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The Health Center Program: 2007 UDS Reporting Manual

 

Instructions by Table: Table 6 - Selected Diagnoses and Services Rendered

This table reports data on selected diagnoses and services rendered. It is designed to provide information on diagnoses and services of greatest interest to BPHC using data maintained for billing purposes. As a subset of diagnoses and services, Table 6 is not expected to reflect the full range of diagnoses and services rendered by a grantee. The selected conditions seen and services provided represent those that are prevalent among BPHC patients or a sub-group of patients or are generally regarded as sentinel indicators of access to primary care. Diagnoses reported on this table are those made by a medical, dental or behavioral health provider only . Thus, if a case manager sees a diabetic patient, the encounter is not to be reported on Table 6.

 

The table is included in both the Universal Report and Grant Reports.

•  The Universal Report reports on encounters in the indicated diagnostic or service categories and a count of all individuals who had at least one encounter in the indicated diagnostic or service category within the scope of any and all BPHC - supported projects included in the UDS.

•  The Grant Report reports only those encounters provided and those individuals served within the scope of the program being reported on.

 

Selected Diagnoses - Lines 1 through 20 present the name and applicable ICD-9CM codes for the diagnosis or diagnostic range/group. Wherever possible, diagnoses have been grouped into code ranges. Where a range of ICD-9CM codes is shown, grantees should report on all encounters where the primary diagnostic code is included in the range/group.

 

Selected Tests/Screenings/Preventive Services - Lines 21 through 26 present the name and applicable ICD-9CM diagnostic and visit codes and/or CPT procedure codes for selected tests, screenings, and preventive services which are particularly important to the populations served. On several lines both CPT codes and IC9 codes are provided. Grantees should use either the CPT codes or the ICD9 codes for any given line, not both!

 

Selected Dental Services - Lines 27 through 34 present the name and applicable ADA  procedure codes for selected dental services. Wherever appropriate, services have been grouped into code ranges.  Some codes are included on more than one line.  In these cases the service would be counted on each line.

 

Instructions for reporting Encounters - Column (a).

 

LINES 1 - 20: Diagnostic Data.

Encounters by Selected Diagnoses ( Lines 1-20). Report the total number of encounters during the reporting period where the indicated diagnosis is listed on the encounter/billing records as the primary diagnosis only . If an encounter has a primary diagnosis which is one of the many diagnoses not listed on Table 6, it is not reported. Note that, while most encounters are not reported on this table, those which are counted, are reported for only the primary diagnosis on lines 1 through 20. All visits are entered into clinic practice management / billing systems, with one diagnosis listed as primary and successive diagnoses listed as secondary, tertiary, etc. Any single encounter may be counted a maximum of one time on lines 1 - 20 regardless of the number of diagnoses listed for the visit.

 


LINES 21 - 34: Service Data.

Encounters by Selected Tests/Screenings/Preventive and Dental Services ( Lines 21-34). Report the total number of encounters at which one or more of the listed diagnostic tests, screenings, and/or preventive services were provided. Note that codes for these services may either be diagnostic (ICD-9) codes or procedure ( ADA or CPT-4) codes. During one encounter more than one test, screening or preventive service may be provided, in which case, each would be counted.

•  One encounter may involve more than one of the identified services in which case each should be reported. For example, if during an encounter both a Pap test and an HIV test were provided then an encounter would be reported on both lines 21 and 23.

•  If a patient receives multiple immunizations at one visit, only one encounter should be reported.

•  Services may be reported in addition to diagnoses. A hypertensive patient who also receives an HIV test would be counted once on the hypertension line 11 and once on line 21, HIV test.

•  If a patient had more than one tooth filled, only one encounter for restorative services should be reported, not one per tooth.

 

 

Instructions for reporting Patients - Column (b)

 

LINES 1 - 20: Diagnostic Data.

Patients by Diagnosis - For Column B report each individual who had one or more encounter during the year where the primary diagnosis was the indicated diagnosis (e.g., a patient with one or more encounters for hypertension (Line 11, Column A) is counted once as a patient (Line 11, Column B) regardless of how many times they were seen.) A patient is counted once and only once regardless of the number of encounters made for that specific diagnosis. Any patient may have encounters with different primary diagnoses, for example, one for hypertension and one for diabetes, on different days. In this case, the patient would be reported once for each primary diagnosis used during the year.

LINES 21 - 26: Services Data.

Patients by Selected Diagnostic Tests/Screenings/Preventive Services -- Report patients who have had at least one encounter during the reporting period for the selected diagnostic tests, screenings, and/or preventive services listed on Lines 21-26. If a patient had a Pap test and contraceptive management during the same encounter, this patient would be counted on both Lines 23 and 25 in Column B. Regardless of the number of times a patient receives a given service, they are counted once and only once on that line in Column B. For example, an infant who has multiple well child visits in the year has each visit reported in column A, but is counted only once in column B.

 

LINES 27 - 34: Dental Services Data.

Patients by Selected Dental Services -- Report patients who have had at least one encounter during the reporting period for the selected dental services listed on Lines 27-34. If a patient had two teeth repaired and sealants applied during one encounter, this patient would be counted once (only) on both Lines 30 and 32 in Column B. Note that some ADA codes are listed twice. For example, the code for "fluoride treatment and prophylaxis" is listed once under fluoride treatments and once under prophylaxis. In these cases the service would be counted on each line.

 


Questions and Answers for Table 6

 

•  Are there any changes to the table this year?

Yes. Selected ICD-9, ADA and CPT codes have been updated. See changes on Lines 1, 6, 9, 22, 24, 28, 29 and 31.

 

•  If a case manager or health educator serves a patient who is, for example, a diabetic, we often show that diagnostic code for the visit. Should this be reported on Table 6?

No. Report only encounters with medical, dental and behavioral health providers on Table 6.

 

•  The instructions call for diagnoses or services at encounters. If we provide the service, but it is not counted as an encounter (such as immunizations given at a health fair) should it be reported on this table?

If the service is provided as a result of a prescription or plan from an earlier visit it is counted. For example, if a provider asked a woman to come back in four months for a Pap test, it would be counted. But if the service is a self-referral where no clinical visit is necessary or provided (such as a senior citizen coming in for a flu shot,) it is not counted.

 

•  Some diagnostic and/or procedure codes in my system are different from the codes listed. What do I do?

It is possible that information for Table 6 is not available using the codes shown because of idiosyncrasies in state or clinic billing systems. Generally, these involve situations where (a) the state uses unique billing codes, other than the normal CPT code, for state billing purposes (e.g., EPSDT) or (b) internal or state confidentiality rules mask certain diagnostic data. The following provides examples of problems and solutions.

 

 

Line # Problem Potential Solution
1 and 2 HIV diagnoses are kept confidential and alternative diagnostic codes are used. Include the alternative codes used at your center on these lines as well.
26 Well child visits are charged to the state EPSDT program using a special code (often starting with W, X, Y or Z). Add these special codes to the other codes listed and count all such visits as well. Do not count EPSDT follow-up visits in this category.

•  The instructions specifically say that the source of information for Table 6 is "billing systems." There are some services for which I do not pay and there are no encounters in my system. What do I do?

While grantees are only required to report data derived from billing systems, the reported data will understate services in the circumstances described. In order to more accurately reflect your level of service, grantees are encouraged to use other sources of information (e.g., referral or tracking logs), although there is no requirement to do so. The following provides examples of these sources.


 

Line #

Problem

Potential Solution

21

HIV Tests are processed and paid for by the State and do not show on the encounter form or in the billing system.

Use other data sources such as logs of HIV tests conducted or reports to Ryan White programs and use this number of tests.

22

Mammograms are paid for, but are conducted by a contractor and do not show in the billing system for individual patients.

Use the bills from the independent contractor to identify the total number of mammograms conducted during the course of the year and report this number.

23

Pap tests are processed and paid for by the State and do not show on the encounter form or in the billing system.

Use other data sources such as logs of Pap tests conducted and use this number of tests.

24

Flu shots are not counted because they are obtained at no cost by the center.

Use the Medicare cost report data on influenza vaccination reimbursements as an estimate for the number of actual encounters where flu shots were administered.

 

25

Contraceptive management is funded under Title X or a state family planning program and does not have a V-25 diagnosis attached to it.

Use records developed for the Title X or state family planning program to count the number of family planning visits. Take care not to count the same visit twice.

 


Reporting Period: January 1, 2007 through December 31, 2007 OMB No. 0915-0193 Expiration Date:

 

TABLE 6 -

SELECTED DIAGNOSES AND SERVICES RENDERED

 

Diagnostic Category

 

Applicable

ICD-9-CM

Code

 

Number of Encounters by Primary Diagnosis

 

(A)

Number of

patients with

primary Diagnosis

 

(B)

Selected Infectious and Parasitic Diseases

 

 

1.

Symptomatic HIV

042.xx

 

 

2.

Asymptomatic HIV

V08

 

 

3.

Tuberculosis

010.xx - 018.xx

 

 

4.

Syphilis and other sexually transmitted diseases

090.xx - 099.xx

 

 

Selected Diseases of the Respiratory System

 

 

5.

Asthma

493.xx

 

 

6.

Chronic bronchitis and emphysema

490.xx - 492.xx

496.xx

 

 

 

Selected Other Medical Conditions

 

 

7.

Abnormal breast findings, female

174.xx; 198.81; 233.0x; 793.8x

 

 

8.

Abnormal cervical findings

180.xx; 198.82;

233.1x; 795.0x

 

 

9.

Diabetes mellitus

250.xx; 775.1x

 

 

10.

Heart disease (selected)

391.xx - 392.0x

410.xx - 429.xx

 

 

11.

Hypertension

401.xx - 405.xx;

 

 

12.

Contact dermatitis and other eczema

692.xx

 

 

13.

Dehydration

276.5x

 

 

14.

Exposure to heat or cold

991.xx - 992.xx

 

 


 

Reporting Period: January 1, 2007 through December 31, 2007 OMB No. 0915-0193 Expiration Date:

 

 

TABLE 6 -

SELECTED DIAGNOSES AND SERVICES RENDERED

 

Diagnostic Category

 

Applicable

ICD-9-CM

Code

 

Number of

Encounters by

Primary Diagnosis

 

(A)

 

Number of

Patients with

primary Diagnosis

 

(B)

Selected Childhood Conditions

15.

Otitis media and eustachian tube disorders

381.xx - 382.xx

 

 

 

 

16.

Selected perinatal medical conditions

770.xx; 771.xx; 773.xx; 774.xx - 779.xx (excluding 779.3x)

 

 

 

 

 

 

17.

Lack of expected normal physiological development (such as delayed milestone; failure to gain weight; failure to thrive)--does not include sexual or mental development; Nutritional deficiencies

260.xx - 269.xx;

779.3x;

783.3x - 783.4x;

 

 

 

 

 

 

 

 

Selected Mental Health and Substance Abuse Conditions

18.

Alcohol related disorders

291.xx, 303.xx; 305.0x

357.5x

 

 

 

 

19.

Other substance related disorders (excluding tobacco use disorders)

292.1x - 292.8x 304.xx, 305.2x - 305.9x 357.6x, 648.3x

 

 

 

 

20a.

Depression and other mood disorders

296.xx, 300.4

301.13, 311.xx

 

 

20b.

Anxiety disorders including PTSD

300.0x, 300.21, 300.22, 300.23, 300.29, 300.3, 308.3, 309.81

 

 

20c.

Attention deficit and disruptive behavior disorders

312.8x, 312.9x, 313.81, 314.xx

 

 

20d.

Other mental disorders, excluding drug or alcohol dependence (includes mental retardation)

290.xx

293.xx - 302.xx (excluding 296.xx, 300.0x, 300.21, 300.22, 300.23, 300.29, 300.3, 300.4, 301.13);

 

 

 

 

 

 

 

 

 

306.xx - 319.xx

(excluding 308.3, 309.81, 311.xx, 312.8x, 312.9x,313.81,314.xx)

 

 

 


Reporting Period: January 1, 2007 through December 31, 2007 OMB No. 0915-0193 Expiration Date:

TABLE 6 -

SELECTED DIAGNOSES AND SERVICES RENDERED

 

Service Category

Applicable

ICD-9-CM

or CPT-4 code(s)

Number of Encounters

(A)

Number of Patients

(B)

Selected Diagnostic Tests/Screening/Preventive Services

21.

HIV test

CPT-4: 86689;

86701-86703;

87390-87391

 

 

22.

Mammogram

CPT-4: 77055-77057

OR

ICD-9: V76.11; V76.12

 

 

23.

Pap test

CPT-4: 88141-88155; 88164-88167 OR

ICD-9: V72.3; V72.31; V76.2

 

 

24.

Selected Immunizations: Hepatitis A, Hemophilus Influenza B (HiB), Influenza virus, Pneumococcal, Diptheria, Tetanus, Pertussis (DTaP) (DTP) (DT), Mumps, Measles, Rubella, Poliovirus, Varicella, Hepatits B Child)

CPT-4: 90633-90634, 90645 - 90648;

90657 - 90660; 90669; 90700 - 90702;

90704 - 90716; 90718; 90720-90721, 90723;

90743 - 90744; 90748

 

 

25.

Contraceptive management

ICD-9: V25.xx

 

 

26.

Health supervision of infant or child (ages 0 through 11)

CPT-4: 99391-99393;

99381-99383;

99431-99433

OR

ICD-9: V20.xx; V29.xx

 

 

Selected Dental Services

27.

I. Emergency Services

ADA : D9110

 

 

28.

II. Oral Exams

ADA : D0120, D0140, DO145 ,D0150, D0160, D0170, D0180

 

 

29.

Prophylaxis - adult or

child

ADA : D1110, D1120,

 

 

30.

Sealants

ADA : D1351

 

 

31.

Fluoride treatment - adult or child

ADA : D1203, D1204

 

 

32.

III. Restorative Services

ADA : D21xx, D23xx, D27xx

 

 

33.

IV. Oral Surgery

(extractions and other

surgical procedures)

ADA : D7111, D7140, D7210, D7220, D7230, D7240, D7241, D7250, D7260, D7261, D7270, D7272, D7280

 

 

34.

V. Rehabilitative services

(Endo, Perio, Prostho,

Ortho)

ADA : D3xxx, D4xxx, D5xxx, D6xxx, D8xxx

 

 

Note: x denotes any number including the absence of a number in that place.

I International Classification of Diseases, 9th Revision, 6th Edition, Clinical Modification, Volumes 1 and 2, 2004. Reston , VA : St. Anthony Publishing. Codes for HIV Infection reflect revisions published in MMWR Volume 43, No. RR-12, September 30, 1994.

II Physicians' Current Procedural Terminology, 4th edition, CPT 2004. American Medical Association.

III Current Dental Terminology, CDT 5, 2005. American Dental Association.