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1730 Information Sources [R-5] - 1700 Miscellaneous

1730 Information Sources [R-5]

I.    IN GENERAL

General information about patents, trademarks, products and services offered by the United States Patent and Trademark Office (USPTO), and other related information is available by contacting the USPTO Contact Center at:

800-PTO-9199 or 571-272-1000

(TDD) 571-272-9950

An automated message system is available 7 days a week, 24 hours a day providing informational responses to frequently asked questions and the ability to order certain documents. Customer service representatives are available to answer questions, send materials or connect customers with other offices of the USPTO from 8:30 a.m. - 8:00 p.m. EST/EDT, Monday-Friday excluding federal holidays.

For other technical patent information needs, the Inventors Assistance Center can be reached through customer service representatives at the above numbers, Monday through Friday (except federal holidays) from 8:30 a.m. to 5:00 p.m. EST/EDT.

General information can also be obtained in person from the Public Search Facilities of the USPTO. See subsection IV. below.

II.    USPTO INTERNET SITE

A.    General Information

The USPTO web site (http://www.uspto.gov or ftp.uspto.gov) provides a wealth of information to all users. The USPTO web site offers links to news and notices (such as announcements, press releases, Official Gazette Notices and Federal Register Notices), USPTO contacts and addresses, activities and education related pages (such as the PTDL program and the Kids Pages), patent specific information (such as issued patents and published patent applications, general information pertaining to applying for a patent, electronic filing of patent applications, and reference materials such as the MPEP and examination guidelines), and trademark specific information (such as the Trademark Manual of Examining Procedure and the U.S. Trademark Electronic Search System (TESS)). In addition, the web site allows downloading of a variety of USPTO forms (including PCT forms), ordering copies of patents and trademarks, accessing a list of all current fees, paying patent maintenance fees, replenishing deposit accounts, accessing various legal materials, linking to related web sites, etc.

B.    Electronic Business

The Patent Electronic Business Center (EBC) *>assists< USPTO customers **>in filing< patent applications electronically, *>submitting< assignment documents for recordation, *>retrieving< data, *>checking< the status of pending actions, and *>submitting< information and applications. The hours of operation of the EBC are Monday through Friday 6 a.m. - midnight (EST/EDT). The EBC can be reached by telephone at 866-217-9197 (toll-free) or 571-272-4100. The EBC may be reached by e-mail at ebc@uspto.gov and by fax at 571-273-0177.

1.    USPTO Databases

(a)    Issued Patents

The Patent Grants Database provides access to the full-text of all U.S. patents issued since 1976, and to the full-page images of all U.S. patents issued since 1790.

(b)    Published Applications

The Patent Applications Database provides both full-text and full-page images of all U.S. patent applications published since March 15, 2001.

(c)    Status Information

Status information relating to patent applications is available through the Patent Application Information Retrieval (PAIR) system. There is both a public and private side to PAIR. In public PAIR, information is available relating to issued patents, published patent applications, and applications to which a patented or published application claims domestic priority. In private PAIR, an applicant (or his or her registered patent attorney or registered patent agent) can securely track the progress of his or her application(s) through the USPTO. Private PAIR makes available information relating to unpublished patent applications, but the applicant must associate a Customer Number with the application to obtain access. See MPEP § 403 for Customer Number practice.

(d)    Image File Wrapper (IFW)

The Image File Wrapper (IFW) system uses image technology to replace the paper processing of patent applications in the Office. Paper components of these application files (including the specification, oath or declaration, drawings, information disclosure statements, amendments, Office actions, and file jacket notations) have been scanned to create electronic image files. For patent applications in the IFW system, the IFW file is the Official file and no access is granted to the original paper document sheets used to create the IFW file. All processing and examination is conducted using the electronic images instead of the paper source documents.

If an IFW file has been created for a patented application, published application, or an application to which a patented or published application claims domestic priority, the IFW file (with the exception of non-patent literature) is accessible through public PAIR. All patent applications filed after June 30, 2003 have been scanned into the IFW system and will be available in public PAIR as soon as they have been published or patented. Pending applications filed before June 30, 2003 are scanned into IFW as incoming papers are received in the Office. Non-patent literature (NPL) may be viewed using private PAIR (if an IFW file has been created) or obtained from the USPTO Office of Public Records.

Questions about IFW images viewed in PAIR should be directed to the Patent EBC.

(e)    Assignments on the Web (AOTW)

Assignment information is available for issued patents and published applications recorded since August 1980.

2.    Transacting Electronic Business

(a)    Filing Applications and Other Documents

The Electronic Filing System (EFS) allows customers to electronically file patent application documents securely via the Internet. EFS is a system for submitting new utility patent applications and pre-grant publication submissions in electronic publication-ready form. EFS includes software to help customers prepare submissions in Portable Document Format (PDF) and eXtensible Markup Language (XML) and to assemble the various parts of the application as an electronic submission package. EFS can be used to submit:

(A) new utility patent applications >including sequence listings, computer program listings, and large tables<;

(B) provisional patent applications;

(C) sequence listings in computer readable form (CRF) for an application previously filed on paper;

(D) pre-grant publication resubmissions for previously filed applications, where the applicant wants an amended, redacted, voluntary, or republication specification to be published rather than the application as originally filed;

(E) multiple assignments; and

(F) Electronic Information Disclosure Statements (eIDS).

At this time EFS does not accept:

(A) Design applications;

(B) New plant applications;

(C) Corrected or revised patent application republications pursuant to 37 CFR 1.221(b);

(D) Reissue applications;

(E) International applications filed under the Patent cooperation Treaty (PCT); or

(F) Reexamination requests.

>EFS-Web allows customers to electronically file patent application documents securely via the Internet via a web page. EFS-Web is a system for submitting new utility, design and provisional patent applications, requests to enter the U.S. National stage under 35 U.S.C. 371, and documents related to previously-filed patent applications. Customers prepare documents in Portable Document Format (PDF), attach the documents, validate that the PDF documents will be compatible with USPTO internal automated information systems, submit the documents, and pay fees with real-time payment processing. Some forms are available as fillable EFS-Web forms. When these fillable EFS-Web forms are used, the data entered into the forms is automatically loaded into USPTO information systems.

EFS-Web can be used to submit:

(A) New utility patent applications and fees;

(B) New design patent applications and fees;

(C) Provisional patent applications and fees;

(D) Requests to enter the national stage under 35 U.S.C. 371 and fees; and

(E) Most follow-on documents and fees for a previously filed patent application.

The following is a list of submission types that are not allowed to be filed using EFS-Web:

(A) New plant patent applications;

(B) Correspondence concerning registration practice requiring an original hand written signature under 37 CFR 1.4(e). See 37 CFR 1.6(d)(1).

(C) A document that is required by statute to be certified. See 37 CFR 1.4(f) and 37 CFR 1.6(d)(2). An example of such a submission is a certified copy of a foreign patent application filed pursuant to 35 U.S.C. 119 or a certified copy of an international application filed pursuant to 35 U.S.C. 365.

(D) A request for reexamination under 37 CFR 1.510 or 1.913 (see 37 CFR 1.6(d)(5)) and related documents;

(E) Submissions regarding reissue applications;

(F) Correspondence to be filed in a patent application subject to a secrecy order under 37 CFR 5.1 through 5.5. See 37 CFR 1.6(d)(6);

(G) Submissions in contested cases before the Board of Patent Appeals and Interferences, except as the Board may expressly authorize. See 37 CFR 1.6(d)(9);

(H) Papers filed in contested cases before the Board of Patent Appeals and Interferences, which are governed by 37 CFR 41.106(f). See 37 CFR 1.6(d)(3);

(I) Correspondence filed in connection with a disciplinary proceeding under 37 CFR part 10. See 37 CFR 1.6(d)(3);

(J) Submissions that are not associated with an application;

(K) Third party sumissions under 37 CFR 1.99;

(L) Protests under 37 CFR 1.291;

(M) Public use hearing papers under 37 CFR 1.292;

(N) Documents related to interference proceedings;

(O) Documents submitted by a third-party;

(P) Assignment documents;

(Q) Submissions related to the international phase of international patent applications under the Patent Cooperation Treaty;

(R) Pre-grant publication documents for amended, redacted, voluntary, and republication publications;

(S) Documents related to proceedings before the Court of Appeals for the Federal Circuit or the U.S. District Court.<

(b)    Paying Fees and Replenishing Deposit Accounts

The Office of Finance On-Line Shopping page may be used to pay maintenance fees or to maintain and replenish deposit accounts.

(c)    Ordering Copies and Publications

Copies of patent applications as filed and patent file wrappers that have been issued or published are available on-line from the Office of Public Records (OPR). Presentation patents may also be ordered on the web. Available service options, fees and delivery methods vary by document type. Contact OPR at 1-800-972-6382 or 571-272-3150 for more information.

III.    PCT

For questions and information concerning the Patent Cooperation Treaty (PCT), the PCT Help Desk is available to provide assistance and may be reached by telephone at 571-272-4300 between the hours of 9:00 am and 4:30 pm (EST/EDT), Monday through Friday, or by facsimile at 571-273-0419, 24 hours a day. In addition, helpful information is available through the internet at the Office of PCT Legal Administration page of the USPTO web site and at the World Intellectual Property Office web site (http://www.wipo.org/).

IV.    USPTO SEARCH AND INFORMATION RESOURCE FACILITIES

The following USPTO search and information resource facilities are accessible to the public:

(A) Public Search Facility (Madison East, first floor, 600 Dulany St., Alexandria, VA 22314) at 571-272-3275 (Hours: Weekdays, 8:00 a.m. to 8:00 p.m., EST/EDT); and

(B) Scientific and Technical Information Center

(1) Main Library (Madison West, first floor, 600 Dulany St., Alexandria, VA 22314) at 571-272-3547

(2) Biotech/Chemical Library (Remsen 1D58) at 571-272-2520 (Hours: Weekdays, 8:30 a.m. to 5:00 p.m., EST/EDT).

V.    REGISTERED PRACTIONERS

The USPTO cannot recommend any particular attorney or agent, or aid in the selection of an attorney or agent. A list of Attorneys and Agents Registered to Practice Before the U.S. Patent and Trademark Office may be purchased on DVD-ROM from the USPTO's Office of Electronic Information Products (571-272-5600). The DVD-ROM is also available on the USPTO web site (http://www.uspto.gov) from the "Products and Services Catalog".

To obtain a list of registered patent attorneys and agents for a particular area, customers may either contact a customer service representative through the USPTO Contact Center (see "In General" above), or acquire the information from the USPTO web site. The attorneys and agents list may be examined without charge at Patent and Trademark Depository Libraries (PTDLs) and at many other libraries throughout the U.S. Many large cities also have associations of patent attorneys and agents which may be consulted.

VI.    MISCELLANEOUS

A.    Recently Filed Applications

For information and questions concerning recently filed patent applications and filing receipts, contact the Customer Service Center of the Office of Initial Patent Examination at 571-272-4000 (hours: weekdays, 8:30 a.m. to 5:00 p.m., EST/EDT.

B.    Pre-Grant Publication

For inquiries concerning projected pre-grant publication dates, contact the Pre-Grant Publication Division at 703-605-4283.

C.    Status Information

For information on the status of a patent application, patent applicants who have access to PAIR should check PAIR. Alternatively, applicants may contact the File Information Unit at (703) 308-2733.

D.    Correspondence

For information pertaining to mail, facsimile, or hand-delivery of correspondence to the USPTO, see MPEP §§ 502 - 502.01.

E.    Copies of Documents

Inquiries regarding certified or uncertified copies of documents, including patent applications-as-filed, patent related file wrappers, patent copies, and reproduced copies of individual replacement pages or previous revisions of the MPEP, should be directed to the Office of Public Records Document Services at 571-272-3150 or 1-800-972-6382. Orders may be placed by facsimile when paying by VISA®, MasterCard®, American Express®, Discover®, or USPTO Deposit Account at 571-273-3250. To order file histories for self-service copying, contact the File Information Unit at (703) 308-2733.

F.    Maintenance Fees

Information regarding maintenance fees may be obtained from the Patent Application Information Retrieval (PAIR) system on the USPTO web site, or by contacting the Receipts Accounting Division at 571-272-6500.

G.    Assignments

For questions pertaining to filing assignments or other documents affecting title, contact the Assignment Division at 571-272-3350. Documents may be submitted to the Assignment Division by facsimile at 571-273-0140. See MPEP § 302.09 for additional information.

H.    Petitions

For matters decided by the Office of Petitions, the appropriate USPTO personnel may be reached at 571-272-3282. Petitions to withdraw an application from issue may be sent by facsimile to 571-273-0025. All other facsimile transmissions to the Office of Petitions should be sent to the Central FAX Number 571-273-8300.

I.    PatentIn

For information regarding orders for the PatentIn software program, call the Office of Electronic Information Products at 571-272-5600. For assistance downloading or using PatentIn, contact the Patent Electronic Business Center (see subsection II.B. above).

KEY: =online business system =fees =forms=help =laws/regulations =definition (glossary) The Inventors Assistance Center is available to help you on patent matters.Send questions about USPTO programs and services to the USPTO Contact Center (UCC). You can suggest USPTO webpages or material you would like featured on this section by E-mail to the webmaster@uspto.gov. While we cannot promise to accommodate all requests, your suggestions will be considered and may lead to other improvements on the website.

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