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Help Arrow Filing Guidelines Arrow Filing Guidelines Pursuant to the PUHCA of 2005

 
SEC Financing Authorization Orders, Letters, Reports or Other Submissions (18 C.F.R. §
366.6(a) and (b))

Holding companies that intend to rely on financing authorization orders or letters issued by the Securities and Exchange Commission (SEC), or that submitted reports or other submissions previously with the SEC and that now must file with the Commission, must file these orders, letters, reports or other submissions with the Commission by March 10, 2006.

These filings should be submitted using the Commission's eFiling system, provided that the entire content of the filing is in the public domain. Do not include filings under any other section with the authorization orders. The document you submit should include HC06-2-000 (Note - do not use HC06-1-000 for such submittals) in the caption or heading of the document, for filings made on or before September 30, 2006.

During the eFiling submission process:

  1. Select the filing type "Production of Document."
  2. On the Select Docket screen, enter HC06-2 in the docket number search block and select HC06-2-000 from the results.
  3. Before you browse, select, and attach the file, make sure that the file name is less than 25 characters and contains no spaces or special characters.
  4. On the Submission Description screen, edit the description by replacing "Production of Document" with "SEC Financing Authorization Order/Letter".

It is not necessary to include a form of notice for the Federal Register.

If you are unable to file electronically, you must submit an original and 14 paper copies of the filing to:

    Kimberly D. Bose, Secretary
    Nathaniel J. Davis, Sr., Deputy Secretary

    Federal Energy Regulatory Commission
    888 First Street, N.E.
    Washington, DC 20426

Please be advised that the United States Postal Service scans all documents addressed to the Commission with a heat-treatment process that may corrupt diskettes and render filings unusable. Please use express mail or courier delivery services.


  Contact Information

Brooks Carter, Filing Procedure Information
Telephone: 202-502-8145
Email: brooks.carter@ferc.gov
 

  Filing Guidelines

 




Updated: June 23, 2008