to decide and to execute a course of action. We applaud these efforts and feel that there is a strong momentum to help make the difficult decisions necessary to advance the interests of the school children. Based on the above, we really judge the first phase of this reform effort a success. It is too early to judge the ultimate success of school reform because there is a long road ahead. We have heard criticism that has been aimed at the mayor and his leadership team for not communicating a grand vision or a comprehensive strategic plan for school reform. Our view is that you cannot develop a reasonable and sustainable plan without completing some of this fundamental work that is currently underway, including accurate accounting for every public dollar that is currently spent by the school system, assessing the platforms that support personnel, procurement, financial management, and technology that is needed to support this long-term reform; evaluating the quality of our workforce and developing ways to encourage excellence, support improvement, and eliminate incompetency; promoting and recruiting the managerial and educational talent that is needed to ensure the capacity for reform; and fixing school facilities so that our students do not have to really strive to learn in environments of neglect, decay, and filth. These are not visionary or strategic planning elements. These are basic functional needs of any organization, and these elements become the nuts and bolts of reform. In the past, the District has been known for its tendency to plan and plan. What we need today is to execute on all of the planning work that has been done to date and to focus on building up the essential infrastructure for reform that is necessary for long-term success. These basic steps we have seen will stir controversy amongst those who are benefiting from the broken system that we have today, but these steps must be taken. The Federal City Council is focused on the long term. We, too, are interested in understanding what the classroom of the future will look like in the District of Columbia. We want to hear more about arts and athletic programs. However, we are under no illusion about the hard work that must be done before we can have a fruitful conversation about that future. Today, difficult decisions are going to be required to overcome decades of neglect. Additional resources may be needed to overhaul the system's broken infrastructure, and there will be more opposition from the forces of the status quo as we move ahead. Over the next year, we look forward to the chancellor finally operating with the full complement of motivated and talented staff, which will enable her to keep focus on the classroom without compromising the administrative work that needs to be done. We look forward to the development of a budget that begins with the needs of students and builds up from there. We will look forward to the improvements in basic education and business systems and the processes that underlie what happens in the school system. Finally, we look forward to a new focus on principal and teacher accountability that promotes and rewards those who perform well and removes from our classrooms those who are not serving our students well. On behalf of the Federal City Council, I am here to let you know that our organization supports the reform efforts that are underway, that we expect these first years to be among the most difficult, and that we are prepared--and we know that you are as well--to fortify these reform efforts to be partners in helping improve education for the District's children because they deserve no less. Thank you for the opportunity to testify today. Senator Akaka. Thank you very much, Mr. Hill. To both of you, as you have heard, GAO's central recommendation is for the development of a long-term systemwide strategic plan. Based on your perspective, what do you think about GAO's recommendation? And what do you think about Deputy Mayor Reinoso's response? Dr. Hannaway. Ms. Hannaway. I think strategic plans, long-term strategic plans, are clearly a good thing. The problem is when they become inflexible. And I think part of the discussion among the individuals on the earlier panel had to do with what is short term and what is long term and how can this organization, this District, organize itself so that it really becomes a learning organization itself. If we knew what the best plan was, if we knew how to put all the pieces in place right now, we should just do it. I do not think anyone would claim that we know what all the pieces are and how all the pieces will work together. So what we have to ensure, I think, is that we have a system where there is objective information, feedback, where there is a system in which all the players are working together, and where there is a system that is flexible and adaptable and can learn as new problems arise and as successes unfold. Senator Akaka. Thank you. Mr. Hill. Mr. Hill. Yes, I would definitely agree with Dr. Hannaway's comments. I would also say that I spent 10 years of my professional career with GAO, and part of that was actually reviewing the District of Columbia finances just before the creation of the Control Board. And I do understand GAO's recommendation, and I certainly agree and understand the importance of strategic planning. I believe that strategic plans work best when they are developed and also put in cultures of action and cultures of reform. The current culture within the District of Columbia, and certainly within the DC Public School system when this mayor took over, was not a culture of action, and it certainly was not a culture of reform. It was a culture of stagnation, it was a culture of fingerpointing, and not a culture of accountability. I think when you have that in place initially, it is very difficult, if not impossible, to develop a strategic plan that can be acted upon, because the people who would help to develop that and to ultimately implement that are not in place to really understand the importance of action. And so I agree that it is a matter of timing. I agree with the actions that are being taken now to change that culture, and that once that culture is changed and on the road to improvement, then would be the appropriate time to really work on a strategic plan that could be acted upon and implemented. Senator Akaka. Thank you. Dr. Hannaway, one of the recommendations in your testimony is for DCPS to take teachers with non-traditional backgrounds, but teachers with non-traditional backgrounds might not have the required certifications. How do you propose DCPS ensure that non-traditional teachers meet OSSE's rigorous quality standards? Ms. Hannaway. Well, as I understand it from part of the testimony this morning, some of what the certification standards are are being re-thought in OSSE. This is something that school districts across the country are struggling with. What we know is that certification, as it is now defined in most places, is not associated with effective teaching. So the question is how we go about selecting teachers. We have just completed some research on Teach for America that shows very promising results for Teach for America. These are individuals coming in without traditional teacher training programs; however, they do get certified in order to comply with No Child Left Behind. The hoops that you have to go through to do that are not necessarily the hoops that lead them to be more effective. I think this is a wide open area. I think the District should experiment with identifying talented people, follow their performance carefully, build in support systems in case someone has made a wrong bet. One thing that is striking in education, Mr. Chairman, is that there is very little hierarchy, so a teacher who is a first-year teacher in a school district is treated the same way that a 30-year veteran is treated. Each goes to their own classroom and closes the door. That does not make a lot of sense. So you can imagine if the district were to experiment with teachers coming in in different routes that there may be mechanisms--and it is one of the reasons I put in the recommendation that all teachers, regardless of their background, should be receiving ongoing support, ongoing monitoring by more experienced and talented and shown-to-be- effective teachers, and they should be getting and their principals should be getting information back on their effectiveness. How to switch to a new system is not yet clear, and a number of school districts are experimenting with this. But what we know right now is that the certification requirements for the most part that are required are not qualifications that appear to be associated with teachers being more or less effectiveness. So I do not have the solution. I have a better handle on the problem, and I think the solution will come from some experimentation. Senator Akaka. Well, Dr. Hannaway, what recommendations would you have for the OSSE in developing standards for high- quality teachers? Ms. Hannaway. I would start by differentiating the teaching labor force. Right now, as I said, it is one standard. You are either certified or not certified. And as soon as you get certified, you are pretty much on your own and assumed to be effective. And we know that is not the case. So one can imagine having a differentiated teaching workforce whereby for the first year, maybe for the first 2 years, you do not have a classroom by yourself, that you are under closer supervision, that you get certification partly on the job on the basis of your performance as opposed to on checklists of qualifications that are achieved prior to your being in the classroom. So I would put down the line some of these decisions rather than trying to lock them in on the basis of what we know is imperfect information at the start. Senator Akaka. Thank you. Mr. Hill, in your testimony you recommend that a partnership between the community and the District Government must exist in order for the school system reform to be successful. How do you envision this partnership taking shape? And who do you see as the key players on the community side of the partnership? Mr. Hill. I do think that the partnership is taking place. I believe some of the key players are certainly the people who are really benefiting and using the education system. Our view--and it was certainly borne out through the work that was done through the COPE report--is that the issue of education is really one that needs to involve parents, that needs to involve students, that also needs to involve community leaders at all levels, as well as the business community. Our role in the partnership is to help to provide business expertise to solve business-level problems within the school system. We do not pretend to be educators because, for the most part, we are not, and we realize that is a specialized area. However, supporting the school system and supporting the educational process is an important part of the reform that needs to take place. And so our members who really sit on top of multinational companies, as well as large companies within the District of Columbia, volunteer time and effort in helping to pull together strategies as well as resources so that the school system can meet the needs of the students. During my time at ``In2Books''--I was CEO of a nonprofit that was working with the District on improving literacy and teacher training around literacy, and one of the things that we found in terms of teacher training was that some of the teachers that really came out of educational programs in major universities were not really aware of some of the latest research that had been done on how children learn to read and the brain research about how students are stimulated in terms of reading. We believe that the ability to read was one of the fundamental predictors of a child's success in later years in school. And so in addition to bringing people in with alternative backgrounds into the teaching pool, I think there also needs to be a look at what is happening in education programs that are getting teachers ready around the country to make sure they reflect some of the latest thinking and latest research around how students learn to read. Senator Akaka. Dr. Hannaway, under the No Child Left Behind Act, schools are not given--and this is what is so important, and I know you know this is important. Schools are not given much flexibility in the measurements required to assess school accountability and teacher effectiveness. In dealing with underserved populations who may need non-traditional styles of teaching, do you see these requirements as an impediment to measuring teacher effectiveness? Ms. Hannaway. I think you are asking two questions. Just let me make sure I understand. One was about the way schools are evaluated with No Child Left Behind, and the other how they qualify the teachers. I think there has been some flexibility now at the department. Not making adequate yearly progress was based on proficiency levels. It was not based on gains. In one study I did, I compared the Florida accountability system, which was based on gains that schools were making, that individual students were making, and the No Child Left Behind assigning of not making adequate progress. And I cannot remember the exact numbers, but it was two diametrically different systems, where a very large fraction of the schools in Florida that were--and I can get you the paper on this, Senator, if you are interested--graded as A by the State system, which was rewarding schools for making a difference, for making gains, were not making adequate yearly progress according to the Federal designation. So a real issue with No Child Left Behind is how schools are designated as making adequate progress or not making adequate yearly progress, and it makes a big difference how that is done. When you actually look at gains of individual students, you can see a very different picture than when you just look at proficiency levels. Let me give you an example. You can imagine a school in the District of Columbia where students on average had increased their reading levels by, say, a grade and a half, which is very large to get that grade and a half. But, still, only 60 percent or 40 percent of the students were hitting the proficiency target that had been specified. These are artificial targets because it is assumed that all children will meet full proficiency by 2012. So they are artificial targets. So rather than rewarding the school where we are seeing real gains in student reading, we are saying you are not making adequate progress because you haven't hit this proficiency mark, which I would argue is somewhat arbitrarily defined. But I think that is becoming clearer and clearer to policymakers, and I think there are some shifts going on now in the Department of Education allowing States to use gain models as opposed to levels. When you look at highly qualified teachers, the highly qualified teacher provisions are basically the State provisions for certification, and those we know are not the factors that seem to distinguish highly effective and ineffective teachers. That does not mean that we have to throw everything out, but I think we have to get a lot closer picture of what it is that makes a difference. I think we may have to be a lot tougher in terms of who gets certified. I would do it partly on the basis of actual performance that we are able to see. And I think we probably have to be a lot tougher in terms of who actually gets tenure. And that may result in some changes in the whole pay schedule associated with teachers and teaching. Senator Akaka. Well, I really appreciate your deep understanding out of your research of these matters and also, Mr. Hill, on your relationships of supportive partnerships to the education program, and this will be helpful to the Subcommittee. I want to thank you for coming and being with us today and for your dedication and your commitment to reforming DC's public schools and its education system. There has been significant progress made and, indeed, some great results. So I am pleased to hear about the strategic plans being developed and used by DCPS, OSSE, and the Facilities Office in this transformational year. I think the entire system will do well to have a long-term strategic plan for the reforms; however, they need a base to put that on, and I think they are quickly shaping that base. I hope the reforms bring more than management changes. They need to improve the way the children of the Nation's capital are educated. And so I thank you again for your contribution in this respect. The hearing record will remain open for one week for any additional statements or questions that Members may have. This hearing is adjourned. 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