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Filing Guidelines Pursuant to the PUHCA of 2005
Companies that are holding companies as of February, 8, 2006, shall notify the Commission of their status as a holding company no later than14 days after the Commission issues an order on rehearing. Holding companies formed after February 8, 2006, shall notify the Commission of their status no later than the later of 14 days after the Commission issues an order on rehearing or 30 days after their formation.
These notification filings should be submitted using the Commission's eFiling system. Do not include waiver or exemption notifications with these filings. The document you submit should include HC06-1-000 in the caption or heading of the document for any notification filed on or before September 30, 2006.
During the eFiling submission process:
- Select the filing type "Production of Document."
- On the Select Docket screen, enter HC06-1 in the docket number search block and select HC06-1-000 from the results.
- Before you browse, select, and attach the file, make sure that the file name is less than 25 characters and contains no spaces or special characters.
- On the Submission Description screen, edit the description by replacing "Production of Document" with "Notification of Holding Company Status."
It is not necessary to include a form of notice for the Federal Register.
If you are unable to file electronically, you must submit an original and 14 paper copies of the filing to:
-
Kimberly D. Bose, Secretary
Nathaniel J. Davis, Sr., Deputy Secretary
Federal Energy Regulatory Commission
888 First Street, N.E.
Washington, DC 20426
Please be advised that the United States Postal Service scans all documents addressed to the Commission with a heat-treatment process that may corrupt diskettes and render filings unusable. Please use express mail or courier delivery services.
